FIRST TR HIGH INCOME LONG /
COM · CUSIP 33738E109
76
institutional holders
+10 vs Q3 2022
13.0m
shares reported held*
$148.5mreported value*
13 new
23 added
24 reduced
3 sold out
net sold ≈ $1.5m (-132.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.46.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 66 |
| Q4 2022 | 76 |
Biggest buyers
| Bramshill Investments, LLC | Added | +268.0k |
| Sowell Financial Services LLC | New | +71.4k |
| AQR Arbitrage LLC | New | +42.9k |
| Logan Stone Capital, LLC | Added | +40.1k |
| RAYMOND JAMES & ASSOCIATES | Added | +32.0k |
| Weiss Asset Management LP | New | +24.0k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | New | +14.7k |
| Saba Capital Management, L.P. | Added | +14.5k |
| Cambridge Investment Research Advisors, Inc. | Added | +13.6k |
| STIFEL FINANCIAL CORP | Added | +13.4k |
Biggest sellers
| Raymond James Financial Services Advisors, Inc. | Reduced | -375.7k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -122.0k |
| AMERIPRISE FINANCIAL INC | Reduced | -43.6k |
| MORGAN STANLEY | Reduced | -27.4k |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -25.7k |
| RETIREMENT GUYS FORMULA LLC | Sold out | -23.1k |
| Shaker Financial Services, LLC | Reduced | -21.9k |
| WELLS FARGO & COMPANY/MN | Reduced | -19.7k |
| GUGGENHEIM CAPITAL LLC | Reduced | -18.9k |
| OPPENHEIMER & CO INC | Reduced | -11.1k |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 6.4m $73.0m | Reduced -27.4k |
| Bramshill Investments, LLC 1.38% of their portfolio | 1.0m $11.7m | Added +268.0k |
| SIT INVESTMENT ASSOCIATES INC 0.22% of their portfolio | 682.5k $7.8m | Reduced -122.0k |
| Invesco Ltd. 0.00% of their portfolio | 467.8k $5.4m | Added +5.4k |
| KENNEDY INVESTMENT GROUP, INC. 2.88% of their portfolio | 394.9k $4.5m | First filing |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 347.7k $4.0m | Reduced -4.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 285.1k $3.3m | Reduced -43.6k |
| UBS Group AG 0.00% of their portfolio | 283.5k $3.2m | Reduced -380 |
| COHEN & STEERS, INC. 0.01% of their portfolio | 230.0k $2.6m | Unchanged |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 218.7k $2.5m | Added +6.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 212.0k $2.4m | Reduced -7.8k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 200.7k $2.3m | Added +32.0k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.16% of their portfolio | 176.7k $2.0m | Added +5.8k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.09% of their portfolio | 176.2k $2.0m | Reduced -5.5k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 166.6k $1.9m | Reduced -18.9k |
| Saba Capital Management, L.P. 0.03% of their portfolio | 164.8k $1.9m | Added +14.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 137.9k $1.6m | Reduced -19.7k |
| Shaker Financial Services, LLC 0.72% of their portfolio | 135.0k $1.5m | Reduced -21.9k |
| Camelot Portfolios, LLC 0.99% of their portfolio | 117.3k $1.3m | Added +6.4k |
| LPL Financial LLC 0.00% of their portfolio | 95.6k $1.1m | Added +5.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 75.6k $865.9k | Added +13.4k |
| Sowell Financial Services LLC 0.05% of their portfolio | 71.4k $818.0k | New |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 59.7k $683.9k | Added +945 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 59.1k $676.9k | Reduced -375.7k |
| NewEdge Advisors, LLC 0.02% of their portfolio | 55.0k $621.0k | Added +6.2k |
| Logan Stone Capital, LLC 0.23% of their portfolio | 53.1k $608.1k | Added +40.1k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 47.3k $541.0k | Reduced -1.7k |
| Fiera Capital Corp 0.00% of their portfolio | 45.2k $518.0k | Added +2.4k |
| AQR Arbitrage LLC 0.01% of their portfolio | 42.9k $490.9k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 40.1k $459.0k | Added +13.6k |
| PIN OAK INVESTMENT ADVISORS INC 0.46% of their portfolio | 32.7k $374.0k | Unchanged |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 32.4k $371.0k | Reduced -11.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 29.5k $337.0k | Added +2.6k |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 26.7k $306.0k | Reduced -9.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 25.8k $295.7k | Added +4.1k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 25.0k $286.0k | Reduced -5.8k |
| Weiss Asset Management LP 0.01% of their portfolio | 24.0k $274.7k | New |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 22.7k $259.0k | Added +14 |
| Mariner, LLC 0.00% of their portfolio | 20.7k $237.0k | Added +2.1k |
| Royal Capital Wealth Management, LLC 0.24% of their portfolio | 20.0k $229.0k | Added +207 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 18.5k $212.1k | Reduced -5.4k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 17.8k $203.3k | Reduced -921 |
| BDO Wealth Advisors, LLC 0.02% of their portfolio | 16.7k $190.9k | Reduced -2.8k |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 15.6k $179.0k | Unchanged |
| WINTRUST INVESTMENTS LLC 0.03% of their portfolio | 15.6k $178.0k | Reduced -927 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 14.7k $168.0k | New |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 14.4k $165.0k | Reduced -3.0k |
| Cetera Investment Advisers 0.00% of their portfolio | 14.1k $161.7k | Reduced -3.7k |
| WHITTIER TRUST CO 0.00% of their portfolio | 13.0k $148.3k | Unchanged |
| Founders Financial Alliance, LLC 0.06% of their portfolio | 12.3k $141.3k | Added +217 |
| Bulldog Investors, LLP 0.04% of their portfolio | 11.4k $130.3k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 10.9k $125.1k | Unchanged |
| Uncommon Cents Investing LLC 0.05% of their portfolio | 10.8k $123.4k | Added +50 |
| Insight Advisors, LLC/ PA 0.04% of their portfolio | 10.6k $120.0k | Unchanged |
| Elequin Capital, LP 0.03% of their portfolio | 10.4k $118.7k | New |
| PARK AVENUE SECURITIES LLC 0.00% of their portfolio | 10.3k $117.0k | New |
| Greytown Advisors Inc. 0.08% of their portfolio | 10.2k $150.8k | Reduced -6.6k |
| Advisory Services Network, LLC 0.00% of their portfolio | 9.4k $107.2k | New |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 8.0k $91.0k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 5.6k $64.3k | Reduced -461 |
| Spire Wealth Management 0.00% of their portfolio | 3.5k $40.0k | Added +75 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.2k $25.2k | Unchanged |
| TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio | 2.0k $22.9k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 1.8k $20.5k | New |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 1.6k $18.2k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 1.3k $19.0k | Added +102 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 1.3k $15.0k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 1.0k $11.4k | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 720 $8.2k | New |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 689 $7.9k | New |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 123 $1.4k | Unchanged |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 114 $1.3k | New |
| CWM, LLC 0.00% of their portfolio | 95 $1.0k | Reduced -667 |
| Stonebridge Capital Advisors LLC 0.00% of their portfolio | 80 $916 | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 6 $0 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |