FIRST TR HIGH INCOME LONG /
COM · CUSIP 33738E109
63
institutional holders
-3 vs Q1 2023
12.5m
shares reported held*
$142.7mreported value*
4 new
21 added
19 reduced
7 sold out
net bought ≈ $941.5k (+82.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.44.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 66 |
| Q4 2022 | 76 |
| Q1 2023 | 66 |
| Q2 2023 | 63 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 36 | 27 |
| Q1 2023 | 24 | 44 |
| Q2 2023 | 25 | 26 |
Biggest buyers
| Americana Partners, LLC | Added | +193.0k |
| Bramshill Investments, LLC | Added | +101.8k |
| Janney Montgomery Scott LLC | New | +46.7k |
| Capital Investment Advisors, LLC | New | +21.5k |
| KENNEDY INVESTMENT GROUP, INC. | Added | +21.2k |
| RAYMOND JAMES & ASSOCIATES | Added | +19.9k |
| AQR Arbitrage LLC | Added | +13.6k |
| Pinnacle Wealth Planning Services, Inc. | New | +12.4k |
| ROYAL BANK OF CANADA | Added | +11.9k |
| Camelot Portfolios, LLC | Added | +9.5k |
Biggest sellers
| MORGAN STANLEY | Reduced | -201.5k |
| WELLS FARGO & COMPANY/MN | Reduced | -45.9k |
| Shaker Financial Services, LLC | Reduced | -33.4k |
| Invesco Ltd. | Reduced | -27.8k |
| GUGGENHEIM CAPITAL LLC | Reduced | -19.6k |
| ENVESTNET ASSET MANAGEMENT INC | Sold out | -11.2k |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Sold out | -10.7k |
| Saba Capital Management, L.P. | Sold out | -10.0k |
| Advisory Services Network, LLC | Sold out | -9.4k |
| LPL Financial LLC | Reduced | -4.9k |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 6.2m $70.7m | Reduced -201.5k |
| Bramshill Investments, LLC 1.15% of their portfolio | 1.1m $12.7m | Added +101.8k |
| SIT INVESTMENT ASSOCIATES INC 0.17% of their portfolio | 565.7k $6.5m | Reduced -4.1k |
| KENNEDY INVESTMENT GROUP, INC. 2.83% of their portfolio | 423.1k $4.8m | Added +21.2k |
| Invesco Ltd. 0.00% of their portfolio | 408.0k $4.7m | Reduced -27.8k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 359.0k $4.1m | Added +4.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 350.3k $4.0m | Added +7.1k |
| UBS Group AG 0.00% of their portfolio | 302.7k $3.5m | Added +3.3k |
| Americana Partners, LLC 0.41% of their portfolio | 280.8k $3.2m | Added +193.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 237.0k $2.7m | Added +19.9k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 230.0k $2.6m | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 223.8k $2.6m | Added +11.9k |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 206.7k $2.4m | Unchanged |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 159.1k $1.8m | Reduced -19.6k |
| KINGSWOOD WEALTH ADVISORS, LLC 0.49% of their portfolio | 133.9k $1.5m | First filing |
| Shaker Financial Services, LLC 0.64% of their portfolio | 127.7k $1.5m | Reduced -33.4k |
| Camelot Portfolios, LLC 0.78% of their portfolio | 108.3k $1.2m | Added +9.5k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.08% of their portfolio | 87.2k $998.9k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 82.9k $948.6k | Reduced -4.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 81.6k $933.7k | Reduced -45.9k |
| Sowell Financial Services LLC 0.05% of their portfolio | 71.4k $817.0k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 67.6k $773.8k | Added +1.7k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 61.3k $701.7k | Added +735 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 57.6k $659.0k | Reduced -229 |
| NewEdge Advisors, LLC 0.01% of their portfolio | 50.5k $577.9k | Added +875 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 46.7k $534.0k | New |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 32.4k $370.1k | Reduced -815 |
| PIN OAK INVESTMENT ADVISORS INC 0.41% of their portfolio | 32.0k $366.0k | Reduced -705 |
| AQR Arbitrage LLC 0.01% of their portfolio | 29.3k $335.6k | Added +13.6k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 27.0k $309.0k | Reduced -2.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 23.1k $264.0k | Added +5 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 21.5k $246.2k | Added +1.1k |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 21.5k $246.2k | New |
| Founders Financial Alliance, LLC 0.08% of their portfolio | 18.5k $212.2k | Added +4.0k |
| NWF Advisory Services Inc. 0.05% of their portfolio | 18.2k $208.5k | Unchanged |
| Royal Capital Wealth Management, LLC 0.20% of their portfolio | 18.1k $207.5k | Reduced -536 |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 17.7k $202.6k | Added +793 |
| Mariner, LLC 0.00% of their portfolio | 17.5k $199.8k | Reduced -1.6k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 15.7k $179.5k | Reduced -2.8k |
| Cetera Investment Advisers 0.00% of their portfolio | 15.3k $175.4k | Reduced -2.1k |
| WINTRUST INVESTMENTS LLC 0.02% of their portfolio | 15.3k $175.0k | Reduced -627 |
| RAYMOND JAMES TRUST N.A. 0.00% of their portfolio | 14.4k $165.0k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 14.2k $163.0k | Reduced -1.1k |
| WHITTIER TRUST CO 0.00% of their portfolio | 13.0k $148.2k | Unchanged |
| Pinnacle Wealth Planning Services, Inc. 0.02% of their portfolio | 12.4k $142.1k | New |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 11.8k $134.7k | Reduced -2.3k |
| Uncommon Cents Investing LLC 0.04% of their portfolio | 10.8k $123.8k | Unchanged |
| Insight Advisors, LLC/ PA 0.03% of their portfolio | 10.6k $121.3k | Unchanged |
| Greytown Advisors Inc. 0.08% of their portfolio | 10.2k $150.7k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 9.2k $104.8k | Unchanged |
| BDO Wealth Advisors, LLC 0.01% of their portfolio | 8.4k $95.8k | Reduced -1.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 6.0k $68.1k | Added +3.1k |
| Spire Wealth Management 0.00% of their portfolio | 3.6k $41.6k | Added +77 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.2k $25.2k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.6k $18.0k | New |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 1.6k $18.1k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.3k $15.0k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 1.0k $11.4k | Unchanged |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.00% of their portfolio | 353 $4.0k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 123 $1.4k | Unchanged |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 120 $1.4k | Added +3 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 51 $583 | Added +1 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |