Vault-13

FIRST TR HIGH INCOME LONG /

COM · CUSIP 33738E109

79 institutional holders +2 vs Q4 2023
25,533,84225.5m shares reported held*
$304.7mreported value*
11 new 26 added 27 reduced 10 sold out net bought ≈ $77.6m (+6.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.93.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 66Q4 22: 76Q1 23: 66Q2 23: 63Q3 23: 69Q4 23: 77Q1 24: 7979Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202266
Q4 202276
Q1 202366
Q2 202363
Q3 202369
Q4 202377
Q1 202479

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 36 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 25 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 20 cut or sold outQ3 23Q4 23: 44 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 37 bought or addedQ1 24: 37 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223627
Q1 20232444
Q2 20232526
Q3 20233820
Q4 20234426
Q1 20243737

Biggest buyers

MORGAN STANLEY Added +6,117,222+6.1m
ABSOLUTE INVESTMENT ADVISERS, LLC New +501,915+501.9k
Yakira Capital Management, Inc. Added +169,383+169.4k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +162,266+162.3k
WHITTIER TRUST CO Added +133,048+133.0k
LM Advisors LLC New +72,986+73.0k
RAYMOND JAMES & ASSOCIATES Added +70,481+70.5k
Quarry LP Added +65,126+65.1k
Americana Partners, LLC Added +52,896+52.9k
SIT INVESTMENT ASSOCIATES INC Added +51,965+52.0k

Biggest sellers

CLOUGH CAPITAL PARTNERS L P Sold out -436,789-436.8k
Bramshill Investments, LLC Sold out -240,157-240.2k
D.A. DAVIDSON & CO. Sold out -66,840-66.8k
AQR Arbitrage LLC Sold out -51,424-51.4k
Camelot Portfolios, LLC Reduced -39,415-39.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -36,270-36.3k
AMERIPRISE FINANCIAL INC Reduced -27,565-27.6k
Janney Montgomery Scott LLC Reduced -23,423-23.4k
GUGGENHEIM CAPITAL LLC Reduced -21,802-21.8k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -20,498-20.5k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 17,762,83817.8m $211.9m $211.9m 0.01% Added +6.1m +6,117,222
2 SIT INVESTMENT ASSOCIATES INC 0.24% of their portfolio Minneapolis, MN 875,076875.1k $10.4m $10.4m 0.24% Added +52.0k +51,965
3 Americana Partners, LLC 0.51% of their portfolio Houston, TX 514,970515.0k $6.1m $6.1m 0.51% Added +52.9k +52,896
4 ABSOLUTE INVESTMENT ADVISERS, LLC 0.82% of their portfolio ROSEMARY BEACH, FL 501,915501.9k $6.0m $6.0m 0.82% New
5 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 449,904449.9k $5.4m $5.4m 0.00% Added +70.5k +70,481
6 KENNEDY INVESTMENT GROUP, INC. 2.85% of their portfolio WEST DEPTFORD, NJ 447,800447.8k $5.3m $5.3m 2.85% Added +3.6k +3,557
7 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 386,206386.2k $4.6m $4.6m 0.02% Added +24.9k +24,856
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 374,752374.8k $4.5m $4.5m 0.00% Reduced -12.9k -12,855
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 357,221357.2k $4.3m $4.3m 0.01% Reduced -6.3k -6,340
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 349,034349.0k $4.2m $4.2m 0.00% Reduced -27.6k -27,565
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 243,359243.4k $2.9m $2.9m 0.00% Reduced -8.4k -8,430
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 242,039242.0k $2.9m $2.9m 0.00% Reduced -7.5k -7,451
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 230,000230.0k $2.7m $2.7m 0.01% Unchanged
14 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.12% of their portfolio WEST PALM BEACH, FL 200,561200.6k $2.4m $2.4m 0.12% Added +162.3k +162,266
15 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 196,720196.7k $2.3m $2.3m 0.00% Reduced -3.0k -3,000
16 Yakira Capital Management, Inc. 0.80% of their portfolio Westport, CT 193,236193.2k $2.3m $2.3m 0.80% Added +169.4k +169,383
17 Shaker Financial Services, LLC 0.80% of their portfolio Arlington, VA 172,337172.3k $2.1m $2.1m 0.80% Added +10.6k +10,602
18 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.15% of their portfolio London, X0 148,064148.1k $1.8m $1.8m 0.15% Reduced -4.8k -4,773
19 WHITTIER TRUST CO 0.03% of their portfolio SOUTH PASADENA, CA 146,004146.0k $1.7m $1.7m 0.03% Added +133.0k +133,048
20 GraniteShares Advisors LLC 0.90% of their portfolio NEW YORK, NY 142,534142.5k $1.7m $1.7m 0.90% Added +18.1k +18,144
21 KINGSWOOD WEALTH ADVISORS, LLC 0.18% of their portfolio SAN DIEGO, CA 132,990133.0k $1.6m $1.6m 0.18% Reduced -918 -918
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 121,587121.6k $1.5m $1.5m 0.00% Reduced -2.7k -2,694
23 Quarry LP 0.43% of their portfolio NEW YORK, NY 87,01287.0k $1.0m $1.0m 0.43% Added +65.1k +65,126
24 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 85,59185.6k $1.0m $1.0m 0.02% Added +26.1k +26,146
25 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 80,36080.4k $958.7k $958.7k 0.01% Reduced -21.8k -21,802
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 74,62274.6k $890.2k $890.2k 0.00% Added +2.4k +2,383
27 LM Advisors LLC 0.15% of their portfolio SAN DIEGO, CA 72,98673.0k $871.0k $871.0k 0.15% New
28 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 71,00071.0k $847.0k $847.0k 0.04% Reduced -1.7k -1,700
29 PIN OAK INVESTMENT ADVISORS INC 0.72% of their portfolio HOUSTON, TX 62,99863.0k $752.0k $752.0k 0.72% Added +2.9k +2,890
30 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,97661.0k $727.5k $727.5k 0.00% Added +936 +936
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 53,67953.7k $640.4k $640.4k 0.00% Reduced -1.0k -1,016
32 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 50,22250.2k $599.1k $599.1k 0.00% Reduced -1.9k -1,950
33 Camelot Portfolios, LLC 0.58% of their portfolio Maumee, OH 49,56149.6k $591.3k $591.3k 0.58% Reduced -39.4k -39,415
34 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 43,64743.6k $520.7k $520.7k 0.00% Reduced -4.7k -4,723
35 COMERICA BANK 0.00% of their portfolio DALLAS, TX 42,51042.5k $507.1k $507.1k 0.00% Added +205 +205
36 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,58634.6k $413.0k $413.0k 0.00% Reduced -1.3k -1,294
37 Matisse Capital 0.19% of their portfolio PORTLAND, OR 33,92633.9k $404.7k $404.7k 0.19% Unchanged
38 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 29,31729.3k $349.8k $349.8k 0.01% Reduced -1.4k -1,390
39 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 26,34826.3k $314.3k $314.3k 0.03% Reduced -20.5k -20,498
40 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 22,52622.5k $268.7k $268.7k 0.01% Added +282 +282
41 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,41822.4k $267.4k $267.4k 0.00% Added +8.6k +8,556
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 22,09422.1k $264.0k $264.0k 0.00% Reduced -23.4k -23,423
43 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,31321.3k $254.0k $254.0k 0.00% Reduced -4.0k -4,000
44 Founders Financial Alliance, LLC 0.08% of their portfolio RALEIGH, NC 21,02921.0k $250.9k $250.9k 0.08% Added +986 +986
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,71520.7k $247.1k $247.1k 0.00% Reduced -783 -783
46 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 19,07419.1k $227.6k $227.6k 0.03% Added +426 +426
47 High Net Worth Advisory Group LLC 0.07% of their portfolio NAPLES, FL 18,44418.4k $220.0k $220.0k 0.07% Added +2.2k +2,216
48 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 18,22618.2k $217.4k $217.4k 0.04% Unchanged
49 WINTRUST INVESTMENTS LLC 0.02% of their portfolio CHICAGO, IL 16,47016.5k $196.0k $196.0k 0.02% Reduced -215 -215
50 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 16,27416.3k $194.0k $194.0k 0.01% Reduced -152 -152
51 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 14,76314.8k $176.1k $176.1k 0.00% Added +19 +19
52 Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio MANSFIELD, OH 13,67913.7k $163.2k $163.2k 0.02% Added +993 +993
53 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,00012.0k $143.0k $143.0k 0.00% Not comparable
54 CSS LLC/IL 0.01% of their portfolio CHICAGO, IL 11,95812.0k $142.7k $142.7k 0.01% New
55 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11,89111.9k $141.9k $141.9k 0.00% Reduced -517 -517
56 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 11,48211.5k $137.0k $137.0k 0.00% New
57 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 11,30311.3k $134.8k $134.8k 0.01% New
58 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 11,09311.1k $132.3k $132.3k 0.00% Reduced -130 -130
59 Uncommon Cents Investing LLC 0.04% of their portfolio JANESVILLE, WI 11,02511.0k $131.5k $131.5k 0.04% Added +100 +100
60 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 10,40010.4k $124.1k $124.1k 0.00% Unchanged
61 Greytown Advisors Inc. 0.09% of their portfolio MIAMI, FL 10,17510.2k $157.1k $157.1k 0.09% Unchanged
62 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,11310.1k $120.6k $120.6k 0.00% Reduced -255 -255
63 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 7,2207.2k $86.1k $86.1k 0.00% New
64 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,7993.8k $45.3k $45.3k 0.00% Reduced -32 -32
65 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 3,3283.3k $39.7k $39.7k 0.00% New
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,2002.2k $26.2k $26.2k 0.00% Unchanged
67 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 2,0382.0k $24.3k $24.3k 0.01% New
68 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 1,5391.5k $18.4k $18.4k 0.01% New
69 ORG Partners LLC 0.03% of their portfolio ROANOKE, IN 1,5261.5k $17.9k $17.9k 0.03% New
70 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,3001.3k $16.0k $16.0k 0.00% Unchanged
71 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 1,0001.0k $11.9k $11.9k 0.00% Unchanged
72 Gen-Wealth Partners Inc 0.01% of their portfolio ZEELAND, MI 901901 $10.7k $10.7k 0.01% First filing
73 Tidemark, LLC 0.00% of their portfolio SAN DIEGO, CA 580580 $6.9k $6.9k 0.00% Unchanged
74 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 500500 $6.0k $6.0k 0.00% Unchanged
75 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 452452 $5.4k $5.4k 0.00% Unchanged
76 CHESAPEAKE ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 353353 $4.2k $4.2k 0.00% Unchanged
77 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 9898 $1.2k $1.2k 0.00% New
78 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5555 $658 $658 0.00% Added +1 +1
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged