Vault-13

FIRST TR EXCHANGE TRADED FD TDIV

NASD TECH DIV · ETP · CUSIP 33738R118

309 institutional holders +28 vs Q1 2024
19,803,42719.8m shares reported held*
$1.5bnreported value*
35 new 110 added 105 reduced 11 sold out net sold ≈ $271.1m (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.63. Options: 2 managers hold calls ($741.5k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 234Q4 22: 233Q1 23: 246Q2 23: 247Q3 23: 253Q4 23: 266Q1 24: 281Q2 24: 309309Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022234
Q4 2022233
Q1 2023246
Q2 2023247
Q3 2023253
Q4 2023266
Q1 2024281
Q2 2024309

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 112 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 116 bought or addedQ1 23: 102 cut or sold outQ2 23: 126 bought or addedQ2 23: 85 cut or sold outQ2 23Q3 23: 125 bought or addedQ3 23: 85 cut or sold outQ4 23: 118 bought or addedQ4 23: 107 cut or sold outQ4 23Q1 24: 137 bought or addedQ1 24: 116 cut or sold outQ2 24: 145 bought or addedQ2 24: 116 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022112107
Q1 2023116102
Q2 202312685
Q3 202312585
Q4 2023118107
Q1 2024137116
Q2 2024145116

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $1.3mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $2.0mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.9mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $741.5kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$1.3m$00.00
Q4 2023$2.0m$00.00
Q1 2024$1.9m$00.00
Q2 2024$741.5k$00.00

Biggest buyers

Ethos Financial Group, LLC New +123,880+123.9k
NewEdge Advisors, LLC Added +117,324+117.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +98,935+98.9k
WELLS FARGO & COMPANY/MN Added +91,423+91.4k
Mirae Asset Global Investments Co., Ltd. New +33,000+33.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +28,624+28.6k
BANK OF AMERICA CORP /DE/ Added +25,358+25.4k
GOLDMAN SACHS GROUP INC Added +24,478+24.5k
Equitable Holdings, Inc. Added +23,109+23.1k
ASSETMARK, INC Added +18,946+18.9k

Biggest sellers

MORGAN STANLEY Reduced -4,051,491-4.1m
Global Assets Advisory, LLC Sold out -268,091-268.1k
OSAIC HOLDINGS, INC. Reduced -58,980-59.0k
UBS Group AG Reduced -42,457-42.5k
STIFEL FINANCIAL CORP Reduced -36,164-36.2k
Concorde Asset Management, LLC Reduced -27,950-27.9k
Elevated Capital Advisors, LLC Reduced -27,342-27.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -22,499-22.5k
Atria Wealth Solutions, Inc. Reduced -20,790-20.8k
CITADEL ADVISORS LLC Sold out -20,288-20.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $461.5k6.1k shares
Belvedere Trading LLC New $279.9k3.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,122,0682.1m $160.6m $160.6m 0.08% Added +11.7k +11,661
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,894,7671.9m $143.4m $143.4m 0.01% Reduced -4.1m -4,051,491
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,602,6861.6m $121.3m $121.3m 0.03% Added +91.4k +91,423
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,191,8881.2m $90.2m $90.2m 0.01% Added +25.4k +25,358
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,090,1481.1m $82.5m $82.5m 0.03% Reduced -42.5k -42,457
6 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 929,899929.9k $70.4m $70.4m 0.10% Added +10.2k +10,227
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 521,654521.7k $39.5m $39.5m 0.01% Reduced -3.2k -3,167
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 515,225515.2k $39.0m $39.0m 0.01% Reduced -22.5k -22,499
9 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 423,840423.8k $32.1m $32.1m 0.07% Reduced -14.5k -14,460
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 388,802388.8k $29.4m $29.4m 0.01% Added +18.5k +18,510
11 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 379,108379.1k $28.7m $28.7m 0.02% Added +12.1k +12,077
12 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 374,830374.8k $28.4m $28.4m 0.04% Added +98.9k +98,935
13 PARK NATIONAL CORP /OH/ 0.87% of their portfolio NEWARK, OH 312,539312.5k $23.6m $23.6m 0.87% Reduced -3.2k -3,177
14 Flaharty Asset Management, LLC 3.46% of their portfolio CLEARWATER, FL 309,280309.3k $23.4m $23.4m 3.46% Reduced -931 -931
15 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 299,714299.7k $22.7m $22.7m 0.05% Reduced -59.0k -58,980
16 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 271,109271.1k $20.5m $20.5m 0.02% Reduced -36.2k -36,164
17 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 264,733264.7k $20.0m $20.0m 0.02% Reduced -1.8k -1,793
18 D.A. DAVIDSON & CO. 0.16% of their portfolio GREAT FALLS, MT 231,119231.1k $17.5m $17.5m 0.16% Reduced -5.5k -5,469
19 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 218,355218.4k $16.5m $16.5m 0.12% Added +117.3k +117,324
20 Kestra Investment Management, LLC 0.94% of their portfolio AUSTIN, TX 182,602182.6k $13.8m $13.8m 0.94% First filing
21 Aprio Wealth Management, LLC 2.39% of their portfolio ATLANTA, GA 173,407173.4k $13.1m $13.1m 2.39% Reduced -11.6k -11,644
22 Arden Trust Co 1.77% of their portfolio WILMINGTON, DE 167,852167.9k $12.7m $12.7m 1.77% Reduced -7.8k -7,753
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 155,756155.8k $11.8m $11.8m 0.00% Reduced -9.9k -9,950
24 Cherry Creek Investment Advisors, Inc. 6.04% of their portfolio ENGLEWOOD, CO 152,903152.9k $11.6m $11.6m 6.04% Reduced -5.3k -5,306
25 New England Private Wealth Advisors LLC 2.00% of their portfolio WELLESLEY, MA 151,588151.6k $11.5m $11.5m 2.00% Added +661 +661
26 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 151,425151.4k $11.5m $11.5m 0.03% Added +4.8k +4,795
27 Equitable Holdings, Inc. 0.11% of their portfolio NEW YORK, NY 138,254138.3k $10.5m $10.5m 0.11% Added +23.1k +23,109
28 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 133,981134.0k $10.1m $10.1m 0.04% Added +10.4k +10,423
29 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 126,266126.3k $9.6m $9.6m 0.10% Added +229 +229
30 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 126,266126.3k $9.6m $9.6m 0.10% Added +229 +229
31 Ethos Financial Group, LLC 1.65% of their portfolio KING OF PRUSSIA, PA 123,880123.9k $9.4m $9.4m 1.65% New
32 Concorde Asset Management, LLC 5.76% of their portfolio ANN ARBOR, MI 123,502123.5k $9.3m $9.3m 5.76% Reduced -27.9k -27,950
33 Stratos Wealth Partners, LTD. 0.14% of their portfolio BEACHWOOD, OH 115,691115.7k $8.8m $8.8m 0.14% Reduced -6.8k -6,756
34 Pine Valley Investments Ltd Liability Co 0.61% of their portfolio MARLTON, NJ 109,311109.3k $8.3m $8.3m 0.61% Reduced -6.2k -6,171
35 Sigma Planning Corp 0.26% of their portfolio ANN ARBOR, MI 106,939106.9k $8.1m $8.1m 0.26% Reduced -3.0k -2,983
36 BENJAMIN F. EDWARDS & COMPANY, INC. 0.13% of their portfolio ST. LOUIS, MO 101,472101.5k $7.7m $7.7m 0.13% Reduced -3.3k -3,319
37 Private Wealth Group, LLC 3.97% of their portfolio Tampa, FL 99,90199.9k $7.6m $7.6m 3.97% Reduced -866 -866
38 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 98,85698.9k $7.5m $7.5m 0.02% Added +18.9k +18,946
39 Robertson Stephens Wealth Management, LLC 0.39% of their portfolio San Francisco, CA 98,15898.2k $7.4m $7.4m 0.39% Added +3.7k +3,731
40 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 90,09090.1k $6.8m $6.8m 0.08% Reduced -20.8k -20,790
41 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 75,94875.9k $5.7m $5.7m 0.02% Reduced -1.4k -1,400
42 PURSUE WEALTH PARTNERS LLC 3.10% of their portfolio ALAMO, CA 75,08475.1k $5.7m $5.7m 3.10% Added +3.5k +3,522
43 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 74,32874.3k $5.6m $5.6m 0.06% Reduced -288 -288
44 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 72,87972.9k $5.5m $5.5m 0.04% Added +4.0k +3,991
45 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 72,61472.6k $5.5m $5.5m 0.03% Added +3.8k +3,849
46 WealthPLAN Partners, LLC 0.57% of their portfolio OMAHA, NE 70,02470.0k $5.3m $5.3m 0.57% Added +980 +980
47 Coppell Advisory Solutions LLC 0.86% of their portfolio COPPELL, TX 69,10869.1k $5.2m $5.2m 0.86% First filing
48 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 64,29264.3k $4.9m $4.9m 0.00% Reduced -8.1k -8,113
49 Wealth Management Associates, Inc. 2.21% of their portfolio Cherry Hill, NJ 62,35262.4k $4.7m $4.7m 2.21% Unchanged
50 Great Diamond Partners, LLC 1.10% of their portfolio Portland, ME 61,62861.6k $4.7m $4.7m 1.10% Reduced -912 -912
51 HENGEHOLD CAPITAL MANAGEMENT LLC 0.45% of their portfolio CINCINNATI, OH 57,32757.3k $4.3m $4.3m 0.45% Added +756 +756
52 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 56,21756.2k $4.3m $4.3m 0.03% Added +1.3k +1,287
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 55,99156.0k $4.2m $4.2m 0.01% Added +28.6k +28,624
54 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 55,86655.9k $4.2m $4.2m 0.14% Reduced -2.4k -2,403
55 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 50,66450.7k $3.8m $3.8m 0.04% Added +4.3k +4,285
56 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 49,03349.0k $3.7m $3.7m 0.01% Added +3.1k +3,088
57 CWM, LLC 0.02% of their portfolio OMAHA, NE 48,44848.4k $3.7m $3.7m 0.02% Reduced -155 -155
58 Harvest Investment Services, LLC 1.42% of their portfolio Oakbrook Terrace, IL 47,43647.4k $3.6m $3.6m 1.42% Reduced -121 -121
59 COTTONWOOD CAPITAL ADVISORS, LLC 2.87% of their portfolio SALT LAKE CITY, UT 47,12747.1k $3.7m $3.7m 2.87% Reduced -3.0k -3,009
60 DEFINED WEALTH MANAGEMENT, LLC 2.47% of their portfolio BEAVERTON, OR 46,92746.9k $3.6m $3.6m 2.47% Reduced -2.3k -2,322
61 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 46,68646.7k $3.5m $3.5m 0.01% Reduced -10.9k -10,884
62 Regal Investment Advisors LLC 0.23% of their portfolio KENTWOOD, MI 45,48645.5k $3.4m $3.4m 0.23% Reduced -390 -390
63 Ranch Capital Advisors Inc. 1.79% of their portfolio SARASOTA, FL 45,16545.2k $3.4m $3.4m 1.79% Added +895 +895
64 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 43,63743.6k $3.3m $3.3m 0.09% Added +8.3k +8,287
65 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 43,56943.6k $3.3m $3.3m 0.10% Reduced -888 -888
66 Main Street Financial Solutions, LLC 0.31% of their portfolio NEWTOWN, PA 42,83042.8k $3.2m $3.2m 0.31% Added +3.0k +2,987
67 IFP Advisors, Inc 0.13% of their portfolio TAMPA, FL 42,23442.2k $3.2m $3.2m 0.13% Added +8.9k +8,894
68 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 39,81539.8k $3.0m $3.0m 0.02% Reduced -986 -986
69 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 39,48439.5k $3.0m $3.0m 0.01% Added +3.0k +2,974
70 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 37,28437.3k $2.8m $2.8m 0.04% Reduced -82 -82
71 Gateway Wealth Partners, LLC 0.85% of their portfolio APPLETON, WI 37,24837.2k $2.8m $2.8m 0.85% Added +4.3k +4,325
72 FSB PREMIER WEALTH MANAGEMENT, INC. 1.26% of their portfolio WATERLOO, IA 36,81136.8k $2.8m $2.8m 1.26% Reduced -7.4k -7,443
73 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 36,79036.8k $2.8m $2.8m 0.01% Added +1.1k +1,134
74 Capital Advisors, Ltd. LLC 0.36% of their portfolio SHAKER HEIGHTS, OH 36,44836.4k $2.8m $2.8m 0.36% Added +1.8k +1,771
75 BlueChip Wealth Advisors LLC 1.62% of their portfolio Milton, GA 36,40636.4k $2.8m $2.8m 1.62% Added +4.4k +4,449
76 Mariner, LLC 0.01% of their portfolio Overland Park, KS 36,14836.1k $2.7m $2.7m 0.01% Added +4.1k +4,055
77 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 35,17535.2k $2.7m $2.7m 0.01% Reduced -892 -892
78 IAMS WEALTH MANAGEMENT, LLC 1.45% of their portfolio OMAHA, NE 34,96735.0k $2.6m $2.6m 1.45% Reduced -9.9k -9,861
79 Financial Advocates Investment Management 0.16% of their portfolio OLYMPIA, WA 34,86134.9k $2.6m $2.6m 0.16% Added +10.8k +10,792
80 Apeiron RIA LLC 0.78% of their portfolio Dallas, TX 33,75433.8k $2.6m $2.6m 0.78% Reduced -9.4k -9,364
81 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 33,35133.4k $2.5m $2.5m 0.03% Added +1.5k +1,487
82 J.W. COLE ADVISORS, INC. 0.12% of their portfolio TAMPA, FL 33,03633.0k $2.5m $2.5m 0.12% Added +2.3k +2,265
83 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 33,00033.0k $2.5m $2.5m 0.01% New
84 Hobart Private Capital, LLC 0.70% of their portfolio CHARLOTTE, NC 32,27632.3k $2.4m $2.4m 0.70% Added +8.6k +8,643
85 Ballew Advisors, Inc 1.67% of their portfolio Jackson, MS 31,86231.9k $2.5m $2.5m 1.67% Reduced -1.6k -1,620
86 Kaydan Wealth Management, Inc. 0.84% of their portfolio FENTON, MI 31,21131.2k $2.4m $2.4m 0.84% Reduced -957 -957
87 Ayalon Insurance Comp Ltd. 0.76% of their portfolio Ramat Gan, L3 30,58930.6k $2.3m $2.3m 0.76% Unchanged
88 Clearwater Capital Advisors, LLC 0.24% of their portfolio HOFFMAN ESTATES, IL 30,49430.5k $2.3m $2.3m 0.24% Added +5 +5
89 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 30,32730.3k $2.3m $2.3m 0.01% Added +5.7k +5,715
90 Redhawk Wealth Advisors, Inc. 0.35% of their portfolio MINNEAPOLIS, MN 29,99830.0k $2.3m $2.3m 0.35% Reduced -190 -190
91 Prosperity Financial Group, Inc. 1.41% of their portfolio San Ramon, CA 29,40129.4k $2.2m $2.2m 1.41% Added +2.3k +2,330
92 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 28,83028.8k $2.2m $2.2m 0.01% Added +6.2k +6,244
93 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,73928.7k $2.2m $2.2m 0.00% Added +24.5k +24,478
94 Gladstone Institutional Advisory LLC 0.11% of their portfolio Bedminster, NJ 28,44328.4k $2.2m $2.2m 0.11% Reduced -86 -86
95 Tyler-Stone Wealth Management 0.84% of their portfolio Beachwood, OH 26,78226.8k $2.0m $2.0m 0.84% Added +1.7k +1,686
96 Connecticut Wealth Management, LLC 0.10% of their portfolio FARMINGTON, CT 26,70226.7k $2.0m $2.0m 0.10% Reduced -637 -637
97 OneAscent Financial Services LLC 0.28% of their portfolio BIRMINGHAM, AL 26,32226.3k $2.0m $2.0m 0.28% Added +814 +814
98 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 26,01126.0k $2.0m $2.0m 0.04% Reduced -284 -284
99 Randall & Associates Wealth Management 1.74% of their portfolio BUTLER, PA 25,52125.5k $1.9m $1.9m 1.74% Added +33 +33
100 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 25,39425.4k $1.9m $1.9m 0.03% Reduced -1.0k -1,021