Vault-13

FIRST TR EXCHANGE-TRADED FD MDIV

MULTI ASSET DI · ETP · CUSIP 33738R100

103 institutional holders +7 vs Q3 2024
9,484,9749.5m shares reported held*
$153.2mreported value*
13 new 35 added 24 reduced 11 sold out net bought ≈ $6.6m (+408.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.15. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 93Q4 22: 97Q1 23: 100Q2 23: 94Q3 23: 96Q4 23: 100Q1 24: 99Q2 24: 95Q3 24: 96Q4 24: 103103Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202293
Q4 202297
Q1 2023100
Q2 202394
Q3 202396
Q4 2023100
Q1 202499
Q2 202495
Q3 202496
Q4 2024103

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 52 bought or addedQ1 23: 36 cut or sold outQ2 23: 41 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 51 cut or sold outQ4 23: 42 bought or addedQ4 23: 48 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 47 cut or sold outQ2 24: 32 bought or addedQ2 24: 50 cut or sold outQ2 24Q3 24: 42 bought or addedQ3 24: 39 cut or sold outQ4 24: 48 bought or addedQ4 24: 35 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235236
Q2 20234141
Q3 20233751
Q4 20234248
Q1 20244347
Q2 20243250
Q3 20244239
Q4 20244835

Biggest buyers

AMERIPRISE FINANCIAL INC Added +123,512+123.5k
LPL Financial LLC Added +114,612+114.6k
Flaharty Asset Management, LLC Added +90,498+90.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +72,750+72.8k
Cambridge Investment Research Advisors, Inc. Added +44,236+44.2k
MORGAN STANLEY Added +43,174+43.2k
Independent Advisor Alliance New +36,764+36.8k
Janney Montgomery Scott LLC Added +33,748+33.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +21,266+21.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +17,932+17.9k

Biggest sellers

Ameritas Advisory Services, LLC Reduced -79,201-79.2k
StoneX Group Inc. Reduced -43,516-43.5k
SILVER OAK SECURITIES, INCORPORATED Sold out -30,705-30.7k
Atria Wealth Solutions, Inc. Reduced -21,178-21.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -18,026-18.0k
Capital Investment Advisory Services, LLC Reduced -16,624-16.6k
Jaffetilchin Investment Partners, LLC Reduced -15,524-15.5k
CITADEL ADVISORS LLC Reduced -15,221-15.2k
Apriem Advisors Sold out -15,000-15.0k
Compound Planning, Inc. Sold out -14,517-14.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Flaharty Asset Management, LLC 3.47% of their portfolio CLEARWATER, FL 1,470,1061.5m $23.7m $23.7m 3.47% Added +90.5k +90,498
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,086,9641.1m $17.6m $17.6m 0.01% Added +114.6k +114,612
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 844,778844.8k $13.6m $13.6m 0.00% Added +43.2k +43,174
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 686,444686.4k $11.1m $11.1m 0.02% Added +72.8k +72,750
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 609,196609.2k $9.8m $9.8m 0.00% Added +123.5k +123,512
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 543,339543.3k $8.8m $8.8m 0.00% Added +4.6k +4,600
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 366,410366.4k $5.9m $5.9m 0.00% Added +15.3k +15,262
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 317,222317.2k $5.1m $5.1m 0.00% Reduced -5.8k -5,751
9 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 306,503306.5k $5.0m $5.0m 0.14% Added +16.6k +16,572
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 303,686303.7k $4.9m $4.9m 0.00% First filing
11 Capital Investment Advisory Services, LLC 0.36% of their portfolio RALEIGH, NC 229,564229.6k $3.7m $3.7m 0.36% Reduced -16.6k -16,624
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 223,091223.1k $3.6m $3.6m 0.01% Added +15.7k +15,703
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 166,882166.9k $2.7m $2.7m 0.01% Added +44.2k +44,236
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 154,632154.6k $2.5m $2.5m 0.01% Added +10.6k +10,555
15 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 153,519153.5k $2.5m $2.5m 0.01% Added +33.7k +33,748
16 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 128,659128.7k $2.1m $2.1m 0.01% Added +12.0k +12,045
17 Harvest Investment Services, LLC 0.40% of their portfolio Oakbrook Terrace, IL 101,059101.1k $1.6m $1.6m 0.40% Reduced -13.1k -13,065
18 Rockport Wealth LLC 0.67% of their portfolio Fairview Park, OH 93,48193.5k $1.5m $1.5m 0.67% Added +13.5k +13,464
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 84,36584.4k $1.4m $1.4m 0.00% Reduced -5.6k -5,628
20 Elevated Capital Advisors, LLC 0.35% of their portfolio SANDY, UT 78,86378.9k $1.3m $1.3m 0.35% Reduced -571 -571
21 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 77,48577.5k $1.3m $1.3m 0.04% Reduced -625 -625
22 TrueWealth Advisors, LLC 0.39% of their portfolio BIRMINGHAM, AL 71,53771.5k $1.2m $1.2m 0.39% Reduced -4.3k -4,251
23 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 71,47871.5k $1.2m $1.2m 0.04% Added +1.5k +1,505
24 COTTONWOOD CAPITAL ADVISORS, LLC 0.80% of their portfolio SALT LAKE CITY, UT 69,35369.4k $1.1m $1.1m 0.80% Reduced -3.3k -3,262
25 TCFG WEALTH MANAGEMENT, LLC 0.50% of their portfolio LAGUNA NIGUEL, CA 61,25661.3k $989.3k $989.3k 0.50% Unchanged
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,46259.5k $960.3k $960.3k 0.00% Added +411 +411
27 Cornerstone Wealth Management, LLC 0.06% of their portfolio ST. PETERS, MO 56,64856.6k $914.9k $914.9k 0.06% Added +872 +872
28 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 55,63955.6k $898.6k $898.6k 0.01% Reduced -1.1k -1,074
29 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 50,76050.8k $819.8k $819.8k 0.03% Reduced -79.2k -79,201
30 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 45,94745.9k $742.0k $742.0k 0.00% Reduced -9.3k -9,345
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 44,33844.3k $716.1k $716.1k 0.00% Reduced -10.8k -10,828
32 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 44,09244.1k $728.8k $728.8k 0.00% Added +12 +12
33 Jaffetilchin Investment Partners, LLC 0.05% of their portfolio TAMPA, FL 43,29543.3k $699.2k $699.2k 0.05% Reduced -15.5k -15,524
34 Larson Financial Group LLC 0.04% of their portfolio ST LOUIS, MO 42,33542.3k $683.7k $683.7k 0.04% Reduced -500 -500
35 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 38,22938.2k $617.4k $617.4k 0.00% Added +11.2k +11,231
36 Authentikos Wealth Advisory, LLC 0.59% of their portfolio MORGAN HILL, CA 36,92536.9k $596.3k $596.3k 0.59% Unchanged
37 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 36,76436.8k $593.7k $593.7k 0.01% New
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 35,31035.3k $570.3k $570.3k 0.00% Added +568 +568
39 Freedom Financial Partners LLC 0.27% of their portfolio OAKDALE, MN 35,13235.1k $567.4k $567.4k 0.27% First filing
40 Endowment Wealth Management, Inc. 0.36% of their portfolio APPLETON, WI 33,24533.2k $536.9k $536.9k 0.36% Added +2.4k +2,371
41 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 26,36326.4k $425.8k $425.8k 0.00% Reduced -21.2k -21,178
42 Intrua Financial, LLC 0.07% of their portfolio Houston, TX 25,49525.5k $411.7k $411.7k 0.07% Unchanged
43 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 21,87721.9k $353.3k $353.3k 0.00% Added +5.3k +5,350
44 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 21,81921.8k $352.4k $352.4k 0.01% Reduced -3.7k -3,710
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,26621.3k $343.4k $343.4k 0.00% New
46 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 20,95921.0k $338.5k $338.5k 0.00% Reduced -18.0k -18,026
47 RPg Family Wealth Advisory, LLC 0.12% of their portfolio BURLINGTON, MA 20,45020.4k $330.3k $330.3k 0.12% Unchanged
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,17120.2k $325.8k $325.8k 0.00% Added +1.6k +1,633
49 Second Line Capital, LLC 0.08% of their portfolio METAIRIE, LA 19,30519.3k $311.8k $311.8k 0.08% Added +5.3k +5,350
50 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 18,74718.7k $302.8k $302.8k 0.02% Reduced -43.5k -43,516
51 PSI Advisors, LLC 0.09% of their portfolio TAMPA, FL 18,33918.3k $296.2k $296.2k 0.09% Added +225 +225
52 Keystone Financial Group 0.03% of their portfolio LEXINGTON, KY 18,33118.3k $296.1k $296.1k 0.03% Reduced -573 -573
53 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 17,93217.9k $290.7k $290.7k 0.02% New
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 17,50017.5k $282.6k $282.6k 0.00% Unchanged
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,06217.1k $275.6k $275.6k 0.00% Reduced -15.2k -15,221
56 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 17,02717.0k $275.0k $275.0k 0.00% Added +271 +271
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,72316.7k $270.1k $270.1k 0.00% Unchanged
58 Proactive Wealth Strategies LLC 0.13% of their portfolio MARIETTA, GA 15,40015.4k $249.0k $249.0k 0.13% Unchanged
59 L.M. KOHN & COMPANY 0.06% of their portfolio CINCINNATI, OH 13,44013.4k $217.1k $217.1k 0.06% Unchanged
60 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,35013.3k $215.6k $215.6k 0.00% Added +600 +600
61 ARBOR CAPITAL MANAGEMENT INC /ADV 0.21% of their portfolio ANCHORAGE, AK 13,02913.0k $213.7k $213.7k 0.21% Added +1.6k +1,615
62 Kraft, Davis & Associates, LLC 0.06% of their portfolio St. Louis, MO 12,44812.4k $204.4k $204.4k 0.06% Unchanged
63 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 11,23411.2k $181.4k $181.4k 0.01% Added +91 +91
64 ORG Partners LLC 0.02% of their portfolio ROANOKE, IN 11,00011.0k $177.7k $177.7k 0.02% New
65 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 10,79410.8k $174.3k $174.3k 0.01% Reduced -3.8k -3,777
66 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 10,54610.5k $170.3k $170.3k 0.00% New
67 Huntleigh Advisors, Inc. 0.04% of their portfolio ST. LOUIS, MO 10,10810.1k $163.2k $163.2k 0.04% First filing
68 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 9,1409.1k $148.0k $148.0k 0.00% New
69 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 7,7787.8k $125.6k $125.6k 0.00% Unchanged
70 Icon Wealth Advisors, LLC 0.01% of their portfolio HOUSTON, TX 7,7427.7k $125.0k $125.0k 0.01% New
71 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 7,0027.0k $113.1k $113.1k 0.00% New
72 NFSG Corp 0.02% of their portfolio BOCA RATON, FL 4,5624.6k $73.7k $73.7k 0.02% Added +1.2k +1,228
73 EPG Wealth Management LLC 0.02% of their portfolio ATLANTA, GA 3,6913.7k $59.6k $59.6k 0.02% Added +58 +58
74 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,8482.8k $46.0k $46.0k 0.00% New
75 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 2,5722.6k $41.5k $41.5k 0.00% Unchanged
76 Founders Financial Alliance, LLC 0.01% of their portfolio RALEIGH, NC 2,5612.6k $41.4k $41.4k 0.01% Added +29 +29
77 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,5152.5k $40.6k $40.6k 0.00% Reduced -1.3k -1,300
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $32.3k $32.3k 0.00% Unchanged
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $29.1k $29.1k 0.00% Unchanged
80 BELLEVUE ASSET MANAGEMENT, LLC 0.01% of their portfolio BELLEVUE, WA 1,7471.7k $28.2k $28.2k 0.01% Added +10 +10
81 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 1,7001.7k $27.5k $27.5k 0.00% Added +96 +96
82 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,5431.5k $24.9k $24.9k 0.00% Unchanged
83 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,0001.0k $16.1k $16.1k 0.01% Unchanged
84 Richard W. Paul & Associates, LLC 0.01% of their portfolio NOVI, MI 853853 $13.8k $13.8k 0.01% New
85 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 800800 $12.9k $12.9k 0.00% Unchanged
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 740740 $12.0k $12.0k 0.00% New
87 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 655655 $10.6k $10.6k 0.00% Unchanged
88 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 608608 $10.0k $10.0k 0.00% Unchanged
89 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 400400 $6.5k $6.5k 0.00% Unchanged
90 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 393393 $6.3k $6.3k 0.00% Unchanged
91 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 317317 $5.2k $5.2k 0.00% Added +5 +5
92 Millstone Evans Group, LLC 0.00% of their portfolio BOULDER, CO 310310 $5.0k $5.0k 0.00% First filing
93 Park Square Financial Group, LLC 0.00% of their portfolio ROSWELL, GA 278278 $4.5k $4.5k 0.00% First filing
94 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 200200 $3.2k $3.2k 0.00% Unchanged
95 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 163163 $2.6k $2.6k 0.00% First filing
96 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 106106 $1.7k $1.7k 0.00% Unchanged
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 100100 $2.0k $2.0k 0.00% New
98 Synergy Investment Management, LLC 0.00% of their portfolio ALTAMONTE SPRINGS, FL 9494 $1.5k $1.5k 0.00% First filing
99 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 3030 $485 $485 0.00% Unchanged
100 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 88 $131 $131 0.00% Reduced -8 -8