Vault-13

FIRST TR EXCHANGE TRADED FD TDIV

NASD TECH DIV · ETP · CUSIP 33738R118

328 institutional holders +19 vs Q2 2024
20,506,66020.5m shares reported held*
$1.6bnreported value*
41 new 106 added 117 reduced 23 sold out net bought ≈ $63.5m (+774.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $80.29. Options: 2 managers hold calls ($634.4k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 234Q4 22: 233Q1 23: 246Q2 23: 247Q3 23: 253Q4 23: 266Q1 24: 281Q2 24: 309Q3 24: 328328Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022234
Q4 2022233
Q1 2023246
Q2 2023247
Q3 2023253
Q4 2023266
Q1 2024281
Q2 2024309
Q3 2024328

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 112 bought or addedQ4 22: 107 cut or sold outQ1 23: 116 bought or addedQ1 23: 102 cut or sold outQ1 23Q2 23: 126 bought or addedQ2 23: 85 cut or sold outQ3 23: 125 bought or addedQ3 23: 85 cut or sold outQ3 23Q4 23: 118 bought or addedQ4 23: 107 cut or sold outQ1 24: 137 bought or addedQ1 24: 116 cut or sold outQ1 24Q2 24: 145 bought or addedQ2 24: 116 cut or sold outQ3 24: 147 bought or addedQ3 24: 140 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022112107
Q1 2023116102
Q2 202312685
Q3 202312585
Q4 2023118107
Q1 2024137116
Q2 2024145116
Q3 2024147140

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ4 23 calls: $2.0mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.9mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $741.5kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $634.4kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$2.0m$00.00
Q1 2024$1.9m$00.00
Q2 2024$741.5k$00.00
Q3 2024$634.4k$00.00

Biggest buyers

MORGAN STANLEY Added +180,612+180.6k
WELLS FARGO & COMPANY/MN Added +148,492+148.5k
LPL Financial LLC Added +142,042+142.0k
AVAII WEALTH MANAGEMENT, LLC New +114,619+114.6k
Crumly & Associates Inc. New +97,987+98.0k
Cambridge Investment Research Advisors, Inc. Added +95,137+95.1k
BENJAMIN EDWARDS INC Added +95,076+95.1k
Mirae Asset Global Investments Co., Ltd. Added +91,700+91.7k
WealthPlan Investment Management, LLC New +66,290+66.3k
3EDGE Asset Management, LP New +46,952+47.0k

Biggest sellers

Cetera Investment Advisers Reduced -83,745-83.7k
ROYAL BANK OF CANADA Reduced -81,918-81.9k
JPMORGAN CHASE & CO Reduced -77,800-77.8k
WealthPLAN Partners, LLC Sold out -70,024-70.0k
UBS Group AG Reduced -65,847-65.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -47,003-47.0k
OneAscent Financial Services LLC Sold out -26,322-26.3k
Private Advisor Group, LLC Reduced -23,683-23.7k
STIFEL FINANCIAL CORP Reduced -19,065-19.1k
Virtue Capital Management, LLC Sold out -18,613-18.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $337.3k4.2k shares
Belvedere Trading LLC Unchanged $297.1k3.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,264,1102.3m $181.8m $181.8m 0.08% Added +142.0k +142,042
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,075,3792.1m $166.7m $166.7m 0.01% Added +180.6k +180,612
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,751,1781.8m $140.6m $140.6m 0.03% Added +148.5k +148,492
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,187,8231.2m $95.4m $95.4m 0.01% Reduced -4.1k -4,065
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,024,3011.0m $82.3m $82.3m 0.02% Reduced -65.8k -65,847
6 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 916,888916.9k $73.6m $73.6m 0.10% Reduced -13.0k -13,011
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 514,631514.6k $41.3m $41.3m 0.01% Reduced -594 -594
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 439,736439.7k $35.3m $35.3m 0.01% Reduced -81.9k -81,918
9 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 385,382385.4k $30.9m $30.9m 0.05% Added +10.6k +10,552
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 384,826384.8k $30.9m $30.9m 0.01% Reduced -4.0k -3,976
11 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 372,282372.3k $29.9m $29.9m 0.02% Reduced -6.8k -6,826
12 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 340,095340.1k $27.3m $27.3m 0.06% Reduced -83.7k -83,745
13 PARK NATIONAL CORP /OH/ 0.89% of their portfolio NEWARK, OH 314,869314.9k $25.3m $25.3m 0.89% Added +2.3k +2,330
14 Flaharty Asset Management, LLC 3.43% of their portfolio CLEARWATER, FL 303,621303.6k $24.4m $24.4m 3.43% Reduced -5.7k -5,659
15 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 299,097299.1k $24.0m $24.0m 0.05% Reduced -617 -617
16 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 261,264261.3k $21.0m $21.0m 0.02% Reduced -3.5k -3,469
17 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 252,044252.0k $20.2m $20.2m 0.02% Reduced -19.1k -19,065
18 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 229,118229.1k $18.4m $18.4m 0.06% Added +95.1k +95,137
19 D.A. DAVIDSON & CO. 0.15% of their portfolio GREAT FALLS, MT 223,869223.9k $18.0m $18.0m 0.15% Reduced -7.2k -7,250
20 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 209,766209.8k $16.8m $16.8m 0.11% Reduced -8.6k -8,589
21 Kestra Investment Management, LLC 0.63% of their portfolio AUSTIN, TX 181,751181.8k $14.6m $14.6m 0.63% Reduced -851 -851
22 Aprio Wealth Management, LLC 2.30% of their portfolio ATLANTA, GA 178,870178.9k $14.4m $14.4m 2.30% Added +5.5k +5,463
23 New England Private Wealth Advisors LLC 2.00% of their portfolio WELLESLEY, MA 154,664154.7k $12.4m $12.4m 2.00% Added +3.1k +3,076
24 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 154,598154.6k $12.4m $12.4m 0.03% Added +3.2k +3,173
25 Cherry Creek Investment Advisors, Inc. 6.28% of their portfolio ENGLEWOOD, CO 151,273151.3k $12.1m $12.1m 6.28% Reduced -1.6k -1,630
26 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 145,788145.8k $11.7m $11.7m 0.11% Added +7.5k +7,534
27 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 125,955126.0k $10.1m $10.1m 0.10% Reduced -311 -311
28 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 125,955126.0k $10.1m $10.1m 0.10% Reduced -311 -311
29 Mirae Asset Global Investments Co., Ltd. 0.04% of their portfolio SEOUL, M5 124,700124.7k $10.0m $10.0m 0.04% Added +91.7k +91,700
30 Concorde Asset Management, LLC 5.44% of their portfolio ANN ARBOR, MI 120,040120.0k $9.6m $9.6m 5.44% Reduced -3.5k -3,462
31 Stratos Wealth Partners, LTD. 0.14% of their portfolio BEACHWOOD, OH 117,446117.4k $9.4m $9.4m 0.14% Added +1.8k +1,755
32 AVAII WEALTH MANAGEMENT, LLC 4.65% of their portfolio APPLETON, WI 114,619114.6k $9.2m $9.2m 4.65% New
33 Ethos Financial Group, LLC 1.50% of their portfolio KING OF PRUSSIA, PA 113,153113.2k $9.1m $9.1m 1.50% Reduced -10.7k -10,727
34 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 112,842112.8k $9.1m $9.1m 0.03% Added +14.0k +13,986
35 Pine Valley Investments Ltd Liability Co 0.59% of their portfolio MARLTON, NJ 107,216107.2k $8.6m $8.6m 0.59% Reduced -2.1k -2,095
36 Robertson Stephens Wealth Management, LLC 0.30% of their portfolio San Francisco, CA 102,606102.6k $8.2m $8.2m 0.30% Added +4.4k +4,448
37 Sigma Planning Corp 0.25% of their portfolio ANN ARBOR, MI 102,204102.2k $8.2m $8.2m 0.25% Reduced -4.7k -4,735
38 Private Wealth Group, LLC 3.96% of their portfolio Tampa, FL 98,56398.6k $7.9m $7.9m 3.96% Reduced -1.3k -1,338
39 BENJAMIN EDWARDS INC 0.12% of their portfolio Clayton, MO 98,48998.5k $7.9m $7.9m 0.12% Added +95.1k +95,076
40 Crumly & Associates Inc. 2.17% of their portfolio SPRINGFIELD, IL 97,98798.0k $7.9m $7.9m 2.17% New
41 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 92,53592.5k $7.4m $7.4m 0.08% Added +2.4k +2,445
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 77,95678.0k $6.3m $6.3m 0.00% Reduced -77.8k -77,800
43 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 77,66177.7k $6.2m $6.2m 0.02% Added +1.7k +1,713
44 PURSUE WEALTH PARTNERS LLC 3.30% of their portfolio ALAMO, CA 75,28575.3k $6.0m $6.0m 3.30% Added +201 +201
45 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 74,60874.6k $6.0m $6.0m 0.06% Added +280 +280
46 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 71,13271.1k $5.7m $5.7m 0.04% Reduced -1.7k -1,747
47 Coppell Advisory Solutions LLC 0.82% of their portfolio COPPELL, TX 69,21469.2k $5.6m $5.6m 0.82% Added +106 +106
48 WealthPlan Investment Management, LLC 0.54% of their portfolio OMAHA, NE 66,29066.3k $5.3m $5.3m 0.54% New
49 HARBOUR INVESTMENTS, INC. 0.16% of their portfolio MADISON, WI 64,23164.2k $5.2m $5.2m 0.16% Added +8.4k +8,365
50 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 63,79663.8k $5.1m $5.1m 0.00% Reduced -496 -496
51 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 63,64963.6k $5.1m $5.1m 0.03% Reduced -9.0k -8,965
52 Wealth Management Associates, Inc. 2.19% of their portfolio Cherry Hill, NJ 61,91561.9k $5.0m $5.0m 2.19% Reduced -437 -437
53 HENGEHOLD CAPITAL MANAGEMENT LLC 0.45% of their portfolio CINCINNATI, OH 59,27759.3k $4.8m $4.8m 0.45% Added +1.9k +1,950
54 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 58,10358.1k $4.7m $4.7m 0.00% Added +29.4k +29,364
55 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 55,89355.9k $4.5m $4.5m 0.04% Added +5.2k +5,229
56 Great Diamond Partners, LLC 1.12% of their portfolio Portland, ME 54,93454.9k $4.4m $4.4m 1.12% Reduced -6.7k -6,694
57 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 54,70754.7k $4.4m $4.4m 0.01% Added +15.2k +15,223
58 Tyler-Stone Wealth Management 0.76% of their portfolio Beachwood, OH 50,40150.4k $4.0m $4.0m 0.76% Added +23.6k +23,619
59 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 49,83049.8k $4.0m $4.0m 0.01% Added +797 +797
60 Harvest Investment Services, LLC 1.28% of their portfolio Oakbrook Terrace, IL 49,79649.8k $4.0m $4.0m 1.28% Added +2.4k +2,360
61 CWM, LLC 0.02% of their portfolio OMAHA, NE 48,45248.5k $3.9m $3.9m 0.02% Added +4 +4
62 DEFINED WEALTH MANAGEMENT, LLC 2.47% of their portfolio BEAVERTON, OR 47,33947.3k $3.8m $3.8m 2.47% Added +412 +412
63 3EDGE Asset Management, LP 0.27% of their portfolio Naples, FL 46,95247.0k $3.8m $3.8m 0.27% New
64 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 46,22346.2k $3.7m $3.7m 0.01% Reduced -463 -463
65 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 45,89245.9k $3.7m $3.7m 0.09% Added +2.3k +2,255
66 Snowden Capital Advisors LLC 0.11% of their portfolio New York, NY 44,75644.8k $3.6m $3.6m 0.11% Added +1.2k +1,187
67 COTTONWOOD CAPITAL ADVISORS, LLC 2.57% of their portfolio SALT LAKE CITY, UT 43,60843.6k $3.5m $3.5m 2.57% Reduced -3.5k -3,519
68 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 42,72542.7k $3.4m $3.4m 0.01% Added +5.9k +5,935
69 Main Street Financial Solutions, LLC 0.31% of their portfolio NEWTOWN, PA 42,20642.2k $3.4m $3.4m 0.31% Reduced -624 -624
70 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 41,43741.4k $3.3m $3.3m 0.12% Reduced -797 -797
71 &PARTNERS 0.06% of their portfolio NASHVILLE, TN 40,60240.6k $3.3m $3.3m 0.06% Added +37.3k +37,300
72 IAMS WEALTH MANAGEMENT, LLC 1.55% of their portfolio OMAHA, NE 39,25639.3k $3.2m $3.2m 1.55% Added +4.3k +4,289
73 Capital Advisors, Ltd. LLC 0.38% of their portfolio SHAKER HEIGHTS, OH 38,64038.6k $3.1m $3.1m 0.38% Added +2.2k +2,192
74 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 37,83337.8k $3.0m $3.0m 0.02% Reduced -2.0k -1,982
75 Ranch Capital Advisors Inc. 1.41% of their portfolio SARASOTA, FL 37,17637.2k $3.0m $3.0m 1.41% Reduced -8.0k -7,989
76 Financial Advocates Investment Management 0.17% of their portfolio OLYMPIA, WA 37,11737.1k $3.0m $3.0m 0.17% Added +2.3k +2,256
77 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 36,51836.5k $2.9m $2.9m 0.04% Reduced -766 -766
78 Quadcap Wealth Management, LLC 0.46% of their portfolio Frisco, TX 36,49036.5k $2.9m $2.9m 0.46% Added +15.6k +15,637
79 BlueChip Wealth Advisors LLC 1.53% of their portfolio Milton, GA 36,41336.4k $2.9m $2.9m 1.53% Added +7 +7
80 Gateway Wealth Partners, LLC 0.80% of their portfolio APPLETON, WI 36,34936.3k $2.9m $2.9m 0.80% Reduced -899 -899
81 Hobart Private Capital, LLC 0.75% of their portfolio CHARLOTTE, NC 36,25436.3k $2.9m $2.9m 0.75% Added +4.0k +3,978
82 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 34,92134.9k $2.8m $2.8m 0.01% Reduced -254 -254
83 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 34,72234.7k $2.8m $2.8m 0.03% Added +1.4k +1,371
84 Regal Investment Advisors LLC 0.19% of their portfolio KENTWOOD, MI 33,78133.8k $2.7m $2.7m 0.19% Reduced -11.7k -11,705
85 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 33,71233.7k $2.7m $2.7m 0.01% Added +3.4k +3,385
86 World Investment Advisors 0.08% of their portfolio LINCROFT, NJ 33,43633.4k $2.7m $2.7m 0.08% Added +28.1k +28,083
87 J.W. COLE ADVISORS, INC. 0.11% of their portfolio TAMPA, FL 32,96733.0k $2.6m $2.6m 0.11% Reduced -69 -69
88 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,87832.9k $2.6m $2.6m 0.00% Reduced -3.3k -3,270
89 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 32,58732.6k $2.6m $2.6m 0.01% Added +3.8k +3,757
90 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 32,53432.5k $2.6m $2.6m 0.02% Reduced -23.7k -23,683
91 Ballew Advisors, Inc 1.74% of their portfolio Jackson, MS 31,79831.8k $2.6m $2.6m 1.74% Reduced -64 -64
92 Apeiron RIA LLC 0.72% of their portfolio Dallas, TX 31,45431.5k $2.5m $2.5m 0.72% Reduced -2.3k -2,300
93 WORLD EQUITY GROUP, INC. 0.89% of their portfolio SCHAUMBURG, IL 30,74030.7k $2.5m $2.5m 0.89% Added +9.7k +9,709
94 Ayalon Insurance Comp Ltd. 0.76% of their portfolio Ramat Gan, L3 30,58930.6k $2.5m $2.5m 0.76% Unchanged
95 Clearwater Capital Advisors, LLC 0.24% of their portfolio HOFFMAN ESTATES, IL 30,49430.5k $2.4m $2.4m 0.24% Unchanged
96 Kaydan Wealth Management, Inc. 0.71% of their portfolio FENTON, MI 30,09830.1k $2.4m $2.4m 0.71% Reduced -1.1k -1,113
97 Prosperity Financial Group, Inc. 1.35% of their portfolio San Ramon, CA 29,85629.9k $2.4m $2.4m 1.35% Added +455 +455
98 FSB PREMIER WEALTH MANAGEMENT, INC. 0.95% of their portfolio WATERLOO, IA 28,93328.9k $2.3m $2.3m 0.95% Reduced -7.9k -7,878
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 26,74526.7k $2.1m $2.1m 0.00% Added +3.6k +3,617
100 Connecticut Wealth Management, LLC 0.10% of their portfolio FARMINGTON, CT 26,70226.7k $2.1m $2.1m 0.10% Unchanged