Vault-13

FIRST TR EXCHANGE-TRADED FD RDVI

FT VEST RIS · ETP · CUSIP 33738D879

102 institutional holders +22 vs Q2 2023
14,662,44514.7m shares reported held*
$308.9mreported value*
26 new 66 added 5 reduced 6 sold out net bought ≈ $129.3m (+6.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.06.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 1Q4 22: 16Q1 23: 43Q2 23: 80Q3 23: 102102Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221
Q4 202216
Q1 202343
Q2 202380
Q3 2023102

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 15 bought or addedQ4 22: 1 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 72 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 92 bought or addedQ3 23: 11 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022151
Q1 2023402
Q2 2023728
Q3 20239211

Biggest buyers

LPL Financial LLC Added +1,241,782+1.2m
ENVESTNET ASSET MANAGEMENT INC Added +602,621+602.6k
TRUIST FINANCIAL CORP Added +498,308+498.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +478,014+478.0k
OSAIC HOLDINGS, INC. Added +466,726+466.7k
STIFEL FINANCIAL CORP Added +368,480+368.5k
ROYAL BANK OF CANADA Added +269,436+269.4k
Prospera Financial Services Inc Added +230,486+230.5k
Cedrus LLC Added +212,055+212.1k
Prosperity Financial Group, Inc. Added +209,794+209.8k

Biggest sellers

Second Half Financial Partners, LLC Sold out -191,791-191.8k
JANE STREET GROUP, LLC Sold out -69,641-69.6k
Precision Wealth Strategies, LLC Sold out -64,333-64.3k
First Heartland Consultants, Inc. Reduced -42,405-42.4k
GTS SECURITIES LLC Sold out -37,958-38.0k
Ignite Planners, LLC Sold out -18,324-18.3k
G&S Capital LLC Reduced -2,041-2.0k
WealthPLAN Partners, LLC Sold out -1,240-1.2k
HBW ADVISORY SERVICES LLC Reduced -850-850
Retirement Planning Group, LLC Reduced -403-403

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-10-14 11.1% -1.4 pts 14.7m≈ $431.9m 2026-10-14

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 3,139,7003.1m $66.2m $66.2m 0.05% Added +1.2m +1,241,782
2 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 1,319,7081.3m $27.8m $27.8m 0.04% Added +466.7k +466,726
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,144,7891.1m $24.1m $24.1m 0.01% Added +602.6k +602,621
4 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 740,279740.3k $15.6m $15.6m 0.03% Added +498.3k +498,308
5 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 720,224720.2k $15.2m $15.2m 0.03% Added +478.0k +478,014
6 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 681,408681.4k $14.4m $14.4m 0.02% Added +368.5k +368,480
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 552,606552.6k $11.6m $11.6m 0.00% Added +269.4k +269,436
8 PARK NATIONAL CORP /OH/ 0.38% of their portfolio NEWARK, OH 400,100400.1k $8.4m $8.4m 0.38% Added +193.8k +193,777
9 Prosperity Financial Group, Inc. 5.38% of their portfolio San Ramon, CA 308,969309.0k $6.5m $6.5m 5.38% Added +209.8k +209,794
10 Midwest Financial Group LLC 5.22% of their portfolio Overland Park, KS 292,663292.7k $6.2m $6.2m 5.22% Added +12.7k +12,696
11 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 257,540257.5k $5.4m $5.4m 0.03% Added +44.5k +44,524
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 244,848244.8k $5.2m $5.2m 0.02% Added +76.4k +76,437
13 Prospera Financial Services Inc 0.20% of their portfolio Dallas, TX 243,499243.5k $5.1m $5.1m 0.20% Added +230.5k +230,486
14 KESTRA PRIVATE WEALTH SERVICES, LLC 0.15% of their portfolio AUSTIN, TX 224,527224.5k $4.7m $4.7m 0.15% Added +19.9k +19,929
15 Cedrus LLC 3.35% of their portfolio Littleton, CO 223,755223.8k $4.7m $4.7m 3.35% Added +212.1k +212,055
16 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 208,244208.2k $4.4m $4.4m 0.04% Added +179.9k +179,870
17 Echo Wealth Management, LLC 4.27% of their portfolio PLYMOUTH, MN 188,308188.3k $4.0m $4.0m 4.27% Added +12.9k +12,936
18 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 188,115188.1k $4.0m $4.0m 0.03% Added +19.8k +19,845
19 PINNACLE ASSOCIATES LTD 0.07% of their portfolio NEW YORK, NY 187,008187.0k $3.9m $3.9m 0.07% Added +81.0k +80,953
20 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 181,295181.3k $3.8m $3.8m 0.02% Added +58.8k +58,826
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 171,520171.5k $3.6m $3.6m 0.01% Added +58.0k +57,989
22 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 158,186158.2k $3.3m $3.3m 0.05% Added +24.2k +24,169
23 HARBOUR INVESTMENTS, INC. 0.17% of their portfolio MADISON, WI 156,299156.3k $3.3m $3.3m 0.17% Added +58.6k +58,578
24 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 115,689115.7k $2.4m $2.4m 0.01% Added +42.1k +42,147
25 Rehmann Capital Advisory Group 0.21% of their portfolio LANSING, MI 105,978106.0k $2.2m $2.2m 0.21% Added +8.8k +8,820
26 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.22% of their portfolio CEDAR RAPIDS, IA 102,894102.9k $2.2m $2.2m 0.22% Added +17.0k +16,952
27 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 100,702100.7k $2.1m $2.1m 0.04% Added +27.7k +27,716
28 G&S Capital LLC 1.04% of their portfolio DENVER, CO 96,36696.4k $2.0m $2.0m 1.04% Reduced -2.0k -2,041
29 Secure Asset Management, LLC 0.60% of their portfolio Troy, MI 94,59094.6k $2.0m $2.0m 0.60% Added +1.6k +1,560
30 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 89,85089.8k $1.9m $1.9m 0.04% Added +2.6k +2,650
31 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 88,18488.2k $1.9m $1.9m 0.07% Added +20.1k +20,114
32 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 86,35186.4k $1.8m $1.8m 0.00% New
33 BlackDiamond Wealth Management, LLC 1.45% of their portfolio NEW YORK, NY 80,29780.3k $1.6m $1.6m 1.45% Added +14.7k +14,660
34 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 79,30179.3k $1.7m $1.7m 0.02% Added +34.6k +34,552
35 MGO ONE SEVEN LLC 0.12% of their portfolio Beachwood, OH 73,18573.2k $1.5m $1.5m 0.12% Added +57.7k +57,700
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 71,61271.6k $1.5m $1.5m 0.01% Added +38.6k +38,606
37 Cherry Creek Investment Advisors, Inc. 0.99% of their portfolio ENGLEWOOD, CO 69,34469.3k $1.5m $1.5m 0.99% New
38 Avidian Wealth Enterprises, LLC 0.10% of their portfolio Houston, TX 67,21667.2k $1.4m $1.4m 0.10% Added +40.5k +40,495
39 Garden State Investment Advisory Services LLC 0.65% of their portfolio Red Bank, NJ 65,92565.9k $1.4m $1.4m 0.65% Added +2.1k +2,125
40 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 60,97361.0k $1.3m $1.3m 0.04% New
41 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 52,94052.9k $1.1m $1.1m 0.03% Added +6.9k +6,931
42 Herold Advisors, Inc. 0.33% of their portfolio New York, NY 52,19352.2k $1.1m $1.1m 0.33% Added +1.1k +1,099
43 Semus Wealth Partners LLC 1.02% of their portfolio Boca Raton, FL 51,96052.0k $1.1m $1.1m 1.02% Added +20.8k +20,809
44 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 51,34251.3k $1.1m $1.1m 0.01% Added +16.9k +16,949
45 Atlas Wealth LLC 0.19% of their portfolio CINCINNATI, OH 49,42249.4k $1.0m $1.0m 0.19% Added +17.8k +17,801
46 Delta Investment Management, LLC 0.28% of their portfolio SAN FRANCISCO, CA 47,27147.3k $996.0k $996.0k 0.28% New
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,92440.9k $862.3k $862.3k 0.00% Added +1.4k +1,355
48 SILVER OAK SECURITIES, INCORPORATED 0.18% of their portfolio JACKSON, TN 39,02539.0k $822.2k $822.2k 0.18% New
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 37,66237.7k $794.0k $794.0k 0.00% New
50 Global Assets Advisory, LLC 0.68% of their portfolio ORLANDO, FL 36,45036.5k $768.0k $768.0k 0.68% New
51 Key Client Fiduciary Advisors, LLC 0.43% of their portfolio Fairfield, NJ 33,32833.3k $702.2k $702.2k 0.43% Added +6.2k +6,195
52 MTM Investment Management, LLC 0.35% of their portfolio SPARTANBURG, SC 33,32733.3k $702.2k $702.2k 0.35% Added +17.6k +17,627
53 Pinnacle Wealth Management Advisory Group, LLC 0.09% of their portfolio RED BANK, NJ 32,37532.4k $682.1k $682.1k 0.09% Added +10.5k +10,525
54 First Heartland Consultants, Inc. 0.08% of their portfolio LAKE ST. LOUIS, MO 31,76231.8k $669.0k $669.0k 0.08% Reduced -42.4k -42,405
55 GPS Wealth Strategies Group, LLC 0.12% of their portfolio CENTENNIAL, CO 30,60130.6k $644.8k $644.8k 0.12% Added +14.2k +14,163
56 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 30,46330.5k $641.9k $641.9k 0.01% Added +10.2k +10,196
57 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 26,51726.5k $558.7k $558.7k 0.04% Added +5.6k +5,618
58 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 26,18326.2k $551.7k $551.7k 0.02% New
59 Insight Advisors, LLC/ PA 0.12% of their portfolio Newtown, PA 25,27425.3k $532.5k $532.5k 0.12% Added +2.8k +2,799
60 Patriot Financial Group Insurance Agency, LLC 0.11% of their portfolio Westborough, MA 25,04825.0k $527.8k $527.8k 0.11% Added +5.9k +5,858
61 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 24,44324.4k $515.0k $515.0k 0.03% Added +13.4k +13,363
62 Atlas Private Wealth Advisors 0.10% of their portfolio RED BANK, NJ 24,16024.2k $509.0k $509.0k 0.10% Added +530 +530
63 Stonebridge Financial Planning Group, LLC 0.32% of their portfolio ORLANDO, FL 23,94223.9k $504.5k $504.5k 0.32% Added +10.7k +10,738
64 Compound Planning, Inc. 0.17% of their portfolio NEW YORK, NY 23,69623.7k $499.3k $499.3k 0.17% New
65 Capital Analysts, LLC 0.03% of their portfolio FORT WASHINGTON, PA 23,60423.6k $497.0k $497.0k 0.03% Added +18.6k +18,633
66 Derbend Asset Management 0.34% of their portfolio Peachtree City, GA 23,49323.5k $495.0k $495.0k 0.34% Added +10.9k +10,861
67 KPP Advisory Services LLC 0.16% of their portfolio Louisville, KY 23,07823.1k $486.3k $486.3k 0.16% First filing
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,93922.9k $483.3k $483.3k 0.00% New
69 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 22,50022.5k $474.1k $474.1k 0.00% Added +5.0k +5,000
70 Raab & Moskowitz Asset Management LLC 0.15% of their portfolio Chatham, NJ 20,50020.5k $431.9k $431.9k 0.15% Added +2.5k +2,500
71 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 19,53219.5k $411.5k $411.5k 0.01% Added +6.2k +6,227
72 TKG Advisors, LLC 0.27% of their portfolio VALPARAISO, IN 19,40419.4k $408.8k $408.8k 0.27% Reduced -230 -230
73 Moloney Securities Asset Management, LLC 0.07% of their portfolio MANCHESTER, MO 19,29819.3k $406.6k $406.6k 0.07% New
74 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 18,94018.9k $399.1k $399.1k 0.03% Added +9.8k +9,818
75 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 18,86518.9k $397.5k $397.5k 0.00% New
76 Main Street Financial Solutions, LLC 0.05% of their portfolio NEWTOWN, PA 17,66017.7k $372.1k $372.1k 0.05% New
77 Marshall Financial Group, LLC 0.12% of their portfolio Hunt Valley, MD 16,28816.3k $343.2k $343.2k 0.12% Added +1.7k +1,696
78 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 15,75815.8k $331.0k $331.0k 0.02% New
79 HBW ADVISORY SERVICES LLC 0.07% of their portfolio SIMI VALLEY, CA 15,66515.7k $330.0k $330.0k 0.07% Reduced -850 -850
80 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 14,86514.9k $313.2k $313.2k 0.00% New
81 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 14,55014.6k $306.6k $306.6k 0.02% New
82 DHJJ Financial Advisors, Ltd. 0.15% of their portfolio NAPERVILLE, IL 14,24614.2k $300.2k $300.2k 0.15% Added +1.0k +1,007
83 Comprehensive Financial Consultants Institutional, Inc. 0.15% of their portfolio Bloomington, IN 13,94013.9k $293.7k $293.7k 0.15% Added +2.8k +2,750
84 WCG Wealth Advisors LLC 0.02% of their portfolio LAS VEGAS, NV 13,02413.0k $274.0k $274.0k 0.02% New
85 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 12,85512.9k $270.9k $270.9k 0.03% Added +1.4k +1,408
86 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 12,48512.5k $263.1k $263.1k 0.00% New
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 12,30112.3k $259.2k $259.2k 0.02% Added +232 +232
88 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 11,54211.5k $243.2k $243.2k 0.01% Unchanged
89 Retirement Planning Group, LLC 0.02% of their portfolio LEAWOOD, KS 10,91010.9k $229.9k $229.9k 0.02% Reduced -403 -403
90 Ergawealth Advisors, Inc. 0.15% of their portfolio OAK BROOK, IL 10,44010.4k $220.0k $220.0k 0.15% New
91 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 9,7859.8k $206.2k $206.2k 0.02% New
92 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 9,5009.5k $200.2k $200.2k 0.01% Unchanged
93 GUARDIAN WEALTH ADVISORS, LLC / NC 0.03% of their portfolio RALEIGH, NC 8,5008.5k $179.1k $179.1k 0.03% Unchanged
94 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,7486.7k $142.0k $142.0k 0.00% New
95 Luken Investment Analytics, LLC 0.08% of their portfolio BRENTWOOD, TN 6,7396.7k $142.0k $142.0k 0.08% New
96 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 5,6795.7k $119.0k $119.0k 0.01% First filing
97 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,8434.8k $102.1k $102.1k 0.00% Added +4.2k +4,157
98 Tyler-Stone Wealth Management 0.02% of their portfolio Beachwood, OH 1,8601.9k $39.0k $39.0k 0.02% Added +450 +450
99 Cape Investment Advisory, Inc. 0.02% of their portfolio MCDONOUGH, GA 1,5001.5k $31.6k $31.6k 0.02% New
100 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 900900 $19.0k $19.0k 0.00% New