Vault-13

FIRST TR EXCHANGE-TRADED FD MDIV

MULTI ASSET DI · ETP · CUSIP 33738R100

97 institutional holders +4 vs Q3 2022
10,793,48310.8m shares reported held*
$161.8mreported value*
12 new 29 added 38 reduced 6 sold out net bought ≈ $226.3k (+15.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.99. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 93Q4 22: 9797Q3 22Q4 22
Numbers
QuarterHolders
Q3 202293
Q4 202297

Biggest buyers

AMERIPRISE FINANCIAL INC Added +1,118,049+1.1m
MORGAN STANLEY Added +443,570+443.6k
Flaharty Asset Management, LLC Added +112,216+112.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +62,638+62.6k
HARBOUR INVESTMENTS, INC. Added +34,448+34.4k
Ameritas Advisory Services, LLC Added +26,880+26.9k
StoneX Group Inc. Added +24,458+24.5k
TrueWealth Advisors, LLC Added +18,318+18.3k
MONEY CONCEPTS CAPITAL CORP New +15,313+15.3k
Kestra Advisory Services, LLC Added +12,685+12.7k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -563,735-563.7k
RAYMOND JAMES & ASSOCIATES Reduced -555,324-555.3k
WELLS FARGO & COMPANY/MN Reduced -204,328-204.3k
Janney Montgomery Scott LLC Reduced -126,793-126.8k
LPL Financial LLC Reduced -82,477-82.5k
ROYAL BANK OF CANADA Reduced -70,391-70.4k
Cambridge Investment Research Advisors, Inc. Reduced -62,226-62.2k
GOLDMAN SACHS GROUP INC Sold out -50,000-50.0k
BANK OF AMERICA CORP /DE/ Reduced -42,270-42.3k
Private Advisor Group, LLC Reduced -34,880-34.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,592,9451.6m $23.8m $23.8m 0.01% Added +1.1m +1,118,049
2 Flaharty Asset Management, LLC 3.99% of their portfolio CLEARWATER, FL 1,424,2121.4m $21.3m $21.3m 3.99% Added +112.2k +112,216
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,361,9091.4m $20.4m $20.4m 0.00% Added +443.6k +443,570
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 846,332846.3k $12.7m $12.7m 0.01% Reduced -82.5k -82,477
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 522,548522.5k $7.8m $7.8m 0.00% Reduced -204.3k -204,328
6 StoneX Group Inc. 0.78% of their portfolio NEW YORK, NY 436,759436.8k $6.5m $6.5m 0.78% Added +24.5k +24,458
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 382,415382.4k $5.7m $5.7m 0.00% Reduced -42.3k -42,270
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 332,224332.2k $5.0m $5.0m 0.01% Reduced -1.7k -1,699
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 328,148328.1k $4.9m $4.9m 0.00% Reduced -70.4k -70,391
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 305,634305.6k $4.6m $4.6m 0.00% Reduced -555.3k -555,324
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 247,953248.0k $3.7m $3.7m 0.00% Reduced -28.0k -27,991
12 Capital Investment Advisory Services, LLC 0.43% of their portfolio RALEIGH, NC 242,452242.5k $3.6m $3.6m 0.43% Added +5.2k +5,185
13 HARBOUR INVESTMENTS, INC. 0.19% of their portfolio MADISON, WI 212,710212.7k $3.2m $3.2m 0.19% Added +34.4k +34,448
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 201,790201.8k $3.0m $3.0m 0.01% Reduced -11.6k -11,581
15 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 191,500191.5k $2.9m $2.9m 0.13% Added +26.9k +26,880
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 151,768151.8k $2.3m $2.3m 0.00% Reduced -4.0k -4,017
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 122,838122.8k $1.8m $1.8m 0.01% Reduced -62.2k -62,226
18 Harvest Investment Services, LLC 1.96% of their portfolio Oakbrook Terrace, IL 122,686122.7k $1.8m $1.8m 1.96% Reduced -417 -417
19 COTTONWOOD CAPITAL ADVISORS, LLC 1.50% of their portfolio SALT LAKE CITY, UT 111,916111.9k $1.7m $1.7m 1.50% Reduced -216 -216
20 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 106,251106.3k $1.6m $1.6m 0.01% Added +4.8k +4,771
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 92,69292.7k $1.4m $1.4m 0.00% Reduced -563.7k -563,735
22 Elevated Capital Advisors, LLC 0.52% of their portfolio SANDY, UT 91,53491.5k $1.4m $1.4m 0.52% Added +2.8k +2,844
23 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 84,48284.5k $1.3m $1.3m 0.05% Reduced -3.2k -3,193
24 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 78,61378.6k $1.2m $1.2m 0.08% Reduced -3.4k -3,430
25 TrueWealth Advisors, LLC 0.49% of their portfolio BIRMINGHAM, AL 74,23474.2k $1.1m $1.1m 0.49% Added +18.3k +18,318
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 62,63862.6k $937.7k $937.7k 0.00% New
27 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 60,07960.1k $1.2m $1.2m 0.03% Reduced -2.0k -2,030
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 57,79557.8k $865.2k $865.2k 0.01% Added +12.7k +12,685
29 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 54,00654.0k $808.5k $808.5k 0.01% Added +10.3k +10,325
30 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,21150.2k $751.7k $751.7k 0.00% Reduced -669 -669
31 Jaffetilchin Investment Partners, LLC 0.09% of their portfolio TAMPA, FL 48,40748.4k $724.6k $724.6k 0.09% Reduced -1.1k -1,075
32 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 45,25245.3k $677.4k $677.4k 0.00% Added +128 +128
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 43,15343.2k $643.0k $643.0k 0.00% Reduced -3.0k -2,981
34 Cherry Creek Investment Advisors, Inc. 0.49% of their portfolio ENGLEWOOD, CO 42,54042.5k $636.8k $636.8k 0.49% Added +714 +714
35 Larson Financial Group LLC 0.07% of their portfolio ST LOUIS, MO 37,49037.5k $561.2k $561.2k 0.07% Reduced -530 -530
36 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 35,83935.8k $537.0k $537.0k 0.02% Reduced -34.9k -34,880
37 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 35,31435.3k $529.0k $529.0k 0.00% Reduced -126.8k -126,793
38 SSI INVESTMENT MANAGEMENT LLC 0.03% of their portfolio Los Angeles, CA 31,75131.8k $475.3k $475.3k 0.03% Reduced -72 -72
39 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 31,70431.7k $474.6k $474.6k 0.01% Added +9.2k +9,246
40 Realta Investment Advisors 0.11% of their portfolio WILMINGTON, DE 30,35530.4k $454.4k $454.4k 0.11% Reduced -11.6k -11,575
41 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 28,76028.8k $431.0k $431.0k 0.02% Added +114 +114
42 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 27,67827.7k $414.3k $414.3k 0.04% Added +2.1k +2,146
43 Farther Finance Advisors, LLC 0.15% of their portfolio SAN FRANCISCO, CA 25,28425.3k $378.5k $378.5k 0.15% First filing
44 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 24,68324.7k $369.5k $369.5k 0.00% Added +10.1k +10,074
45 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 20,45720.5k $306.2k $306.2k 0.01% Unchanged
46 ARBOR CAPITAL MANAGEMENT INC /ADV 0.26% of their portfolio ANCHORAGE, AK 19,43719.4k $290.8k $290.8k 0.26% Reduced -1.6k -1,617
47 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 17,93517.9k $268.5k $268.5k 0.01% Reduced -8.8k -8,785
48 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,75116.8k $251.0k $251.0k 0.00% Reduced -2.4k -2,355
49 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 16,16816.2k $242.0k $242.0k 0.01% Added +25 +25
50 TRUSTMARK BANK TRUST DEPARTMENT 0.02% of their portfolio JACKSON, MS 16,09516.1k $240.9k $240.9k 0.02% Reduced -22.8k -22,751
51 FREEDOM WEALTH ALLIANCE, LLC 0.33% of their portfolio BROOKFIELD, WI 15,57315.6k $233.1k $233.1k 0.33% First filing
52 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 15,44015.4k $231.1k $231.1k 0.01% Reduced -9.0k -9,035
53 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 15,35615.4k $229.9k $229.9k 0.02% Added +58 +58
54 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 15,31315.3k $229.2k $229.2k 0.01% New
55 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 14,50514.5k $217.1k $217.1k 0.00% Reduced -5.8k -5,770
56 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 14,35614.4k $231.8k $231.8k 0.01% Reduced -840 -840
57 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 12,92912.9k $193.6k $193.6k 0.03% Added +222 +222
58 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 12,80712.8k $191.7k $191.7k 0.04% Added +282 +282
59 QP WEALTH MANAGEMENT, LLC 0.27% of their portfolio BOCA RATON, FL 11,46511.5k $171.6k $171.6k 0.27% New
60 L.M. KOHN & COMPANY 0.08% of their portfolio CINCINNATI, OH 11,45011.4k $171.4k $171.4k 0.08% New
61 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 11,33111.3k $169.6k $169.6k 0.00% New
62 OneAscent Financial Services LLC 0.07% of their portfolio BIRMINGHAM, AL 10,80010.8k $162.0k $162.0k 0.07% New
63 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 9,6369.6k $144.3k $144.3k 0.01% Added +9.1k +9,054
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,3958.4k $126.0k $126.0k 0.00% New
65 NFSG Corp 0.07% of their portfolio BOCA RATON, FL 8,2878.3k $124.1k $124.1k 0.07% Added +7.6k +7,587
66 EPG Wealth Management LLC 0.04% of their portfolio ATLANTA, GA 7,0337.0k $105.3k $105.3k 0.04% Added +121 +121
67 CoreFirst Bank & Trust 0.06% of their portfolio TOPEKA, KS 5,7005.7k $85.3k $85.3k 0.06% Unchanged
68 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,6344.6k $69.4k $69.4k 0.00% Reduced -1.3k -1,286
69 DB Wealth Management Group, LLC 0.04% of their portfolio SAN DIEGO, CA 4,3524.4k $65.1k $65.1k 0.04% Unchanged
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,2624.3k $64.0k $64.0k 0.00% Unchanged
71 PSI Advisors, LLC 0.03% of their portfolio TAMPA, FL 3,3803.4k $50.6k $50.6k 0.03% Unchanged
72 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 3,3623.4k $50.3k $50.3k 0.02% Reduced -3 -3
73 BELLEVUE ASSET MANAGEMENT, LLC 0.03% of their portfolio BELLEVUE, WA 2,6662.7k $39.6k $39.6k 0.03% Added +10 +10
74 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,6002.6k $38.9k $38.9k 0.00% Reduced -3.0k -3,049
75 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,5722.6k $38.5k $38.5k 0.00% Reduced -4.5k -4,500
76 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 2,5722.6k $38.5k $38.5k 0.01% Reduced -4.5k -4,500
77 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,4322.4k $36.0k $36.0k 0.01% Unchanged
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $29.9k $29.9k 0.00% Unchanged
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8001.8k $26.9k $26.9k 0.00% Unchanged
80 Accel Wealth Management 0.01% of their portfolio WAVERLY, IA 1,3551.4k $20.3k $20.3k 0.01% Unchanged
81 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 1,2961.3k $19.0k $19.0k 0.00% Added +841 +841
82 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,0001.0k $15.0k $15.0k 0.01% Unchanged
83 Castleview Partners, LLC 0.01% of their portfolio DALLAS, TX 839839 $12.6k $12.6k 0.01% Unchanged
84 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 822822 $12.0k $12.0k 0.00% Added +522 +522
85 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 800800 $12.0k $12.0k 0.00% New
86 Archer Investment Corp 0.00% of their portfolio Carmel, IN 648648 $9.7k $9.7k 0.00% Unchanged
87 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 613613 $9.2k $9.2k 0.00% New
88 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 600600 $9.0k $9.0k 0.00% New
89 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 500500 $7.5k $7.5k 0.00% Unchanged
90 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 498498 $7.5k $7.5k 0.00% Added +17 +17
91 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 400400 $6.0k $6.0k 0.00% Unchanged
92 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 284284 $4.3k $4.3k 0.00% Reduced -284 -284
93 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 200200 $3.0k $3.0k 0.00% Unchanged
94 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 200200 $3.0k $3.0k 0.00% Unchanged
95 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6868 $1.0k $1.0k 0.00% Reduced -976 -976
96 EWG Elevate Inc. 0.00% of their portfolio ROSEVILLE, CA 2424 $359 $359 0.00% New
97 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $15 $15 0.00% New