Vault-13

FIRST TR HIGH INCOME LONG /

COM · CUSIP 33738E109

79 institutional holders +0 vs Q1 2024
13,431,89013.4m shares reported held*
$165.7mreported value*
9 new 31 added 23 reduced 10 sold out net sold ≈ $149.6m (-12.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.34.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 66Q4 22: 76Q1 23: 66Q2 23: 63Q3 23: 69Q4 23: 77Q1 24: 79Q2 24: 7979Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202266
Q4 202276
Q1 202366
Q2 202363
Q3 202369
Q4 202377
Q1 202479
Q2 202479

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 36 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 44 cut or sold outQ2 23: 25 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 20 cut or sold outQ4 23: 44 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 37 bought or addedQ1 24: 37 cut or sold outQ2 24: 40 bought or addedQ2 24: 33 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223627
Q1 20232444
Q2 20232526
Q3 20233820
Q4 20234426
Q1 20243737
Q2 20244033

Biggest buyers

Quarry LP Added +517,880+517.9k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +396,509+396.5k
ABSOLUTE INVESTMENT ADVISERS, LLC Added +323,028+323.0k
Yakira Capital Management, Inc. Added +220,694+220.7k
NewEdge Advisors, LLC Added +61,111+61.1k
Pathstone Holdings, LLC Added +48,857+48.9k
UBS Group AG Added +35,782+35.8k
Camelot Portfolios, LLC Added +32,858+32.9k
J.W. COLE ADVISORS, INC. New +27,969+28.0k
CHOREO, LLC New +20,860+20.9k

Biggest sellers

MORGAN STANLEY Reduced -11,818,601-11.8m
Americana Partners, LLC Sold out -514,970-515.0k
OSAIC HOLDINGS, INC. Reduced -326,232-326.2k
RAYMOND JAMES & ASSOCIATES Reduced -293,258-293.3k
SIT INVESTMENT ASSOCIATES INC Reduced -174,024-174.0k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Sold out -148,064-148.1k
Shaker Financial Services, LLC Reduced -147,858-147.9k
AMERIPRISE FINANCIAL INC Reduced -99,580-99.6k
WHITTIER TRUST CO Reduced -83,202-83.2k
Invesco Ltd. Reduced -81,116-81.1k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,944,2375.9m $73.4m $73.4m 0.01% Reduced -11.8m -11,818,601
2 ABSOLUTE INVESTMENT ADVISERS, LLC 1.51% of their portfolio ROSEMARY BEACH, FL 824,943824.9k $10.2m $10.2m 1.51% Added +323.0k +323,028
3 SIT INVESTMENT ASSOCIATES INC 0.20% of their portfolio Minneapolis, MN 701,052701.1k $8.7m $8.7m 0.20% Reduced -174.0k -174,024
4 Quarry LP 1.55% of their portfolio NEW YORK, NY 604,892604.9k $7.5m $7.5m 1.55% Added +517.9k +517,880
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.35% of their portfolio WEST PALM BEACH, FL 597,070597.1k $7.4m $7.4m 0.35% Added +396.5k +396,509
6 KENNEDY INVESTMENT GROUP, INC. 2.82% of their portfolio WEST DEPTFORD, NJ 451,314451.3k $5.6m $5.6m 2.82% Added +3.5k +3,514
7 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 435,063435.1k $5.4m $5.4m 0.02% Added +48.9k +48,857
8 Yakira Capital Management, Inc. 2.02% of their portfolio Westport, CT 413,930413.9k $5.1m $5.1m 2.02% Added +220.7k +220,694
9 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 293,636293.6k $3.6m $3.6m 0.00% Reduced -81.1k -81,116
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 277,821277.8k $3.4m $3.4m 0.00% Added +35.8k +35,782
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 258,017258.0k $3.2m $3.2m 0.00% Added +14.7k +14,658
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 249,454249.5k $3.1m $3.1m 0.00% Reduced -99.6k -99,580
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 230,000230.0k $2.8m $2.8m 0.01% Unchanged
14 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 188,720188.7k $2.3m $2.3m 0.00% Reduced -8.0k -8,000
15 GraniteShares Advisors LLC 0.67% of their portfolio NEW YORK, NY 162,847162.8k $2.0m $2.0m 0.67% Added +20.3k +20,313
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 156,646156.6k $1.9m $1.9m 0.00% Reduced -293.3k -293,258
17 KINGSWOOD WEALTH ADVISORS, LLC 0.15% of their portfolio SAN DIEGO, CA 131,783131.8k $1.6m $1.6m 0.15% Reduced -1.2k -1,207
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 122,179122.2k $1.5m $1.5m 0.00% Added +592 +592
19 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 104,758104.8k $1.3m $1.3m 0.01% Added +61.1k +61,111
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 89,13989.1k $1.1m $1.1m 0.00% Added +14.5k +14,517
21 Camelot Portfolios, LLC 0.58% of their portfolio Maumee, OH 82,41982.4k $1.0m $1.0m 0.58% Added +32.9k +32,858
22 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 79,20679.2k $977.4k $977.4k 0.01% Reduced -1.2k -1,154
23 LM Advisors LLC 0.03% of their portfolio SAN DIEGO, CA 71,52971.5k $883.0k $883.0k 0.03% Reduced -1.5k -1,457
24 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 71,00071.0k $876.0k $876.0k 0.04% Unchanged
25 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 62,80262.8k $775.0k $775.0k 0.01% Reduced -83.2k -83,202
26 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 55,81155.8k $688.7k $688.7k 0.01% Reduced -29.8k -29,780
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 55,41355.4k $683.8k $683.8k 0.00% Added +1.7k +1,734
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 49,05449.1k $605.3k $605.3k 0.00% Reduced -1.2k -1,168
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,97449.0k $604.3k $604.3k 0.00% Reduced -12.0k -12,002
30 COMERICA BANK 0.00% of their portfolio DALLAS, TX 41,88841.9k $516.9k $516.9k 0.00% Reduced -622 -622
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,59134.6k $427.0k $427.0k 0.00% Added +5 +5
32 Matisse Capital 0.21% of their portfolio PORTLAND, OR 33,92633.9k $418.6k $418.6k 0.21% Unchanged
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,98931.0k $382.4k $382.4k 0.00% Reduced -326.2k -326,232
34 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 28,70728.7k $354.2k $354.2k 0.01% Reduced -610 -610
35 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 27,96928.0k $345.1k $345.1k 0.02% New
36 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 26,63826.6k $328.7k $328.7k 0.00% Added +4.2k +4,220
37 Shaker Financial Services, LLC 0.12% of their portfolio Arlington, VA 24,47924.5k $302.1k $302.1k 0.12% Reduced -147.9k -147,858
38 Founders Financial Alliance, LLC 0.08% of their portfolio RALEIGH, NC 22,86522.9k $282.1k $282.1k 0.08% Added +1.8k +1,836
39 Mariner, LLC 0.00% of their portfolio Overland Park, KS 22,22822.2k $274.3k $274.3k 0.00% Added +1.5k +1,513
40 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 22,02922.0k $255.3k $255.3k 0.00% First filing
41 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 20,86020.9k $254.9k $254.9k 0.00% New
42 CSS LLC/IL 0.02% of their portfolio CHICAGO, IL 20,05820.1k $247.5k $247.5k 0.02% Added +8.1k +8,100
43 High Net Worth Advisory Group LLC 0.07% of their portfolio NAPLES, FL 18,79818.8k $232.0k $232.0k 0.07% Added +354 +354
44 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 18,22618.2k $224.9k $224.9k 0.04% Unchanged
45 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 18,03118.0k $222.5k $222.5k 0.00% Reduced -4.5k -4,495
46 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 17,76417.8k $219.0k $219.0k 0.01% Added +1.5k +1,490
47 WINTRUST INVESTMENTS LLC 0.02% of their portfolio CHICAGO, IL 16,86616.9k $208.0k $208.0k 0.02% Added +396 +396
48 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 14,78214.8k $182.4k $182.4k 0.00% Added +19 +19
49 Pinnacle Wealth Planning Services, Inc. 0.03% of their portfolio MANSFIELD, OH 14,21714.2k $175.4k $175.4k 0.03% Added +538 +538
50 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 12,03312.0k $148.0k $148.0k 0.00% Added +551 +551
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,00012.0k $148.0k $148.0k 0.00% Unchanged
52 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11,68311.7k $144.2k $144.2k 0.00% Reduced -208 -208
53 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,67211.7k $144.0k $144.0k 0.00% Reduced -10.4k -10,422
54 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 11,30311.3k $139.5k $139.5k 0.01% Unchanged
55 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,03411.0k $136.2k $136.2k 0.00% New
56 Uncommon Cents Investing LLC 0.04% of their portfolio JANESVILLE, WI 11,02511.0k $136.0k $136.0k 0.04% Unchanged
57 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 10,88610.9k $134.3k $134.3k 0.00% Reduced -207 -207
58 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 10,40010.4k $128.3k $128.3k 0.00% Unchanged
59 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,17210.2k $125.5k $125.5k 0.00% Added +59 +59
60 Activest Wealth Management 0.02% of their portfolio AVENTURA, FL 5,7825.8k $71.3k $71.3k 0.02% New
61 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 3,9233.9k $48.4k $48.4k 0.00% Added +595 +595
62 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,8793.9k $47.9k $47.9k 0.00% Added +80 +80
63 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 3,0003.0k $37.0k $37.0k 0.00% New
64 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,2002.2k $27.1k $27.1k 0.00% Unchanged
65 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 2,0802.1k $25.7k $25.7k 0.01% Added +42 +42
66 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 1,5421.5k $19.0k $19.0k 0.01% Added +3 +3
67 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 1,5261.5k $18.6k $18.6k 0.00% Unchanged
68 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,3001.3k $16.0k $16.0k 0.00% Unchanged
69 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 1,0001.0k $12.3k $12.3k 0.00% Unchanged
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 852852 $10.4k $10.4k 0.00% New
71 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 816816 $10.1k $10.1k 0.00% New
72 MARYLAND CAPITAL ADVISORS INC. 0.00% of their portfolio CHESTER, MD 636636 $7.8k $7.8k 0.00% New
73 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 500500 $6.2k $6.2k 0.00% Unchanged
74 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 452452 $5.6k $5.6k 0.00% Unchanged
75 Gen-Wealth Partners Inc 0.00% of their portfolio ZEELAND, MI 401401 $4.9k $4.9k 0.00% Reduced -500 -500
76 CWM, LLC 0.00% of their portfolio OMAHA, NE 7070 $1.0k $1.0k 0.00% New
77 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5757 $698 $698 0.00% Added +2 +2
78 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 4646 $568 $568 0.00% Reduced -52 -52
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged