Vault-13

FIRST TR HIGH INCOME LONG /

COM · CUSIP 33738E109

77 institutional holders +8 vs Q3 2023
19,053,66419.1m shares reported held*
$230.0mreported value*
15 new 29 added 18 reduced 8 sold out net bought ≈ $75.6m (+6.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.07.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 66Q4 22: 76Q1 23: 66Q2 23: 63Q3 23: 69Q4 23: 7777Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202266
Q4 202276
Q1 202366
Q2 202363
Q3 202369
Q4 202377

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 36 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 25 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 20 cut or sold outQ3 23Q4 23: 44 bought or addedQ4 23: 26 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223627
Q1 20232444
Q2 20232526
Q3 20233820
Q4 20234426

Biggest buyers

MORGAN STANLEY Added +5,624,831+5.6m
CLOUGH CAPITAL PARTNERS L P New +436,789+436.8k
SIT INVESTMENT ASSOCIATES INC Added +271,439+271.4k
GraniteShares Advisors LLC New +124,390+124.4k
JANE STREET GROUP, LLC New +72,239+72.2k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +50,797+50.8k
RAYMOND JAMES & ASSOCIATES Added +47,774+47.8k
Americana Partners, LLC Added +39,119+39.1k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +38,295+38.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +36,270+36.3k

Biggest sellers

Bramshill Investments, LLC Reduced -421,886-421.9k
Shaker Financial Services, LLC Reduced -120,781-120.8k
AQR Arbitrage LLC Reduced -34,329-34.3k
Walleye Capital LLC Sold out -27,295-27.3k
OSAIC HOLDINGS, INC. Reduced -16,588-16.6k
Flow State Investments, L.P. Sold out -14,975-15.0k
GUGGENHEIM CAPITAL LLC Reduced -11,792-11.8k
Insight Advisors, LLC/ PA Sold out -10,600-10.6k
WOLVERINE ASSET MANAGEMENT LLC Reduced -10,404-10.4k
STIFEL FINANCIAL CORP Reduced -7,719-7.7k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,645,61611.6m $140.8m $140.8m 0.01% Added +5.6m +5,624,831
2 SIT INVESTMENT ASSOCIATES INC 0.24% of their portfolio Minneapolis, MN 823,111823.1k $10.0m $10.0m 0.24% Added +271.4k +271,439
3 Americana Partners, LLC 0.53% of their portfolio Houston, TX 462,074462.1k $5.6m $5.6m 0.53% Added +39.1k +39,119
4 KENNEDY INVESTMENT GROUP, INC. 3.00% of their portfolio WEST DEPTFORD, NJ 444,243444.2k $5.4m $5.4m 3.00% Added +8.4k +8,419
5 CLOUGH CAPITAL PARTNERS L P 0.58% of their portfolio Boston, MA 436,789436.8k $5.3m $5.3m 0.58% New
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 387,607387.6k $4.7m $4.7m 0.00% Added +1.4k +1,436
7 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 379,423379.4k $4.6m $4.6m 0.00% Added +47.8k +47,774
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 376,599376.6k $4.6m $4.6m 0.00% Added +643 +643
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 363,561363.6k $4.4m $4.4m 0.01% Reduced -16.6k -16,588
10 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 361,350361.4k $4.4m $4.4m 0.02% First filing
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 251,789251.8k $3.0m $3.0m 0.00% Added +28.0k +28,036
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 249,490249.5k $3.0m $3.0m 0.00% Added +1.4k +1,410
13 Bramshill Investments, LLC 0.29% of their portfolio NAPLES, FL 240,157240.2k $2.9m $2.9m 0.29% Reduced -421.9k -421,886
14 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 230,000230.0k $2.8m $2.8m 0.01% Unchanged
15 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 199,720199.7k $2.4m $2.4m 0.01% Reduced -7.0k -7,000
16 Shaker Financial Services, LLC 0.80% of their portfolio Arlington, VA 161,735161.7k $2.0m $2.0m 0.80% Reduced -120.8k -120,781
17 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.15% of their portfolio London, X0 152,837152.8k $1.8m $1.8m 0.15% Added +50.8k +50,797
18 KINGSWOOD WEALTH ADVISORS, LLC 0.18% of their portfolio SAN DIEGO, CA 133,908133.9k $1.6m $1.6m 0.18% Unchanged
19 GraniteShares Advisors LLC 1.35% of their portfolio NEW YORK, NY 124,390124.4k $1.5m $1.5m 1.35% New
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 124,281124.3k $1.5m $1.5m 0.00% Added +7.3k +7,265
21 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 102,162102.2k $1.2m $1.2m 0.01% Reduced -11.8k -11,792
22 Camelot Portfolios, LLC 0.64% of their portfolio Maumee, OH 88,97689.0k $1.1m $1.1m 0.64% Added +24.2k +24,233
23 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 72,70072.7k $879.0k $879.0k 0.05% Added +1.3k +1,300
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 72,23972.2k $873.4k $873.4k 0.00% New
25 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 66,84066.8k $808.1k $808.1k 0.01% Added +3.3k +3,345
26 PIN OAK INVESTMENT ADVISORS INC 0.74% of their portfolio HOUSTON, TX 60,10860.1k $727.0k $727.0k 0.74% Unchanged
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,04060.0k $725.9k $725.9k 0.00% Reduced -7.7k -7,719
28 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 59,44559.4k $718.7k $718.7k 0.01% Reduced -10.4k -10,404
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 54,69554.7k $661.3k $661.3k 0.00% Added +1.2k +1,196
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 52,17252.2k $630.8k $630.8k 0.00% Added +3.6k +3,634
31 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 51,42451.4k $621.7k $621.7k 0.03% Reduced -34.3k -34,329
32 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 48,37048.4k $576.9k $576.9k 0.01% Added +2.9k +2,851
33 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 46,84646.8k $566.4k $566.4k 0.05% Added +25.5k +25,519
34 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 45,51745.5k $550.0k $550.0k 0.00% Reduced -3.7k -3,674
35 COMERICA BANK 0.00% of their portfolio DALLAS, TX 42,30542.3k $511.5k $511.5k 0.00% Added +759 +759
36 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.02% of their portfolio WEST PALM BEACH, FL 38,29538.3k $463.0k $463.0k 0.02% New
37 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 36,27036.3k $3.0k $3.0k 0.00% New
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 35,88035.9k $434.0k $434.0k 0.00% Added +306 +306
39 Matisse Capital 0.22% of their portfolio PORTLAND, OR 33,92633.9k $410.2k $410.2k 0.22% New
40 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 30,70730.7k $371.2k $371.2k 0.01% Reduced -3.6k -3,555
41 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,31325.3k $306.0k $306.0k 0.00% Reduced -3.6k -3,551
42 Yakira Capital Management, Inc. 0.09% of their portfolio Westport, CT 23,85323.9k $288.4k $288.4k 0.09% New
43 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 22,24422.2k $268.9k $268.9k 0.01% Reduced -3.4k -3,403
44 Quarry LP 0.13% of their portfolio NEW YORK, NY 21,88621.9k $264.6k $264.6k 0.13% New
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,49821.5k $259.9k $259.9k 0.00% Added +2.9k +2,936
46 Founders Financial Alliance, LLC 0.09% of their portfolio RALEIGH, NC 20,04320.0k $242.3k $242.3k 0.09% Added +1.3k +1,323
47 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 20,00020.0k $241.8k $241.8k 0.00% New
48 Advisor Resource Council 0.03% of their portfolio DALLAS, TX 19,83319.8k $239.8k $239.8k 0.03% New
49 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 18,64818.6k $215.8k $215.8k 0.03% Added +708 +708
50 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 18,22618.2k $220.4k $220.4k 0.04% Unchanged
51 WINTRUST INVESTMENTS LLC 0.02% of their portfolio CHICAGO, IL 16,68516.7k $202.0k $202.0k 0.02% Added +1.0k +1,009
52 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 16,42616.4k $199.0k $199.0k 0.01% Reduced -1.0k -1,000
53 High Net Worth Advisory Group LLC 0.07% of their portfolio NAPLES, FL 16,22816.2k $196.2k $196.2k 0.07% New
54 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 14,74414.7k $178.2k $178.2k 0.00% Reduced -3.6k -3,588
55 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,86213.9k $167.6k $167.6k 0.00% Reduced -970 -970
56 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 12,95613.0k $156.6k $156.6k 0.00% Unchanged
57 Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio MANSFIELD, OH 12,68612.7k $153.4k $153.4k 0.02% Added +51 +51
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 12,40812.4k $150.0k $150.0k 0.00% Added +1.8k +1,751
59 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 11,22311.2k $135.7k $135.7k 0.01% Reduced -552 -552
60 Uncommon Cents Investing LLC 0.04% of their portfolio JANESVILLE, WI 10,92510.9k $132.1k $132.1k 0.04% Unchanged
61 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 10,40010.4k $125.7k $125.7k 0.00% Reduced -4.0k -4,000
62 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,36810.4k $125.4k $125.4k 0.00% Reduced -3.2k -3,204
63 Greytown Advisors Inc. 0.09% of their portfolio MIAMI, FL 10,17510.2k $159.2k $159.2k 0.09% Unchanged
64 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 8,5178.5k $103.0k $103.0k 0.00% New
65 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,4945.5k $66.4k $66.4k 0.00% Added +3.9k +3,855
66 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,8313.8k $44.6k $44.6k 0.00% Added +112 +112
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,2002.2k $26.6k $26.6k 0.00% Unchanged
68 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 1,3001.3k $16.0k $16.0k 0.00% Unchanged
69 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 1,0001.0k $12.1k $12.1k 0.00% Unchanged
70 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 953953 $11.5k $11.5k 0.00% New
71 Tidemark, LLC 0.00% of their portfolio SAN DIEGO, CA 580580 $7.0k $7.0k 0.00% First filing
72 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 500500 $6.0k $6.0k 0.00% New
73 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 452452 $4.8k $4.8k 0.00% Unchanged
74 CHESAPEAKE ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 353353 $4.3k $4.3k 0.00% Unchanged
75 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 203203 $2.5k $2.5k 0.00% New
76 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5454 $636 $636 0.00% Added +2 +2
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged