Vault-13

FIRST TR EXCHANGE TRADED FD TDIV

NASD TECH DIV · ETP · CUSIP 33738R118

233 institutional holders -1 vs Q3 2022
16,361,01716.4m shares reported held*
$779.9mreported value*
21 new 91 added 80 reduced 27 sold out net sold ≈ $24.7m (-518.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.67. Options: 2 managers hold calls ($1.2m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 234Q4 22: 233233Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022234
Q4 2022233

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $865.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.2mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$865.0k$00.00
Q4 2022$1.2m$00.00

Biggest buyers

GOLDMAN SACHS GROUP INC Added +248,214+248.2k
AMERIPRISE FINANCIAL INC Added +221,439+221.4k
UBS Group AG Added +106,336+106.3k
ROYAL BANK OF CANADA Added +102,042+102.0k
OSAIC HOLDINGS, INC. Added +53,967+54.0k
Virtu Financial LLC Added +42,069+42.1k
LPL Financial LLC Added +37,797+37.8k
Cetera Investment Advisers Added +34,177+34.2k
Concorde Asset Management, LLC Added +30,973+31.0k
STIFEL FINANCIAL CORP Added +30,786+30.8k

Biggest sellers

Composition Wealth, LLC Reduced -720,588-720.6k
BANK OF AMERICA CORP /DE/ Reduced -167,010-167.0k
Karp Capital Management Corp Sold out -126,972-127.0k
MORGAN STANLEY Reduced -93,347-93.3k
Raymond James Financial Services Advisors, Inc. Reduced -81,886-81.9k
Private Advisor Group, LLC Reduced -81,436-81.4k
RAYMOND JAMES & ASSOCIATES Reduced -63,290-63.3k
Mirae Asset Global Investments Co., Ltd. Reduced -51,400-51.4k
WELLS FARGO & COMPANY/MN Reduced -40,568-40.6k
IFP Advisors, Inc Reduced -30,047-30.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $941.3k19.7k shares
Belvedere Trading LLC New $238.9k5.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,201,4742.2m $105.2m $105.2m 0.01% Reduced -93.3k -93,347
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,421,9501.4m $67.9m $67.9m 0.01% Reduced -167.0k -167,010
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,306,1251.3m $62.4m $62.4m 0.02% Reduced -40.6k -40,568
4 UBS Group AG 0.02% of their portfolio ZURICH, V8 973,870973.9k $46.5m $46.5m 0.02% Added +106.3k +106,336
5 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 945,315945.3k $45.2m $45.2m 0.04% Added +37.8k +37,797
6 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 817,987818.0k $39.1m $39.1m 0.08% Reduced -81.9k -81,886
7 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 581,970582.0k $27.8m $27.8m 0.01% Added +221.4k +221,439
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 526,676526.7k $25.2m $25.2m 0.01% Added +102.0k +102,042
9 Flaharty Asset Management, LLC 3.94% of their portfolio CLEARWATER, FL 440,475440.5k $21.0m $21.0m 3.94% Added +18.3k +18,294
10 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 389,198389.2k $18.6m $18.6m 0.04% Added +54.0k +53,967
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 331,271331.3k $15.8m $15.8m 0.01% Reduced -63.3k -63,290
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 286,028286.0k $13.7m $13.7m 0.01% Added +16.2k +16,207
13 PARK NATIONAL CORP /OH/ 0.59% of their portfolio NEWARK, OH 278,208278.2k $13.3m $13.3m 0.59% Reduced -1.5k -1,539
14 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 276,677276.7k $13.2m $13.2m 0.02% Reduced -3.7k -3,670
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 271,421271.4k $13.0m $13.0m 0.00% Added +248.2k +248,214
16 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 231,872231.9k $11.1m $11.1m 0.03% Added +9.3k +9,284
17 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 229,183229.2k $11.0m $11.0m 0.10% Added +34.2k +34,177
18 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 184,312184.3k $8.8m $8.8m 0.06% Added +3.5k +3,484
19 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 163,204163.2k $7.8m $7.8m 0.03% Reduced -8.3k -8,342
20 Cherry Creek Investment Advisors, Inc. 6.04% of their portfolio ENGLEWOOD, CO 162,897162.9k $7.8m $7.8m 6.04% Added +2.4k +2,419
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 151,080151.1k $7.2m $7.2m 0.01% Added +30.8k +30,786
22 Stratos Wealth Partners, LTD. 0.17% of their portfolio BEACHWOOD, OH 144,542144.5k $6.9m $6.9m 0.17% Reduced -1.6k -1,641
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 133,565133.6k $6.4m $6.4m 0.04% Reduced -2.4k -2,370
24 Aprio Wealth Management, LLC 2.24% of their portfolio ATLANTA, GA 133,013133.0k $6.4m $6.4m 2.24% Reduced -17.6k -17,601
25 New England Private Wealth Advisors LLC 1.18% of their portfolio WELLESLEY, MA 116,264116.3k $5.6m $5.6m 1.18% Reduced -21.3k -21,268
26 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 112,513112.5k $5.4m $5.4m 0.09% Added +4.5k +4,525
27 Apeiron RIA LLC 1.95% of their portfolio Dallas, TX 106,438106.4k $5.1m $5.1m 1.95% Added +4.1k +4,105
28 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 104,569104.6k $5.0m $5.0m 0.04% Reduced -2.4k -2,420
29 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 101,059101.1k $4.8m $4.8m 0.06% Added +4.4k +4,409
30 BENJAMIN F. EDWARDS & COMPANY, INC. 0.21% of their portfolio ST. LOUIS, MO 96,60296.6k $4.6m $4.6m 0.21% Added +6.8k +6,803
31 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 78,31578.3k $3.7m $3.7m 0.13% Reduced -24.5k -24,463
32 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 74,61474.6k $3.6m $3.6m 0.02% Added +21.4k +21,389
33 Wealth Management Associates, Inc. 2.30% of their portfolio Cherry Hill, NJ 72,26972.3k $3.5m $3.5m 2.30% Reduced -3.4k -3,449
34 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 65,89965.9k $3.1m $3.1m 0.05% Added +5.9k +5,861
35 Snowden Capital Advisors LLC 0.13% of their portfolio New York, NY 64,39364.4k $3.1m $3.1m 0.13% Added +13.7k +13,729
36 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 64,25464.3k $3.1m $3.1m 0.11% Added +11.9k +11,865
37 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 62,77562.8k $3.0m $3.0m 0.05% Added +116 +116
38 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 62,43962.4k $3.0m $3.0m 0.04% Added +2.7k +2,676
39 Virtu Financial LLC 0.39% of their portfolio New York, NY 61,08661.1k $2.9m $2.9m 0.39% Added +42.1k +42,069
40 COTTONWOOD CAPITAL ADVISORS, LLC 2.54% of their portfolio SALT LAKE CITY, UT 59,59359.6k $2.8m $2.8m 2.54% Reduced -543 -543
41 HENGEHOLD CAPITAL MANAGEMENT LLC 0.39% of their portfolio CINCINNATI, OH 58,92658.9k $2.8m $2.8m 0.39% Added +4.3k +4,281
42 Regal Investment Advisors LLC 0.27% of their portfolio KENTWOOD, MI 57,91857.9k $2.8m $2.8m 0.27% Reduced -3.5k -3,492
43 Concorde Asset Management, LLC 2.41% of their portfolio ANN ARBOR, MI 56,61856.6k $2.7m $2.7m 2.41% Added +31.0k +30,973
44 Harvest Investment Services, LLC 2.84% of their portfolio Oakbrook Terrace, IL 55,57055.6k $2.7m $2.7m 2.84% Added +5.7k +5,661
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55,48055.5k $2.7m $2.7m 0.00% Reduced -3.6k -3,614
46 DEFINED WEALTH MANAGEMENT, LLC 2.38% of their portfolio BEAVERTON, OR 53,07253.1k $2.5m $2.5m 2.38% Reduced -1.3k -1,331
47 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 51,87751.9k $2.5m $2.5m 0.04% Added +6.8k +6,838
48 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 51,20051.2k $2.4m $2.4m 0.01% Reduced -51.4k -51,400
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 51,16451.2k $2.4m $2.4m 0.00% Reduced -8.8k -8,779
50 CWM, LLC 0.02% of their portfolio OMAHA, NE 49,17249.2k $2.3m $2.3m 0.02% Reduced -5.3k -5,319
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 48,65648.7k $263.9k $263.9k 0.01% Reduced -81.4k -81,436
52 FSB PREMIER WEALTH MANAGEMENT, INC. 1.24% of their portfolio WATERLOO, IA 47,24647.2k $2.3m $2.3m 1.24% Added +3.0k +3,010
53 Clearwater Capital Advisors, LLC 0.28% of their portfolio HOFFMAN ESTATES, IL 45,57145.6k $2.2m $2.2m 0.28% Reduced -480 -480
54 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 45,54345.5k $2.2m $2.2m 0.04% Added +700 +700
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 44,90144.9k $2.2m $2.2m 0.00% Reduced -9.2k -9,232
56 Ranch Capital Advisors Inc. 1.64% of their portfolio SARASOTA, FL 43,78343.8k $2.1m $2.1m 1.64% Reduced -1.1k -1,112
57 PURSUE WEALTH PARTNERS LLC 1.59% of their portfolio ALAMO, CA 43,12743.1k $2.1m $2.1m 1.59% Reduced -5.9k -5,900
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 39,69039.7k $1.9m $1.9m 0.00% Added +15.0k +14,959
59 Composition Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 38,68538.7k $1.8m $1.8m 0.06% Reduced -720.6k -720,588
60 Coppell Advisory Solutions LLC 0.63% of their portfolio COPPELL, TX 38,48338.5k $1.8m $1.8m 0.63% First filing
61 Coppell Advisory Solutions Corp. 0.63% of their portfolio COPPELL, TX 38,48338.5k $1.8m $1.8m 0.63% First filing
62 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 37,58337.6k $1.8m $1.8m 0.03% Added +6.7k +6,711
63 SignalPoint Asset Management, LLC 0.62% of their portfolio SPRINGFIELD, MO 37,41637.4k $1.8m $1.8m 0.62% Added +6.2k +6,214
64 Kaydan Wealth Management, Inc. 0.65% of their portfolio FENTON, MI 34,05534.1k $1.6m $1.6m 0.65% Reduced -2.0k -1,964
65 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 32,75832.8k $1.6m $1.6m 0.00% Added +15.2k +15,194
66 Ballew Advisors, Inc 1.26% of their portfolio Jackson, MS 32,36532.4k $1.6m $1.6m 1.26% Added +502 +502
67 Main Street Financial Solutions, LLC 0.24% of their portfolio NEWTOWN, PA 31,67131.7k $1.5m $1.5m 0.24% Added +19.5k +19,510
68 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 31,32331.3k $1.5m $1.5m 0.08% Added +11.9k +11,882
69 Capital Advisors, Ltd. LLC 0.26% of their portfolio SHAKER HEIGHTS, OH 31,12531.1k $1.5m $1.5m 0.26% Reduced -6.6k -6,622
70 First Heartland Consultants, Inc. 0.22% of their portfolio LAKE ST. LOUIS, MO 29,81429.8k $1.4m $1.4m 0.22% Reduced -2.4k -2,408
71 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 28,37028.4k $1.4m $1.4m 0.01% Added +13.7k +13,667
72 Ayalon Insurance Comp Ltd. 0.81% of their portfolio Ramat Gan, L3 28,36028.4k $1.7m $1.7m 0.81% Added +5.7k +5,689
73 Koshinski Asset Management, Inc. 0.13% of their portfolio DECATUR, IL 28,10828.1k $1.3m $1.3m 0.13% Reduced -270 -270
74 Connecticut Wealth Management, LLC 0.11% of their portfolio FARMINGTON, CT 27,56027.6k $1.3m $1.3m 0.11% Reduced -45 -45
75 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 27,54827.5k $1.0m $1.0m 0.03% Reduced -30.0k -30,047
76 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 27,42327.4k $1.3m $1.3m 0.04% Added +9.4k +9,391
77 WT Wealth Management 0.62% of their portfolio SCOTTSDALE, AZ 26,61926.6k $1.3m $1.3m 0.62% Added +1.6k +1,569
78 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 26,54026.5k $1.3m $1.3m 0.01% Reduced -4.1k -4,099
79 Gladstone Institutional Advisory LLC 0.09% of their portfolio Bedminster, NJ 26,53426.5k $1.3m $1.3m 0.09% Reduced -767 -767
80 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 26,37726.4k $1.3m $1.3m 0.03% Reduced -1.8k -1,830
81 Private Wealth Group, LLC 1.77% of their portfolio Tampa, FL 26,02226.0k $1.2m $1.2m 1.77% Reduced -37 -37
82 Tyler-Stone Wealth Management 0.82% of their portfolio Beachwood, OH 25,06525.1k $1.2m $1.2m 0.82% Reduced -2.5k -2,472
83 Mariner, LLC 0.00% of their portfolio Overland Park, KS 24,92924.9k $1.2m $1.2m 0.00% Added +19.5k +19,483
84 DHJJ Financial Advisors, Ltd. 0.68% of their portfolio NAPERVILLE, IL 24,84624.8k $1.2m $1.2m 0.68% Reduced -609 -609
85 Biondo Investment Advisors, LLC 0.26% of their portfolio MILFORD, PA 24,66224.7k $1.2m $1.2m 0.26% Added +835 +835
86 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,58024.6k $1.2m $1.2m 0.00% Reduced -28.4k -28,384
87 Great Diamond Partners, LLC 0.33% of their portfolio Portland, ME 22,12722.1k $1.1m $1.1m 0.33% Added +158 +158
88 Focus Financial Network, Inc. 0.08% of their portfolio MINNEAPOLIS, MN 21,85521.9k $1.0m $1.0m 0.08% Added +7.8k +7,809
89 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 21,50521.5k $1.0m $1.0m 0.04% Added +408 +408
90 FAS Wealth Partners, Inc. 0.11% of their portfolio LEAWOOD, KS 21,06521.1k $1.0m $1.0m 0.11% Reduced -840 -840
91 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 20,11420.1k $961.0k $961.0k 0.00% Added +3.0k +3,035
92 StoneX Group Inc. 0.11% of their portfolio NEW YORK, NY 19,17419.2k $916.1k $916.1k 0.11% Added +146 +146
93 IAMS WEALTH MANAGEMENT, LLC 0.91% of their portfolio OMAHA, NE 18,72818.7k $894.8k $894.8k 0.91% First filing
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,03418.0k $861.7k $861.7k 0.00% Reduced -3.5k -3,515
95 MTM Investment Management, LLC 0.45% of their portfolio SPARTANBURG, SC 18,00818.0k $860.4k $860.4k 0.45% Reduced -127 -127
96 MGO ONE SEVEN LLC 0.08% of their portfolio Beachwood, OH 17,46717.5k $834.6k $834.6k 0.08% Unchanged
97 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 17,20017.2k $821.8k $821.8k 0.01% New
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,73816.7k $799.7k $799.7k 0.00% Added +8.8k +8,781
99 Retirement Planning Co of New England, Inc. 0.52% of their portfolio Warwick, RI 16,52116.5k $789.4k $789.4k 0.52% Added +86 +86
100 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 16,26616.3k $777.0k $777.0k 0.00% Added +4.7k +4,655