Vault-13

FIRST TR EXCHANGE TRADED FD TDIV

NASD TECH DIV · ETP · CUSIP 33738R118

281 institutional holders +15 vs Q4 2023
23,583,92723.6m shares reported held*
$1.6bnreported value*
31 new 106 added 100 reduced 16 sold out net bought ≈ $123.3m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($253.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $68.88. Options: 1 managers hold calls ($1.9m notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 234Q4 22: 233Q1 23: 246Q2 23: 247Q3 23: 253Q4 23: 266Q1 24: 281281Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022234
Q4 2022233
Q1 2023246
Q2 2023247
Q3 2023253
Q4 2023266
Q1 2024281

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 112 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 116 bought or addedQ1 23: 102 cut or sold outQ1 23Q2 23: 126 bought or addedQ2 23: 85 cut or sold outQ2 23Q3 23: 125 bought or addedQ3 23: 85 cut or sold outQ3 23Q4 23: 118 bought or addedQ4 23: 107 cut or sold outQ4 23Q1 24: 137 bought or addedQ1 24: 116 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022112107
Q1 2023116102
Q2 202312685
Q3 202312585
Q4 2023118107
Q1 2024137116

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $1.6mQ2 23 puts: $4.9mQ2 23P/C 2.98Q3 23 calls: $1.3mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $2.0mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $1.9mQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$1.6m$4.9m2.98
Q3 2023$1.3m$00.00
Q4 2023$2.0m$00.00
Q1 2024$1.9m$00.00

Biggest buyers

MORGAN STANLEY Added +1,950,966+2.0m
Global Assets Advisory, LLC New +268,091+268.1k
LPL Financial LLC Added +242,903+242.9k
WELLS FARGO & COMPANY/MN Added +106,311+106.3k
Cetera Investment Advisers Added +104,896+104.9k
WealthPLAN Partners, LLC New +69,044+69.0k
Sigma Planning Corp Added +53,964+54.0k
UBS Group AG Added +49,739+49.7k
Lido Advisors, LLC New +40,801+40.8k
ASSETMARK, INC Added +22,722+22.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -455,755-455.8k
Flaharty Asset Management, LLC Reduced -142,199-142.2k
OSAIC HOLDINGS, INC. Reduced -115,347-115.3k
Cetera Advisors LLC Sold out -43,772-43.8k
Cetera Advisor Networks LLC Sold out -40,652-40.7k
Virtu Financial LLC Sold out -35,334-35.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -34,484-34.5k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -27,989-28.0k
Raymond James Financial Services Advisors, Inc. Reduced -27,109-27.1k
ROYAL BANK OF CANADA Reduced -23,623-23.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.9m27.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,946,2585.9m $414.3m $414.3m 0.01% Added +2.0m +1,950,966
2 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,110,4072.1m $147.0m $147.0m 0.08% Added +242.9k +242,903
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,511,2631.5m $105.3m $105.3m 0.03% Added +106.3k +106,311
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,166,5301.2m $81.3m $81.3m 0.01% Reduced -455.8k -455,755
5 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,132,6051.1m $78.9m $78.9m 0.03% Added +49.7k +49,739
6 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 919,672919.7k $64.1m $64.1m 0.10% Reduced -27.1k -27,109
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 537,724537.7k $37.5m $37.5m 0.01% Added +4.0k +3,995
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 524,821524.8k $36.6m $36.6m 0.01% Reduced -23.6k -23,623
9 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 438,300438.3k $30.5m $30.5m 0.07% Added +104.9k +104,896
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 370,292370.3k $25.8m $25.8m 0.01% Added +4.6k +4,574
11 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 367,031367.0k $25.6m $25.6m 0.02% Added +1.0k +1,033
12 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 358,694358.7k $25.0m $25.0m 0.06% Reduced -115.3k -115,347
13 PARK NATIONAL CORP /OH/ 0.85% of their portfolio NEWARK, OH 315,716315.7k $22.0m $22.0m 0.85% Reduced -1.3k -1,347
14 Flaharty Asset Management, LLC 3.21% of their portfolio CLEARWATER, FL 310,211310.2k $21.6m $21.6m 3.21% Reduced -142.2k -142,199
15 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 307,273307.3k $21.4m $21.4m 0.02% Reduced -8.0k -7,961
16 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 275,895275.9k $19.2m $19.2m 0.03% Added +9.0k +8,987
17 Global Assets Advisory, LLC 0.15% of their portfolio ORLANDO, FL 268,091268.1k $3.8k $3.8k 0.15% New
18 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 266,526266.5k $18.6m $18.6m 0.02% Reduced -449 -449
19 D.A. DAVIDSON & CO. 0.15% of their portfolio GREAT FALLS, MT 236,588236.6k $16.5m $16.5m 0.15% Added +1.6k +1,596
20 Aprio Wealth Management, LLC 2.53% of their portfolio ATLANTA, GA 185,051185.1k $12.9m $12.9m 2.53% Added +1.5k +1,542
21 Arden Trust Co 1.71% of their portfolio WILMINGTON, DE 175,605175.6k $12.2m $12.2m 1.71% Reduced -4.4k -4,440
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 165,706165.7k $11.5m $11.5m 0.00% Added +410 +410
23 Cherry Creek Investment Advisors, Inc. 5.97% of their portfolio ENGLEWOOD, CO 158,209158.2k $11.0m $11.0m 5.97% Reduced -4.4k -4,432
24 Concorde Asset Management, LLC 7.22% of their portfolio ANN ARBOR, MI 151,452151.5k $10.6m $10.6m 7.22% Reduced -137 -137
25 New England Private Wealth Advisors LLC 1.85% of their portfolio WELLESLEY, MA 150,927150.9k $10.5m $10.5m 1.85% Added +16.8k +16,786
26 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 146,630146.6k $10.2m $10.2m 0.03% Reduced -736 -736
27 Orion Porfolio Solutions, LLC 0.09% of their portfolio OMAHA, NE 126,037126.0k $8.8m $8.8m 0.09% Added +318 +318
28 Orion Portfolio Solutions, LLC 0.09% of their portfolio Omaha, NE 126,037126.0k $8.8m $8.8m 0.09% Added +318 +318
29 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 123,558123.6k $8.6m $8.6m 0.03% Added +4.6k +4,551
30 Stratos Wealth Partners, LTD. 0.14% of their portfolio BEACHWOOD, OH 122,447122.4k $8.5m $8.5m 0.14% Reduced -6.2k -6,182
31 Pine Valley Investments Ltd Liability Co 0.63% of their portfolio MARLTON, NJ 115,482115.5k $8.0m $8.0m 0.63% Reduced -2.1k -2,133
32 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 115,145115.1k $8.0m $8.0m 0.09% Reduced -18.0k -17,965
33 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 110,880110.9k $7.7m $7.7m 0.09% Added +10.3k +10,281
34 Sigma Planning Corp 0.24% of their portfolio ANN ARBOR, MI 109,922109.9k $7.7m $7.7m 0.24% Added +54.0k +53,964
35 BENJAMIN F. EDWARDS & COMPANY, INC. 0.13% of their portfolio ST. LOUIS, MO 104,791104.8k $7.3m $7.3m 0.13% Added +254 +254
36 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 101,031101.0k $7.0m $7.0m 0.06% Added +11.4k +11,425
37 Private Wealth Group, LLC 3.64% of their portfolio Tampa, FL 100,767100.8k $7.0m $7.0m 3.64% Reduced -465 -465
38 Robertson Stephens Wealth Management, LLC 0.36% of their portfolio San Francisco, CA 94,42794.4k $6.6m $6.6m 0.36% Added +16.7k +16,738
39 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 79,91079.9k $5.6m $5.6m 0.02% Added +22.7k +22,722
40 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 77,34877.3k $5.4m $5.4m 0.02% Added +12.5k +12,538
41 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 74,61674.6k $5.2m $5.2m 0.06% Reduced -1.3k -1,312
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,40572.4k $5.0m $5.0m 0.00% Added +3.1k +3,123
43 PURSUE WEALTH PARTNERS LLC 2.93% of their portfolio ALAMO, CA 71,56271.6k $5.0m $5.0m 2.93% Added +2.1k +2,135
44 Coppell Advisory Solutions Corp. 0.93% of their portfolio COPPELL, TX 70,62170.6k $4.9m $4.9m 0.93% First filing
45 WealthPLAN Partners, LLC 0.50% of their portfolio OMAHA, NE 69,04469.0k $4.8m $4.8m 0.50% New
46 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 68,88868.9k $4.8m $4.8m 0.04% Reduced -1.4k -1,406
47 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 68,76568.8k $4.8m $4.8m 0.03% Added +6.9k +6,889
48 Great Diamond Partners, LLC 1.00% of their portfolio Portland, ME 62,54062.5k $4.4m $4.4m 1.00% Reduced -999 -999
49 Wealth Management Associates, Inc. 2.21% of their portfolio Cherry Hill, NJ 62,35262.4k $4.7m $4.7m 2.21% Reduced -3.8k -3,758
50 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 58,26958.3k $4.1m $4.1m 0.14% Added +19.1k +19,132
51 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 57,57057.6k $4.0m $4.0m 0.01% Reduced -552 -552
52 HENGEHOLD CAPITAL MANAGEMENT LLC 0.42% of their portfolio CINCINNATI, OH 56,57156.6k $3.9m $3.9m 0.42% Reduced -2.2k -2,210
53 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 54,93054.9k $3.8m $3.8m 0.03% Reduced -900 -900
54 COTTONWOOD CAPITAL ADVISORS, LLC 2.68% of their portfolio SALT LAKE CITY, UT 50,13650.1k $3.4m $3.4m 2.68% Reduced -1.2k -1,172
55 DEFINED WEALTH MANAGEMENT, LLC 2.46% of their portfolio BEAVERTON, OR 49,24949.2k $3.4m $3.4m 2.46% Reduced -173 -173
56 CWM, LLC 0.02% of their portfolio OMAHA, NE 48,60348.6k $3.4m $3.4m 0.02% Reduced -476 -476
57 Harvest Investment Services, LLC 1.33% of their portfolio Oakbrook Terrace, IL 47,55747.6k $3.3m $3.3m 1.33% Reduced -678 -678
58 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 46,37946.4k $3.2m $3.2m 0.04% Reduced -20.0k -20,005
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 45,94545.9k $3.2m $3.2m 0.00% Reduced -14.4k -14,375
60 Regal Investment Advisors LLC 0.22% of their portfolio KENTWOOD, MI 45,87645.9k $3.2m $3.2m 0.22% Reduced -1.8k -1,758
61 IAMS WEALTH MANAGEMENT, LLC 1.85% of their portfolio OMAHA, NE 44,82844.8k $3.0m $3.0m 1.85% Reduced -556 -556
62 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 44,45744.5k $3.1m $3.1m 0.10% Reduced -16.3k -16,299
63 Ranch Capital Advisors Inc. 1.67% of their portfolio SARASOTA, FL 44,27044.3k $3.1m $3.1m 1.67% Added +684 +684
64 FSB PREMIER WEALTH MANAGEMENT, INC. 1.44% of their portfolio WATERLOO, IA 44,25444.3k $3.1m $3.1m 1.44% Reduced -96 -96
65 Apeiron RIA LLC 0.87% of their portfolio Dallas, TX 43,11843.1k $3.0m $3.0m 0.87% Reduced -8.5k -8,518
66 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 40,80140.8k $2.8m $2.8m 0.03% New
67 Main Street Financial Solutions, LLC 0.30% of their portfolio NEWTOWN, PA 39,84339.8k $2.8m $2.8m 0.30% Reduced -377 -377
68 Elevated Capital Advisors, LLC 0.79% of their portfolio SANDY, UT 39,65439.7k $2.8m $2.8m 0.79% Added +1.0k +1,037
69 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 37,36637.4k $2.6m $2.6m 0.04% Added +888 +888
70 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 36,51036.5k $2.5m $2.5m 0.01% Reduced -1.0k -1,024
71 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 36,06736.1k $2.5m $2.5m 0.01% Reduced -19.5k -19,486
72 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 35,65635.7k $2.5m $2.5m 0.01% Added +1.5k +1,488
73 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 35,35035.4k $2.5m $2.5m 0.07% Added +10.5k +10,472
74 Capital Advisors, Ltd. LLC 0.31% of their portfolio SHAKER HEIGHTS, OH 34,67734.7k $2.4m $2.4m 0.31% Added +2.5k +2,502
75 Ballew Advisors, Inc 1.59% of their portfolio Jackson, MS 33,48233.5k $2.3m $2.3m 1.59% Added +1.3k +1,333
76 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 33,34033.3k $2.3m $2.3m 0.10% Reduced -231 -231
77 Gateway Wealth Partners, LLC 0.82% of their portfolio APPLETON, WI 32,92332.9k $2.3m $2.3m 0.82% Added +2.9k +2,892
78 Kaydan Wealth Management, Inc. 0.76% of their portfolio FENTON, MI 32,16832.2k $2.2m $2.2m 0.76% Added +240 +240
79 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,09332.1k $2.2m $2.2m 0.00% Reduced -596 -596
80 BlueChip Wealth Advisors LLC 1.44% of their portfolio Milton, GA 31,95732.0k $2.2m $2.2m 1.44% Added +6.7k +6,741
81 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 31,86431.9k $2.2m $2.2m 0.03% Added +2.4k +2,432
82 J.W. COLE ADVISORS, INC. 0.11% of their portfolio TAMPA, FL 30,77130.8k $2.1m $2.1m 0.11% Added +2.0k +2,006
83 Ayalon Insurance Comp Ltd. 0.71% of their portfolio Ramat Gan, L3 30,58930.6k $2.1m $2.1m 0.71% Unchanged
84 Clearwater Capital Advisors, LLC 0.23% of their portfolio HOFFMAN ESTATES, IL 30,48930.5k $2.1m $2.1m 0.23% Reduced -320 -320
85 Redhawk Wealth Advisors, Inc. 0.34% of their portfolio MINNEAPOLIS, MN 30,18830.2k $2.1m $2.1m 0.34% Added +6.0k +6,026
86 Gladstone Institutional Advisory LLC 0.11% of their portfolio Bedminster, NJ 28,52928.5k $2.0m $2.0m 0.11% Added +805 +805
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,36727.4k $1.9m $1.9m 0.00% Reduced -34.5k -34,484
88 Connecticut Wealth Management, LLC 0.10% of their portfolio FARMINGTON, CT 27,33927.3k $1.9m $1.9m 0.10% Unchanged
89 Prosperity Financial Group, Inc. 1.17% of their portfolio San Ramon, CA 27,07127.1k $1.9m $1.9m 1.17% Added +5.1k +5,083
90 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 26,41526.4k $1.8m $1.8m 0.03% Added +4.7k +4,735
91 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 26,29526.3k $1.8m $1.8m 0.04% Reduced -1.6k -1,557
92 OneAscent Financial Services LLC 0.20% of their portfolio BIRMINGHAM, AL 25,50825.5k $1.8m $1.8m 0.20% Added +2.5k +2,498
93 Randall & Associates Wealth Management 1.60% of their portfolio BUTLER, PA 25,48825.5k $1.8m $1.8m 1.60% Reduced -785 -785
94 Bright Futures Wealth Management, LLC. 1.02% of their portfolio WEBSTER, NY 14580, NY 25,10125.1k $1.9m $1.9m 1.02% First filing
95 Tyler-Stone Wealth Management 0.78% of their portfolio Beachwood, OH 25,09625.1k $1.7m $1.7m 0.78% Added +3.1k +3,083
96 Biondo Investment Advisors, LLC 0.27% of their portfolio MILFORD, PA 24,84724.8k $1.7m $1.7m 0.27% Reduced -75 -75
97 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 24,61224.6k $1.7m $1.7m 0.01% Added +4.0k +4,038
98 Financial Advocates Investment Management 0.10% of their portfolio OLYMPIA, WA 24,06924.1k $1.7m $1.7m 0.10% Added +1.3k +1,281
99 Hobart Private Capital, LLC 0.50% of their portfolio CHARLOTTE, NC 23,63323.6k $1.6m $1.6m 0.50% Added +11.6k +11,555
100 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 23,52823.5k $1.6m $1.6m 0.04% Reduced -279 -279