Vault-13

FIRST TR EXCHANGE-TRADED FD MDIV

MULTI ASSET DI · ETP · CUSIP 33738R100

96 institutional holders +2 vs Q2 2023
9,383,7289.4m shares reported held*
$136.9mreported value*
10 new 27 added 41 reduced 10 sold out net sold ≈ $4.1m (-283.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.59. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 93Q4 22: 97Q1 23: 100Q2 23: 94Q3 23: 9696Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202293
Q4 202297
Q1 2023100
Q2 202394
Q3 202396

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 36 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 37 bought or addedQ3 23: 51 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224144
Q1 20235236
Q2 20234141
Q3 20233751

Biggest buyers

GeoWealth Management, LLC Added +85,332+85.3k
Flaharty Asset Management, LLC Added +58,320+58.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +49,945+49.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +41,312+41.3k
B. Riley Wealth Advisors, Inc. New +16,379+16.4k
Kingsview Wealth Management, LLC New +13,597+13.6k
Arkadios Wealth Advisors New +10,958+11.0k
COMERICA BANK New +10,363+10.4k
STIFEL FINANCIAL CORP Added +7,641+7.6k
Cetera Advisor Networks LLC Added +7,179+7.2k

Biggest sellers

LPL Financial LLC Reduced -190,437-190.4k
MORGAN STANLEY Reduced -55,406-55.4k
Second Half Financial Partners, LLC Sold out -39,960-40.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -35,240-35.2k
OSAIC HOLDINGS, INC. Reduced -32,360-32.4k
IFP Advisors, Inc Reduced -27,843-27.8k
Cherry Creek Investment Advisors, Inc. Reduced -25,933-25.9k
SILVER OAK SECURITIES, INCORPORATED Sold out -25,481-25.5k
Atria Wealth Solutions, Inc. Reduced -21,223-21.2k
AVANTAX ADVISORY SERVICES, INC. Sold out -20,421-20.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Flaharty Asset Management, LLC 3.75% of their portfolio CLEARWATER, FL 1,535,9101.5m $22.4m $22.4m 3.75% Added +58.3k +58,320
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,146,9181.1m $16.7m $16.7m 0.00% Reduced -55.4k -55,406
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 804,357804.4k $11.7m $11.7m 0.01% Reduced -190.4k -190,437
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 510,014510.0k $7.4m $7.4m 0.00% Reduced -1.9k -1,912
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 444,975445.0k $6.5m $6.5m 0.00% Reduced -3.7k -3,711
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 351,030351.0k $5.1m $5.1m 0.00% Reduced -3.9k -3,935
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 299,558299.6k $4.4m $4.4m 0.01% Added +49.9k +49,945
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 288,153288.2k $4.2m $4.2m 0.00% Reduced -5.1k -5,094
9 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 243,486243.5k $3.6m $3.6m 0.18% Added +3.1k +3,112
10 Capital Investment Advisory Services, LLC 0.35% of their portfolio RALEIGH, NC 242,901242.9k $3.5m $3.5m 0.35% Reduced -9.0k -8,970
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 222,557222.6k $3.2m $3.2m 0.00% Reduced -32.4k -32,360
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 220,080220.1k $3.2m $3.2m 0.00% Reduced -15.3k -15,253
13 Ameritas Advisory Services, LLC 0.14% of their portfolio Lincoln, NE 199,291199.3k $2.9m $2.9m 0.14% Added +3.3k +3,331
14 StoneX Group Inc. 0.30% of their portfolio NEW YORK, NY 190,065190.1k $2.8m $2.8m 0.30% Added +3.8k +3,765
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 175,990176.0k $2.6m $2.6m 0.00% Added +3.6k +3,615
16 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 171,803171.8k $2.5m $2.5m 0.02% Added +7.2k +7,179
17 GeoWealth Management, LLC 0.26% of their portfolio CHICAGO, IL 156,140156.1k $2.3m $2.3m 0.26% Added +85.3k +85,332
18 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 123,040123.0k $1.8m $1.8m 0.02% Added +5.4k +5,423
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 122,356122.4k $1.8m $1.8m 0.00% Reduced -986 -986
20 Harvest Investment Services, LLC 1.10% of their portfolio Oakbrook Terrace, IL 117,200117.2k $1.7m $1.7m 1.10% Reduced -7 -7
21 TrueWealth Advisors, LLC 0.69% of their portfolio BIRMINGHAM, AL 111,787111.8k $1.6m $1.6m 0.69% Added +1.1k +1,134
22 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 110,885110.9k $1.6m $1.6m 0.01% Reduced -5.4k -5,420
23 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 108,669108.7k $1.6m $1.6m 0.01% Reduced -1.6k -1,571
24 COTTONWOOD CAPITAL ADVISORS, LLC 1.29% of their portfolio SALT LAKE CITY, UT 94,57194.6k $1.4m $1.4m 1.29% Reduced -12.7k -12,736
25 Elevated Capital Advisors, LLC 0.38% of their portfolio SANDY, UT 76,45776.5k $1.1m $1.1m 0.38% Added +348 +348
26 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 68,60868.6k $1.0m $1.0m 0.04% Reduced -1.8k -1,817
27 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 63,34863.3k $924.6k $924.6k 0.01% Reduced -21.2k -21,223
28 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 62,28762.3k $909.1k $909.1k 0.01% Reduced -2.5k -2,468
29 Jaffetilchin Investment Partners, LLC 0.10% of their portfolio TAMPA, FL 61,04361.0k $890.9k $890.9k 0.10% Reduced -1.5k -1,493
30 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 60,12560.1k $877.5k $877.5k 0.00% Reduced -251 -251
31 Cornerstone Wealth Management, LLC 0.08% of their portfolio ST. PETERS, MO 58,95059.0k $860.4k $860.4k 0.08% Reduced -166 -166
32 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 58,70558.7k $856.8k $856.8k 0.04% Reduced -11.5k -11,493
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,20050.2k $732.7k $732.7k 0.00% Added +7.6k +7,641
34 Larson Financial Group LLC 0.07% of their portfolio ST LOUIS, MO 46,04146.0k $672.0k $672.0k 0.07% Added +7.1k +7,090
35 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 45,70645.7k $667.1k $667.1k 0.00% Reduced -1.0k -1,030
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 41,31241.3k $602.9k $602.9k 0.00% New
37 Authentikos Wealth Advisory, LLC 0.56% of their portfolio MORGAN HILL, CA 39,96040.0k $583.2k $583.2k 0.56% Unchanged
38 Endowment Wealth Management, Inc. 0.52% of their portfolio APPLETON, WI 39,87239.9k $581.9k $581.9k 0.52% Reduced -2.9k -2,912
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 36,80536.8k $539.0k $539.0k 0.00% Added +19 +19
40 AdvisorNet Financial, Inc 0.05% of their portfolio MINNETONKA, MN 36,56636.6k $533.7k $533.7k 0.05% Added +1.8k +1,776
41 Realta Investment Advisors 0.11% of their portfolio WILMINGTON, DE 31,83031.8k $463.4k $463.4k 0.11% Reduced -9.6k -9,555
42 NFSG Corp 0.22% of their portfolio BOCA RATON, FL 30,11430.1k $439.5k $439.5k 0.22% Added +51 +51
43 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 28,44328.4k $415.1k $415.1k 0.02% Reduced -27.8k -27,843
44 Farther Finance Advisors, LLC 0.06% of their portfolio SAN FRANCISCO, CA 26,40426.4k $385.4k $385.4k 0.06% Reduced -1.0k -1,007
45 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 26,20826.2k $383.0k $383.0k 0.02% Unchanged
46 FREEDOM WEALTH ALLIANCE, LLC 0.56% of their portfolio BROOKFIELD, WI 23,49523.5k $342.9k $342.9k 0.56% Added +4.8k +4,802
47 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,07122.1k $322.1k $322.1k 0.00% Added +689 +689
48 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 20,40920.4k $297.9k $297.9k 0.00% First filing
49 Keystone Financial Group 0.05% of their portfolio LEXINGTON, KY 18,94918.9k $276.6k $276.6k 0.05% Added +41 +41
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,35718.4k $267.9k $267.9k 0.00% Reduced -35.2k -35,240
51 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 17,25117.3k $251.8k $251.8k 0.01% Added +147 +147
52 ARBOR CAPITAL MANAGEMENT INC /ADV 0.21% of their portfolio ANCHORAGE, AK 16,40316.4k $235.7k $235.7k 0.21% Reduced -592 -592
53 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,37916.4k $239.1k $239.1k 0.01% New
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,68815.7k $229.0k $229.0k 0.00% Added +4.6k +4,639
55 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 15,35515.4k $224.1k $224.1k 0.01% Reduced -6 -6
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,15915.2k $221.2k $221.2k 0.00% Added +693 +693
57 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 14,80514.8k $216.1k $216.1k 0.00% Reduced -450 -450
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,65114.7k $213.8k $213.8k 0.00% Reduced -5.4k -5,381
59 Cherry Creek Investment Advisors, Inc. 0.14% of their portfolio ENGLEWOOD, CO 14,55614.6k $212.4k $212.4k 0.14% Reduced -25.9k -25,933
60 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,59713.6k $198.4k $198.4k 0.01% New
61 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,05013.1k $190.5k $190.5k 0.00% Reduced -2.2k -2,200
62 L.M. KOHN & COMPANY 0.07% of their portfolio CINCINNATI, OH 12,36212.4k $180.4k $180.4k 0.07% Reduced -2.1k -2,088
63 QP WEALTH MANAGEMENT, LLC 0.30% of their portfolio BOCA RATON, FL 11,61611.6k $169.5k $169.5k 0.30% Reduced -820 -820
64 PSI Advisors, LLC 0.07% of their portfolio TAMPA, FL 11,50811.5k $168.0k $168.0k 0.07% Added +29 +29
65 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 10,95811.0k $159.9k $159.9k 0.02% New
66 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 10,80010.8k $157.7k $157.7k 0.01% Reduced -1.0k -1,030
67 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 10,60810.6k $154.0k $154.0k 0.02% First filing
68 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,36310.4k $151.2k $151.2k 0.00% New
69 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 8,6368.6k $122.8k $122.8k 0.01% Reduced -1.0k -1,000
70 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7,7507.8k $113.1k $113.1k 0.00% Added +5.8k +5,750
71 EPG Wealth Management LLC 0.02% of their portfolio ATLANTA, GA 5,1055.1k $74.5k $74.5k 0.02% Added +80 +80
72 DB Wealth Management Group, LLC 0.04% of their portfolio SAN DIEGO, CA 4,3524.4k $63.5k $63.5k 0.04% Unchanged
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,8003.8k $55.5k $55.5k 0.00% Unchanged
74 BELLEVUE ASSET MANAGEMENT, LLC 0.03% of their portfolio BELLEVUE, WA 2,6932.7k $39.4k $39.4k 0.03% Added +8 +8
75 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,5722.6k $37.5k $37.5k 0.00% Unchanged
76 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 2,5722.6k $37.5k $37.5k 0.01% Unchanged
77 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 2,4492.4k $35.7k $35.7k 0.02% Reduced -964 -964
78 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,4152.4k $35.3k $35.3k 0.00% Added +168 +168
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,0002.0k $29.2k $29.2k 0.00% Unchanged
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $26.3k $26.3k 0.00% Reduced -1.4k -1,400
81 LWM Advisory Services, LLC 0.02% of their portfolio PLANTATION, FL 1,5751.6k $23.0k $23.0k 0.02% New
82 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 1,5381.5k $22.0k $22.0k 0.00% Reduced -686 -686
83 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,0001.0k $14.6k $14.6k 0.01% Unchanged
84 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 922922 $13.0k $13.0k 0.00% Unchanged
85 Archer Investment Corp 0.00% of their portfolio Carmel, IN 648648 $9.5k $9.5k 0.00% Unchanged
86 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 574574 $8.4k $8.4k 0.00% Unchanged
87 Castleview Partners, LLC 0.01% of their portfolio DALLAS, TX 441441 $6.4k $6.4k 0.01% Unchanged
88 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 400400 $6.0k $6.0k 0.00% Unchanged
89 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 391391 $5.7k $5.7k 0.00% New
90 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 337337 $4.9k $4.9k 0.00% New
91 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 215215 $3.1k $3.1k 0.00% Unchanged
92 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 200200 $3.0k $3.0k 0.00% Unchanged
93 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 200200 $2.9k $2.9k 0.00% Unchanged
94 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 3030 $438 $438 0.00% New
95 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $29 $29 0.00% New
96 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11 $15 $15 0.00% Reduced -4.3k -4,261