Vault-13

FIRST TR EXCHANGE TRADED FD TDIV

NASD TECH DIV · ETP · CUSIP 33738R118

253 institutional holders +6 vs Q2 2023
19,260,45919.3m shares reported held*
$1.1bnreported value*
18 new 107 added 70 reduced 15 sold out net bought ≈ $29.8m (+514.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($189.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.07. Options: 1 managers hold calls ($1.3m notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 234Q4 22: 233Q1 23: 246Q2 23: 247Q3 23: 253253Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022234
Q4 2022233
Q1 2023246
Q2 2023247
Q3 2023253

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 112 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 116 bought or addedQ1 23: 102 cut or sold outQ1 23Q2 23: 126 bought or addedQ2 23: 85 cut or sold outQ2 23Q3 23: 125 bought or addedQ3 23: 85 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022112107
Q1 2023116102
Q2 202312685
Q3 202312585

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $1.2mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $2.2mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $1.6mQ2 23 puts: $4.9mQ2 23P/C 2.98Q3 23 calls: $1.3mQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$1.2m$00.00
Q1 2023$2.2m$00.00
Q2 2023$1.6m$4.9m2.98
Q3 2023$1.3m$00.00

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +137,393+137.4k
OSAIC HOLDINGS, INC. Added +85,851+85.9k
Private Wealth Group, LLC Added +73,325+73.3k
Concorde Asset Management, LLC New +46,755+46.8k
Cetera Investment Advisers Added +42,238+42.2k
IAMS WEALTH MANAGEMENT, LLC New +41,456+41.5k
ASSETMARK, INC Added +35,396+35.4k
HighTower Advisors, LLC Added +35,337+35.3k
ENVESTNET ASSET MANAGEMENT INC Added +26,469+26.5k
Elevated Capital Advisors, LLC Added +26,430+26.4k

Biggest sellers

Arden Trust Co Reduced -90,903-90.9k
Orion Porfolio Solutions, LLC Reduced -45,858-45.9k
Orion Portfolio Solutions, LLC Reduced -45,858-45.9k
UBS Group AG Reduced -35,371-35.4k
Coppell Advisory Solutions LLC Reduced -34,027-34.0k
MORGAN STANLEY Reduced -31,115-31.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -26,599-26.6k
Second Half Financial Partners, LLC Sold out -25,818-25.8k
LPL Financial LLC Reduced -23,711-23.7k
Advisory Services Network, LLC Reduced -22,976-23.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.3m22.9k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,144,8092.1m $120.3m $120.3m 0.01% Reduced -31.1k -31,115
2 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 1,808,1711.8m $101.4m $101.4m 0.07% Reduced -23.7k -23,711
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,662,2481.7m $93.2m $93.2m 0.01% Reduced -20.9k -20,885
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,305,1411.3m $73.2m $73.2m 0.02% Added +1.8k +1,814
5 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 982,740982.7k $55.1m $55.1m 0.10% Added +137.4k +137,393
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 840,755840.8k $47.2m $47.2m 0.02% Reduced -35.4k -35,371
7 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 548,185548.2k $30.8m $30.8m 0.05% Added +85.9k +85,851
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 522,357522.4k $29.3m $29.3m 0.01% Added +26.5k +26,469
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 510,465510.5k $28.6m $28.6m 0.01% Added +8.6k +8,646
10 Flaharty Asset Management, LLC 4.28% of their portfolio CLEARWATER, FL 456,225456.2k $25.6m $25.6m 4.28% Added +7.2k +7,194
11 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 355,260355.3k $19.9m $19.9m 0.01% Added +14.8k +14,786
12 Cetera Investment Advisers 0.16% of their portfolio SCHAUMBURG, IL 329,770329.8k $18.5m $18.5m 0.16% Added +42.2k +42,238
13 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 320,405320.4k $18.0m $18.0m 0.02% Added +10.0k +9,965
14 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 320,288320.3k $18.0m $18.0m 0.03% Added +15.6k +15,569
15 PARK NATIONAL CORP /OH/ 0.77% of their portfolio NEWARK, OH 305,374305.4k $17.1m $17.1m 0.77% Added +16.5k +16,488
16 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 272,705272.7k $15.3m $15.3m 0.02% Reduced -1.7k -1,693
17 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 249,928249.9k $14.0m $14.0m 0.08% Added +19.3k +19,253
18 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 247,232247.2k $13.9m $13.9m 0.03% Added +5.5k +5,518
19 D.A. DAVIDSON & CO. 0.15% of their portfolio GREAT FALLS, MT 242,996243.0k $13.6m $13.6m 0.15% Added +7.7k +7,671
20 Aprio Wealth Management, LLC 2.72% of their portfolio ATLANTA, GA 176,561176.6k $9.9m $9.9m 2.72% Added +10.9k +10,900
21 Arden Trust Co 1.55% of their portfolio WILMINGTON, DE 166,615166.6k $9.3m $9.3m 1.55% Reduced -90.9k -90,903
22 Cherry Creek Investment Advisors, Inc. 6.16% of their portfolio ENGLEWOOD, CO 161,758161.8k $9.1m $9.1m 6.16% Added +1.9k +1,897
23 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 152,179152.2k $8.5m $8.5m 0.12% Added +22.4k +22,420
24 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 147,254147.3k $8.3m $8.3m 0.03% Added +4.2k +4,165
25 Stratos Wealth Partners, LTD. 0.16% of their portfolio BEACHWOOD, OH 136,468136.5k $7.7m $7.7m 0.16% Added +1.1k +1,064
26 New England Private Wealth Advisors LLC 1.53% of their portfolio WELLESLEY, MA 131,119131.1k $7.4m $7.4m 1.53% Added +834 +834
27 Orion Porfolio Solutions, LLC 0.08% of their portfolio OMAHA, NE 124,632124.6k $7.0m $7.0m 0.08% Reduced -45.9k -45,858
28 Orion Portfolio Solutions, LLC 0.08% of their portfolio Omaha, NE 124,632124.6k $7.0m $7.0m 0.08% Reduced -45.9k -45,858
29 Pine Valley Investments Ltd Liability Co 0.66% of their portfolio MARLTON, NJ 122,959123.0k $6.9m $6.9m 0.66% Added +1.3k +1,346
30 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 113,377113.4k $6.4m $6.4m 0.09% Added +19.9k +19,864
31 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 109,974110.0k $6.2m $6.2m 0.03% Added +9.9k +9,929
32 Sigma Planning Corp 0.23% of their portfolio ANN ARBOR, MI 109,447109.4k $6.1m $6.1m 0.23% Added +20.5k +20,509
33 Milestone Advisory Partners 4.93% of their portfolio Southern Pines, NC 105,725105.7k $5.9m $5.9m 4.93% Added +8.0k +7,978
34 BENJAMIN F. EDWARDS & COMPANY, INC. 0.23% of their portfolio ST. LOUIS, MO 104,670104.7k $5.9m $5.9m 0.23% Reduced -5.3k -5,297
35 Private Wealth Group, LLC 3.63% of their portfolio Tampa, FL 98,79698.8k $5.5m $5.5m 3.63% Added +73.3k +73,325
36 Apeiron RIA LLC 1.79% of their portfolio Dallas, TX 93,82793.8k $5.3m $5.3m 1.79% Reduced -18.8k -18,754
37 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 81,95082.0k $4.6m $4.6m 0.05% Added +1.4k +1,425
38 Buck Wealth Strategies, LLC 1.83% of their portfolio DENVER, CO 81,18381.2k $4.6m $4.6m 1.83% Added +5.0k +4,971
39 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 76,04076.0k $4.3m $4.3m 0.07% Added +2.5k +2,518
40 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,04672.0k $4.0m $4.0m 0.00% Added +16.2k +16,153
41 PURSUE WEALTH PARTNERS LLC 2.72% of their portfolio ALAMO, CA 68,42768.4k $3.8m $3.8m 2.72% Reduced -5.2k -5,200
42 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 67,90067.9k $3.8m $3.8m 0.04% Added +1.1k +1,053
43 Wealth Management Associates, Inc. 2.22% of their portfolio Cherry Hill, NJ 67,86267.9k $3.8m $3.8m 2.22% Reduced -2.2k -2,181
44 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 64,98565.0k $3.6m $3.6m 0.01% Added +35.3k +35,337
45 Snowden Capital Advisors LLC 0.15% of their portfolio New York, NY 61,80961.8k $3.5m $3.5m 0.15% Reduced -360 -360
46 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 61,28661.3k $3.4m $3.4m 0.04% Reduced -12.0k -11,956
47 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 60,91260.9k $3.4m $3.4m 0.01% Added +7.6k +7,594
48 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 59,68959.7k $3.3m $3.3m 0.02% First filing
49 HENGEHOLD CAPITAL MANAGEMENT LLC 0.43% of their portfolio CINCINNATI, OH 58,70958.7k $3.3m $3.3m 0.43% Reduced -313 -313
50 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 57,82857.8k $3.2m $3.2m 0.01% Reduced -7.6k -7,562
51 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 55,59055.6k $3.1m $3.1m 0.03% Reduced -240 -240
52 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 54,77954.8k $3.1m $3.1m 0.03% Added +5.8k +5,825
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 54,42054.4k $3.1m $3.1m 0.00% Added +48 +48
54 Great Diamond Partners, LLC 0.81% of their portfolio Portland, ME 53,66653.7k $3.0m $3.0m 0.81% Added +2.4k +2,380
55 COTTONWOOD CAPITAL ADVISORS, LLC 2.81% of their portfolio SALT LAKE CITY, UT 53,62253.6k $3.0m $3.0m 2.81% Reduced -2.1k -2,119
56 Harvest Investment Services, LLC 1.90% of their portfolio Oakbrook Terrace, IL 52,70952.7k $3.0m $3.0m 1.90% Reduced -1.8k -1,802
57 DEFINED WEALTH MANAGEMENT, LLC 2.47% of their portfolio BEAVERTON, OR 51,61551.6k $2.9m $2.9m 2.47% Added +841 +841
58 Robertson Stephens Wealth Management, LLC 0.19% of their portfolio San Francisco, CA 50,47950.5k $2.8m $2.8m 0.19% Added +2.3k +2,291
59 Regal Investment Advisors LLC 0.24% of their portfolio KENTWOOD, MI 50,34550.3k $2.8m $2.8m 0.24% Reduced -1.1k -1,133
60 CWM, LLC 0.02% of their portfolio OMAHA, NE 48,14148.1k $2.7m $2.7m 0.02% Reduced -658 -658
61 Concorde Asset Management, LLC 2.36% of their portfolio ANN ARBOR, MI 46,75546.8k $2.6m $2.6m 2.36% New
62 FSB PREMIER WEALTH MANAGEMENT, INC. 1.40% of their portfolio WATERLOO, IA 44,84344.8k $2.5m $2.5m 1.40% Added +206 +206
63 Ranch Capital Advisors Inc. 1.76% of their portfolio SARASOTA, FL 44,76344.8k $2.5m $2.5m 1.76% Reduced -342 -342
64 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 43,56843.6k $2.4m $2.4m 0.08% Reduced -539 -539
65 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 41,91841.9k $2.4m $2.4m 0.01% Added +35.4k +35,396
66 IAMS WEALTH MANAGEMENT, LLC 1.61% of their portfolio OMAHA, NE 41,45641.5k $2.3m $2.3m 1.61% New
67 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 41,26941.3k $2.3m $2.3m 0.01% Added +4.5k +4,469
68 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 40,79340.8k $2.3m $2.3m 0.04% Added +2.5k +2,479
69 Main Street Financial Solutions, LLC 0.32% of their portfolio NEWTOWN, PA 40,31040.3k $2.3m $2.3m 0.32% Reduced -623 -623
70 Elevated Capital Advisors, LLC 0.75% of their portfolio SANDY, UT 39,15339.2k $2.2m $2.2m 0.75% Added +26.4k +26,430
71 Coppell Advisory Solutions LLC 0.63% of their portfolio COPPELL, TX 38,48338.5k $1.8m $1.8m 0.63% Reduced -34.0k -34,027
72 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 37,58137.6k $2.1m $2.1m 0.04% Added +10 +10
73 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 35,52535.5k $2.0m $2.0m 0.04% Added +3.5k +3,511
74 SignalPoint Asset Management, LLC 0.63% of their portfolio SPRINGFIELD, MO 35,36135.4k $2.0m $2.0m 0.63% Reduced -2.2k -2,224
75 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 32,63432.6k $1.8m $1.8m 0.01% Reduced -864 -864
76 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,61132.6k $1.8m $1.8m 0.00% Reduced -26.6k -26,599
77 Kaydan Wealth Management, Inc. 0.72% of their portfolio FENTON, MI 32,24332.2k $1.8m $1.8m 0.72% Reduced -612 -612
78 Ballew Advisors, Inc 1.46% of their portfolio Jackson, MS 31,85231.9k $1.8m $1.8m 1.46% Reduced -150 -150
79 Ayalon Insurance Comp Ltd. 0.74% of their portfolio Ramat Gan, L3 31,05931.1k $1.7m $1.7m 0.74% Unchanged
80 Clearwater Capital Advisors, LLC 0.21% of their portfolio HOFFMAN ESTATES, IL 30,59830.6k $1.7m $1.7m 0.21% Reduced -9.8k -9,773
81 Capital Advisors, Ltd. LLC 0.25% of their portfolio SHAKER HEIGHTS, OH 29,01729.0k $1.6m $1.6m 0.25% Added +2.6k +2,564
82 NewEdge Wealth, LLC 0.05% of their portfolio STAMFORD, CT 28,93128.9k $1.6m $1.6m 0.05% Added +20 +20
83 Mariner, LLC 0.00% of their portfolio Overland Park, KS 28,53328.5k $1.6m $1.6m 0.00% Reduced -4.5k -4,505
84 Gladstone Institutional Advisory LLC 0.10% of their portfolio Bedminster, NJ 27,85827.9k $1.6m $1.6m 0.10% Added +1.3k +1,300
85 Connecticut Wealth Management, LLC 0.10% of their portfolio FARMINGTON, CT 27,33927.3k $1.5m $1.5m 0.10% Unchanged
86 Gateway Wealth Partners, LLC 0.27% of their portfolio APPLETON, WI 26,94526.9k $1.5m $1.5m 0.27% Added +9.2k +9,161
87 Biondo Investment Advisors, LLC 0.26% of their portfolio MILFORD, PA 24,82724.8k $1.4m $1.4m 0.26% Added +605 +605
88 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 24,62724.6k $1.4m $1.4m 0.00% Added +2.9k +2,940
89 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 24,25324.3k $1.4m $1.4m 0.06% Reduced -12.1k -12,141
90 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 23,84423.8k $1.3m $1.3m 0.05% Added +1.6k +1,575
91 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 23,46023.5k $1.3m $1.3m 0.07% Added +4.4k +4,367
92 Focus Financial Network, Inc. 0.07% of their portfolio MINNEAPOLIS, MN 23,44523.4k $1.3m $1.3m 0.07% Added +177 +177
93 DHJJ Financial Advisors, Ltd. 0.65% of their portfolio NAPERVILLE, IL 22,75822.8k $1.3m $1.3m 0.65% Reduced -1.5k -1,490
94 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 22,65822.7k $1.3m $1.3m 0.03% Added +1.0k +1,033
95 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 22,59122.6k $1.3m $1.3m 0.05% Added +16.0k +15,993
96 StoneX Group Inc. 0.13% of their portfolio NEW YORK, NY 22,18122.2k $1.2m $1.2m 0.13% Added +2.4k +2,375
97 Financial Advocates Investment Management 0.09% of their portfolio OLYMPIA, WA 21,79521.8k $1.2m $1.2m 0.09% Added +217 +217
98 COMERICA BANK 0.01% of their portfolio DALLAS, TX 21,70421.7k $1.2m $1.2m 0.01% New
99 Prosperity Financial Group, Inc. 1.00% of their portfolio San Ramon, CA 21,62821.6k $1.2m $1.2m 1.00% Added +15.6k +15,561
100 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 21,61621.6k $1.2m $1.2m 0.09% Reduced -1.5k -1,517