Vault-13

FIRST TR EXCHANGE-TRADED FD MDIV

MULTI ASSET DI · ETP · CUSIP 33738R100

100 institutional holders +3 vs Q4 2022
9,866,9729.9m shares reported held*
$144.8mreported value*
11 new 41 added 28 reduced 8 sold out net sold ≈ $14.8m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.67. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 93Q4 22: 97Q1 23: 100100Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202293
Q4 202297
Q1 2023100

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 44 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 36 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224144
Q1 20235236

Biggest buyers

LPL Financial LLC Added +168,056+168.1k
SILVER OAK SECURITIES, INCORPORATED New +90,915+90.9k
MORGAN STANLEY Added +84,759+84.8k
Kestra Advisory Services, LLC Added +58,476+58.5k
Endowment Wealth Management, Inc. New +41,483+41.5k
Cetera Advisor Networks LLC Added +33,609+33.6k
HARBOUR INVESTMENTS, INC. Added +33,548+33.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +32,378+32.4k
CITADEL ADVISORS LLC New +30,141+30.1k
Flaharty Asset Management, LLC Added +21,535+21.5k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -1,106,795-1.1m
StoneX Group Inc. Reduced -251,482-251.5k
WELLS FARGO & COMPANY/MN Reduced -106,549-106.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -62,638-62.6k
OSAIC HOLDINGS, INC. Reduced -47,130-47.1k
RAYMOND JAMES & ASSOCIATES Reduced -38,159-38.2k
IFP Advisors, Inc Reduced -28,715-28.7k
BANK OF AMERICA CORP /DE/ Reduced -24,711-24.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -22,704-22.7k
Lido Advisors, LLC Reduced -20,503-20.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,446,6681.4m $21.2m $21.2m 0.00% Added +84.8k +84,759
2 Flaharty Asset Management, LLC 3.78% of their portfolio CLEARWATER, FL 1,445,7471.4m $21.2m $21.2m 3.78% Added +21.5k +21,535
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,014,3881.0m $14.9m $14.9m 0.01% Added +168.1k +168,056
4 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 486,150486.1k $7.1m $7.1m 0.00% Reduced -1.1m -1,106,795
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 415,999416.0k $6.1m $6.1m 0.00% Reduced -106.5k -106,549
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 357,704357.7k $5.2m $5.2m 0.00% Reduced -24.7k -24,711
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 315,830315.8k $4.6m $4.6m 0.00% Reduced -12.3k -12,318
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 285,094285.1k $4.2m $4.2m 0.01% Reduced -47.1k -47,130
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 267,475267.5k $3.9m $3.9m 0.00% Reduced -38.2k -38,159
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 259,418259.4k $3.8m $3.8m 0.00% Added +11.5k +11,465
11 Capital Investment Advisory Services, LLC 0.43% of their portfolio RALEIGH, NC 250,221250.2k $3.7m $3.7m 0.43% Added +7.8k +7,769
12 HARBOUR INVESTMENTS, INC. 0.20% of their portfolio MADISON, WI 246,258246.3k $3.6m $3.6m 0.20% Added +33.5k +33,548
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 234,168234.2k $3.4m $3.4m 0.01% Added +32.4k +32,378
14 StoneX Group Inc. 0.30% of their portfolio NEW YORK, NY 185,277185.3k $2.7m $2.7m 0.30% Reduced -251.5k -251,482
15 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 177,815177.8k $2.6m $2.6m 0.13% Reduced -13.7k -13,685
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 159,533159.5k $2.3m $2.3m 0.00% Added +7.8k +7,765
17 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 139,860139.9k $2.1m $2.1m 0.02% Added +33.6k +33,609
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 132,972133.0k $1.9m $1.9m 0.01% Added +10.1k +10,134
19 Harvest Investment Services, LLC 1.38% of their portfolio Oakbrook Terrace, IL 121,792121.8k $1.8m $1.8m 1.38% Reduced -894 -894
20 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 116,271116.3k $1.7m $1.7m 0.02% Added +58.5k +58,476
21 COTTONWOOD CAPITAL ADVISORS, LLC 1.50% of their portfolio SALT LAKE CITY, UT 111,241111.2k $1.6m $1.6m 1.50% Reduced -675 -675
22 TrueWealth Advisors, LLC 0.59% of their portfolio BIRMINGHAM, AL 95,20995.2k $1.4m $1.4m 0.59% Added +21.0k +20,975
23 Elevated Capital Advisors, LLC 0.49% of their portfolio SANDY, UT 93,46893.5k $1.4m $1.4m 0.49% Added +1.9k +1,934
24 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 93,27893.3k $1.4m $1.4m 0.05% Added +8.8k +8,796
25 SILVER OAK SECURITIES, INCORPORATED 0.22% of their portfolio JACKSON, TN 90,91590.9k $1.3m $1.3m 0.22% New
26 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 73,55273.6k $1.1m $1.1m 0.02% Added +19.5k +19,546
27 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 71,54771.5k $1.0m $1.0m 0.06% Reduced -7.1k -7,066
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 69,98870.0k $1.0m $1.0m 0.00% Reduced -22.7k -22,704
29 Cornerstone Wealth Management, LLC 0.08% of their portfolio ST. PETERS, MO 58,74058.7k $861.1k $861.1k 0.08% First filing
30 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 56,87556.9k $833.8k $833.8k 0.01% Added +21.0k +21,036
31 Jaffetilchin Investment Partners, LLC 0.09% of their portfolio TAMPA, FL 52,97853.0k $776.6k $776.6k 0.09% Added +4.6k +4,571
32 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 45,10545.1k $661.2k $661.2k 0.00% Reduced -147 -147
33 Cherry Creek Investment Advisors, Inc. 0.46% of their portfolio ENGLEWOOD, CO 43,18443.2k $633.1k $633.1k 0.46% Added +644 +644
34 Endowment Wealth Management, Inc. 0.61% of their portfolio APPLETON, WI 41,48341.5k $608.1k $608.1k 0.61% New
35 Authentikos Wealth Advisory, LLC 0.61% of their portfolio MORGAN HILL, CA 39,96040.0k $598.2k $598.2k 0.61% First filing
36 Larson Financial Group LLC 0.06% of their portfolio ST LOUIS, MO 39,14039.1k $573.8k $573.8k 0.06% Added +1.6k +1,650
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 39,02439.0k $572.1k $572.1k 0.00% Reduced -11.2k -11,187
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 37,54137.5k $550.0k $550.0k 0.00% Added +2.2k +2,227
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 37,04537.0k $544.0k $544.0k 0.00% Reduced -6.1k -6,108
40 Farther Finance Advisors, LLC 0.14% of their portfolio SAN FRANCISCO, CA 32,79332.8k $480.7k $480.7k 0.14% Added +7.5k +7,509
41 Realta Investment Advisors 0.11% of their portfolio WILMINGTON, DE 31,83031.8k $466.6k $466.6k 0.11% Added +1.5k +1,475
42 SSI INVESTMENT MANAGEMENT LLC 0.03% of their portfolio Los Angeles, CA 31,75131.8k $465.5k $465.5k 0.03% Unchanged
43 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 31,68131.7k $464.4k $464.4k 0.04% Added +4.0k +4,003
44 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 31,36431.4k $608.8k $608.8k 0.03% Reduced -28.7k -28,715
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,14130.1k $441.9k $441.9k 0.00% New
46 NFSG Corp 0.21% of their portfolio BOCA RATON, FL 26,63826.6k $390.5k $390.5k 0.21% Added +18.4k +18,351
47 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 26,20826.2k $384.0k $384.0k 0.02% Reduced -2.6k -2,552
48 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 22,50722.5k $329.9k $329.9k 0.02% Added +2.0k +2,050
49 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 21,24921.2k $311.5k $311.5k 0.01% Added +3.3k +3,314
50 FREEDOM WEALTH ALLIANCE, LLC 0.41% of their portfolio BROOKFIELD, WI 18,69318.7k $274.0k $274.0k 0.41% Added +3.1k +3,120
51 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 18,34618.3k $268.9k $268.9k 0.00% Reduced -6.3k -6,337
52 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,75016.8k $245.5k $245.5k 0.00% Reduced -1 -1
53 ARBOR CAPITAL MANAGEMENT INC /ADV 0.20% of their portfolio ANCHORAGE, AK 16,60616.6k $244.1k $244.1k 0.20% Reduced -2.8k -2,831
54 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 15,49515.5k $227.1k $227.1k 0.00% Added +990 +990
55 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 15,35915.4k $225.1k $225.1k 0.01% New
56 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 14,54614.5k $213.2k $213.2k 0.01% Added +190 +190
57 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 13,77313.8k $201.9k $201.9k 0.01% Reduced -2.4k -2,395
58 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,19013.2k $193.4k $193.4k 0.00% New
59 QP WEALTH MANAGEMENT, LLC 0.31% of their portfolio BOCA RATON, FL 12,89612.9k $189.0k $189.0k 0.31% Added +1.4k +1,431
60 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,49312.5k $183.1k $183.1k 0.00% Added +4.1k +4,098
61 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 11,65211.7k $170.8k $170.8k 0.00% New
62 L.M. KOHN & COMPANY 0.07% of their portfolio CINCINNATI, OH 11,45011.4k $167.9k $167.9k 0.07% Unchanged
63 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 11,20111.2k $164.2k $164.2k 0.00% Reduced -20.5k -20,503
64 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 11,05911.1k $162.1k $162.1k 0.00% Reduced -272 -272
65 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 10,80010.8k $158.3k $158.3k 0.01% Reduced -4.6k -4,640
66 OneAscent Financial Services LLC 0.06% of their portfolio BIRMINGHAM, AL 10,80010.8k $158.0k $158.0k 0.06% Unchanged
67 PSI Advisors, LLC 0.08% of their portfolio TAMPA, FL 10,72610.7k $157.2k $157.2k 0.08% Added +7.3k +7,346
68 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 10,17610.2k $149.2k $149.2k 0.01% New
69 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 9,6369.6k $137.2k $137.2k 0.01% Unchanged
70 WealthPlan Investment Management, LLC 0.02% of their portfolio OMAHA, NE 8,7058.7k $127.6k $127.6k 0.02% New
71 EPG Wealth Management LLC 0.03% of their portfolio ATLANTA, GA 7,1597.2k $105.0k $105.0k 0.03% Added +126 +126
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,6344.6k $67.9k $67.9k 0.00% Unchanged
73 DB Wealth Management Group, LLC 0.04% of their portfolio SAN DIEGO, CA 4,3524.4k $63.8k $63.8k 0.04% Unchanged
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,2624.3k $62.0k $62.0k 0.00% Unchanged
75 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 3,3913.4k $49.7k $49.7k 0.02% Added +29 +29
76 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,2003.2k $46.9k $46.9k 0.00% Added +1.4k +1,400
77 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,0023.0k $44.0k $44.0k 0.00% New
78 BELLEVUE ASSET MANAGEMENT, LLC 0.03% of their portfolio BELLEVUE, WA 2,6752.7k $39.2k $39.2k 0.03% Added +9 +9
79 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,6472.6k $38.8k $38.8k 0.00% Added +2.0k +2,047
80 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,5722.6k $37.7k $37.7k 0.00% Unchanged
81 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 2,5722.6k $37.7k $37.7k 0.01% Unchanged
82 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,4322.4k $35.7k $35.7k 0.00% Unchanged
83 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 2,1882.2k $32.0k $32.0k 0.00% Added +892 +892
84 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,0002.0k $29.3k $29.3k 0.00% Reduced -600 -600
85 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $29.3k $29.3k 0.00% Unchanged
86 Accel Wealth Management 0.01% of their portfolio WAVERLY, IA 1,3551.4k $19.9k $19.9k 0.01% Unchanged
87 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 1,0411.0k $15.3k $15.3k 0.00% New
88 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,0001.0k $14.7k $14.7k 0.01% Unchanged
89 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 922922 $14.0k $14.0k 0.00% Added +100 +100
90 Archer Investment Corp 0.00% of their portfolio Carmel, IN 648648 $9.5k $9.5k 0.00% Unchanged
91 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 615615 $9.0k $9.0k 0.00% Added +2 +2
92 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 507507 $7.4k $7.4k 0.00% Added +9 +9
93 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 500500 $7.3k $7.3k 0.00% Unchanged
94 Castleview Partners, LLC 0.01% of their portfolio DALLAS, TX 441441 $6.5k $6.5k 0.01% Reduced -398 -398
95 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 400400 $6.4k $6.4k 0.00% Unchanged
96 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 315315 $4.6k $4.6k 0.00% Reduced -12.6k -12,614
97 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 215215 $3.2k $3.2k 0.00% Reduced -69 -69
98 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 200200 $3.0k $3.0k 0.00% Unchanged
99 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 200200 $2.9k $2.9k 0.00% Unchanged
100 Ahrens Investment Partners LLC 0.00% of their portfolio LAFAYETTE, LA 100100 $1.5k $1.5k 0.00% New