Vault-13

FIRST TR EXCHANGE-TRADED FD DOGG

FT VEST DJIA · ETP · CUSIP 33738D846

22 institutional holders +0 vs Q2 2024
668,350668.4k shares reported held*
$13.9mreported value*
6 new 10 added 4 reduced 6 sold out net sold ≈ $1.6m (-76.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.85.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q2 23: 11Q3 23: 13Q4 23: 19Q1 24: 20Q2 24: 22Q3 24: 2222Q2 23Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q2 202311
Q3 202313
Q4 202319
Q1 202420
Q2 202422
Q3 202422

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 11 bought or addedQ3 23: 2 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 7 cut or sold outQ2 24Q3 24: 16 bought or addedQ3 24: 10 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q3 2023112
Q4 2023152
Q1 2024143
Q2 2024167
Q3 20241610

Biggest buyers

Sterling Manor Financial, LLC New +21,326+21.3k
Integrated Wealth Concepts LLC New +13,380+13.4k
CreativeOne Wealth, LLC New +11,491+11.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +10,819+10.8k
Arkadios Wealth Advisors New +10,440+10.4k
Cambridge Investment Research Advisors, Inc. New +10,079+10.1k
Capital Investment Advisory Services, LLC Added +8,411+8.4k
Garden State Investment Advisory Services LLC Added +6,875+6.9k
Key Client Fiduciary Advisors, LLC Added +4,978+5.0k
HARBOUR INVESTMENTS, INC. Added +4,952+5.0k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -58,235-58.2k
Farther Finance Advisors, LLC Reduced -57,247-57.2k
JANE STREET GROUP, LLC Sold out -33,639-33.6k
Bullseye Investment Management, LLC Sold out -22,327-22.3k
Main Street Financial Solutions, LLC Reduced -5,000-5.0k
OLD MISSION CAPITAL LLC Reduced -4,237-4.2k
OSAIC HOLDINGS, INC. Reduced -4,151-4.2k
PRINCIPAL SECURITIES, INC. Sold out -1,927-1.9k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -1,300-1.3k
FMR LLC Sold out -1-1

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 224,061224.1k $4.7m $4.7m 0.01% Added +10.8k +10,819
2 Key Client Fiduciary Advisors, LLC 0.64% of their portfolio Fairfield, NJ 66,77866.8k $1.4m $1.4m 0.64% Added +5.0k +4,978
3 Cambridge Advisors Inc. 0.22% of their portfolio OMAHA, NE 49,06949.1k $1.0m $1.0m 0.22% Added +1.1k +1,078
4 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 44,34444.3k $926.4k $926.4k 0.03% Reduced -57.2k -57,247
5 Cedrus LLC 0.27% of their portfolio Littleton, CO 35,43335.4k $740.2k $740.2k 0.27% Added +712 +712
6 Garden State Investment Advisory Services LLC 0.23% of their portfolio Red Bank, NJ 35,01535.0k $731.5k $731.5k 0.23% Added +6.9k +6,875
7 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 32,92432.9k $657.8k $657.8k 0.00% Added +2.4k +2,438
8 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 32,08832.1k $670.3k $670.3k 0.01% Reduced -4.2k -4,237
9 Capital Investment Advisory Services, LLC 0.06% of their portfolio RALEIGH, NC 28,56528.6k $596.7k $596.7k 0.06% Added +8.4k +8,411
10 Main Street Financial Solutions, LLC 0.04% of their portfolio NEWTOWN, PA 21,46021.5k $448.3k $448.3k 0.04% Reduced -5.0k -5,000
11 Sterling Manor Financial, LLC 0.30% of their portfolio Saratoga Springs, NY 21,32621.3k $445.5k $445.5k 0.30% New
12 Next Level Private LLC 0.16% of their portfolio HARRISON, NY 19,04719.0k $397.9k $397.9k 0.16% Added +4.0k +4,015
13 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 13,38013.4k $279.5k $279.5k 0.00% New
14 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 11,49111.5k $240.0k $240.0k 0.01% New
15 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 10,44010.4k $218.1k $218.1k 0.01% New
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,07910.1k $211.0k $211.0k 0.00% New
17 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5,2255.2k $109.2k $109.2k 0.00% Added +5.0k +4,952
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,3574.4k $91.0k $91.0k 0.00% Reduced -4.2k -4,151
19 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,2303.2k $67.0k $67.0k 0.01% Added +451 +451
20 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 3737 $773 $773 0.00% Unchanged
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $26 $26 0.00% New
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged