Vault-13

FIRST TR EXCH TRADED FD III SDVD

FT VEST SMID · ETP · CUSIP 33738D820

105 institutional holders +8 vs Q4 2025
14,793,19314.8m shares reported held*
$318.5mreported value*
12 new 63 added 22 reduced 4 sold out net bought ≈ $50.2m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.53.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 23: 4Q4 23: 15Q1 24: 34Q2 24: 48Q3 24: 53Q4 24: 69Q1 25: 84Q2 25: 88Q3 25: 86Q4 25: 97Q1 26: 105105Q3 23Q1 24Q3 24Q1 25Q3 25Q1 26
Numbers
QuarterHolders
Q3 20234
Q4 202315
Q1 202434
Q2 202448
Q3 202453
Q4 202469
Q1 202584
Q2 202588
Q3 202586
Q4 202597
Q1 2026105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 37 bought or addedQ2 24: 8 cut or sold outQ3 24: 45 bought or addedQ3 24: 10 cut or sold outQ3 24Q4 24: 56 bought or addedQ4 24: 4 cut or sold outQ1 25: 65 bought or addedQ1 25: 16 cut or sold outQ1 25Q2 25: 55 bought or addedQ2 25: 33 cut or sold outQ3 25: 58 bought or addedQ3 25: 30 cut or sold outQ3 25Q4 25: 59 bought or addedQ4 25: 32 cut or sold outQ1 26: 75 bought or addedQ1 26: 26 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024378
Q3 20244510
Q4 2024564
Q1 20256516
Q2 20255533
Q3 20255830
Q4 20255932
Q1 20267526

Biggest buyers

Wealthspire Retirement, LLC New +645,000+645.0k
LPL Financial LLC Added +492,195+492.2k
STIFEL FINANCIAL CORP Added +356,629+356.6k
Steward Partners Investment Advisory, LLC Added +229,534+229.5k
Cetera Investment Advisers Added +195,971+196.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +152,453+152.5k
Indivisible Partners Added +130,490+130.5k
HARBOUR INVESTMENTS, INC. Added +116,674+116.7k
ROYAL BANK OF CANADA Added +110,103+110.1k
Kestra Advisory Services, LLC Added +88,903+88.9k

Biggest sellers

SOUTHERN CAPITAL SERVICES INC /ADV Reduced -571,276-571.3k
RAYMOND JAMES FINANCIAL INC Reduced -82,421-82.4k
Snowden Capital Advisors LLC Reduced -53,352-53.4k
Jaffetilchin Investment Partners, LLC Sold out -40,314-40.3k
FIRST TRUST ADVISORS LP Reduced -19,144-19.1k
J.W. COLE ADVISORS, INC. Sold out -14,211-14.2k
Janney Montgomery Scott LLC Reduced -14,077-14.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -8,777-8.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -6,440-6.4k
Stonebridge Financial Planning Group, LLC Reduced -4,979-5.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.8 pts · filed 2026-10-22 42.9% -1.8 pts 17.3m≈ $399.1m 2026-10-22

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,266,3251.3m $27.5m $27.5m 0.01% Added +492.2k +492,195
2 Steward Partners Investment Advisory, LLC 0.13% of their portfolio STAMFORD, CT 1,208,8431.2m $26.2m $26.2m 0.13% Added +229.5k +229,534
3 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 1,118,0151.1m $24.3m $24.3m 0.03% Added +152.5k +152,453
4 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,062,8621.1m $23.1m $23.1m 0.01% Reduced -82.4k -82,421
5 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 889,283889.3k $19.3m $19.3m 0.02% Added +356.6k +356,629
6 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 701,260701.3k $15.2m $15.2m 0.02% Added +196.0k +195,971
7 STEPHENS INC /AR/ 0.18% of their portfolio LITTLE ROCK, AR 660,624660.6k $14.3m $14.3m 0.18% Added +11.3k +11,265
8 Wealthspire Retirement, LLC 0.69% of their portfolio ALISO VIEJO, CA 645,000645.0k $11.4m $11.4m 0.69% New
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 593,903593.9k $12.9m $12.9m 0.00% Added +110.1k +110,103
10 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 522,516522.5k $11.3m $11.3m 0.04% Added +88.9k +88,903
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 395,318395.3k $8.6m $8.6m 0.01% Added +66.7k +66,740
12 Capital Investment Advisors, LLC 0.12% of their portfolio ATLANTA, GA 388,329388.3k $8.4m $8.4m 0.12% Added +11.8k +11,799
13 Z3 Capital Partners, LLC 1.89% of their portfolio RICHMOND, VA 343,803343.8k $7.5m $7.5m 1.89% Added +13.4k +13,446
14 Indivisible Partners 0.61% of their portfolio CLEARWATER, FL 318,807318.8k $6.9m $6.9m 0.61% Added +130.5k +130,490
15 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 288,592288.6k $6.3m $6.3m 0.03% Reduced -4.8k -4,816
16 Snowden Capital Advisors LLC 0.15% of their portfolio New York, NY 253,090253.1k $5.5m $5.5m 0.15% Reduced -53.4k -53,352
17 CREATIVE FINANCIAL DESIGNS INC /ADV 0.32% of their portfolio KOKOMO, IN 244,017244.0k $5.3m $5.3m 0.32% Added +9.5k +9,496
18 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 213,703213.7k $4.6m $4.6m 0.07% Added +116.7k +116,674
19 G&S Capital LLC 1.37% of their portfolio DENVER, CO 179,779179.8k $3.9m $3.9m 1.37% Added +12.3k +12,302
20 RiverTree Advisors, LLC 2.45% of their portfolio WINTER PARK, FL 178,486178.5k $3.9m $3.9m 2.45% Added +12.1k +12,120
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 176,505176.5k $3.8m $3.8m 0.00% Added +30 +30
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 161,425161.4k $3.5m $3.5m 0.01% Reduced -14.1k -14,077
23 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 152,918152.9k $3.3m $3.3m 0.07% Added +42.5k +42,544
24 Advisory Advocates, LLC 3.33% of their portfolio GRAND RAPIDS, MI 150,316150.3k $3.3m $3.3m 3.33% Added +7.1k +7,136
25 INTEGRITY ALLIANCE, LLC. 0.10% of their portfolio Urbandale, IA 126,684126.7k $2.7m $2.7m 0.10% Added +20.4k +20,380
26 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 125,305125.3k $2.7m $2.7m 0.00% Reduced -19.1k -19,144
27 MTM Investment Management, LLC 0.75% of their portfolio SPARTANBURG, SC 108,540108.5k $2.4m $2.4m 0.75% Added +10.8k +10,835
28 Stonebridge Financial Planning Group, LLC 0.77% of their portfolio ORLANDO, FL 96,81996.8k $2.1m $2.1m 0.77% Reduced -5.0k -4,979
29 Delta Investment Management, LLC 0.36% of their portfolio SAN FRANCISCO, CA 91,64691.6k $2.0m $2.0m 0.36% Added +10.5k +10,530
30 CHIRON CAPITAL MANAGEMENT, LLC 1.83% of their portfolio TALLAHASSEE, FL 82,44882.4k $1.8m $1.8m 1.83% First filing
31 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 80,90480.9k $1.8m $1.8m 0.07% Added +46.7k +46,696
32 CWM, LLC 0.00% of their portfolio OMAHA, NE 78,58778.6k $1.7m $1.7m 0.00% Added +33.9k +33,939
33 Elevation Advisory Partners LLC 1.53% of their portfolio ORLANDO, FL 73,13873.1k $1.6m $1.6m 1.53% First filing
34 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 69,13769.1k $1.5m $1.5m 0.03% Added +27.0k +26,962
35 Arax Advisory Partners 0.04% of their portfolio NEW YORK, NY 66,23766.2k $1.4m $1.4m 0.04% Added +6.0k +6,043
36 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.10% of their portfolio ORLANDO, FL 64,61164.6k $1.4m $1.4m 0.10% Added +3.9k +3,874
37 Cambridge Advisors Inc. 0.26% of their portfolio OMAHA, NE 62,89762.9k $1.4m $1.4m 0.26% Added +4.1k +4,099
38 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 60,00860.0k $1.3m $1.3m 0.00% Added +23.1k +23,125
39 Whipplewood Advisors, LLC 0.66% of their portfolio LITTLETON, CO 58,98659.0k $1.3m $1.3m 0.66% Reduced -15 -15
40 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 57,46157.5k $1.2m $1.2m 0.03% Added +6.0k +6,018
41 Trueblood Wealth Management, LLC 0.48% of their portfolio LIMA, OH 56,09656.1k $1.2m $1.2m 0.48% Added +8.4k +8,356
42 Capital Investment Advisory Services, LLC 0.09% of their portfolio RALEIGH, NC 54,62254.6k $1.2m $1.2m 0.09% Added +7.2k +7,244
43 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 51,16951.2k $1.1m $1.1m 0.08% Added +14.0k +13,999
44 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 50,05950.1k $1.1m $1.1m 0.01% Added +23.7k +23,655
45 Next Level Private LLC 0.24% of their portfolio HARRISON, NY 49,81949.8k $1.1m $1.1m 0.24% Added +2.4k +2,397
46 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 48,63848.6k $1.1m $1.1m 0.00% Added +6.5k +6,509
47 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 48,59248.6k $1.1m $1.1m 0.01% New
48 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 48,51948.5k $1.1m $1.1m 0.01% Added +22.0k +22,040
49 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 48,14848.1k $1.0m $1.0m 0.00% Reduced -3.7k -3,731
50 WINNACLE WEALTH LLC 0.79% of their portfolio WACO, TX 47,17047.2k $1.0m $1.0m 0.79% Reduced -239 -239
51 Atlas Wealth LLC 0.29% of their portfolio CINCINNATI, OH 44,80044.8k $972.2k $972.2k 0.29% Added +19.7k +19,746
52 Maia Wealth LLC 0.16% of their portfolio DENVER, CO 43,35643.4k $940.8k $940.8k 0.16% Added +3.0k +3,048
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,90841.9k $909.4k $909.4k 0.00% New
54 1776 Wealth LLC 0.35% of their portfolio ATLANTA, GA 40,69040.7k $883.0k $883.0k 0.35% Reduced -1.2k -1,247
55 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 40,36940.4k $876.0k $876.0k 0.01% Added +15.0k +15,009
56 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 39,71039.7k $868.9k $868.9k 0.05% Added +2.7k +2,723
57 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 38,31238.3k $831.4k $831.4k 0.02% Added +22.9k +22,861
58 TrueWealth Advisors, LLC 0.20% of their portfolio BIRMINGHAM, AL 35,74935.7k $775.8k $775.8k 0.20% Reduced -498 -498
59 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 35,21235.2k $764.1k $764.1k 0.01% Added +1.8k +1,812
60 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,87333.9k $735.0k $735.0k 0.00% Reduced -8.8k -8,777
61 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 33,41833.4k $725.0k $725.0k 0.02% Added +2.0k +2,039
62 Balboa Wealth Partners 0.12% of their portfolio SCOTTSDALE, AZ 32,21632.2k $699.1k $699.1k 0.12% Added +10.8k +10,829
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,83030.8k $669.0k $669.0k 0.00% Added +12 +12
64 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 30,45030.4k $660.8k $660.8k 0.03% Added +375 +375
65 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 27,01927.0k $586.3k $586.3k 0.01% Added +16.0k +16,005
66 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 26,98227.0k $585.5k $585.5k 0.00% Added +292 +292
67 TKG Advisors, LLC 0.22% of their portfolio VALPARAISO, IN 25,03425.0k $543.2k $543.2k 0.22% Added +90 +90
68 Signature Equity Partners, LLC 0.28% of their portfolio COLUMBUS, OH 24,16724.2k $524.4k $524.4k 0.28% Reduced -661 -661
69 SOUTHERN CAPITAL SERVICES INC /ADV 0.33% of their portfolio DAPHNE, AL 23,56023.6k $511.3k $511.3k 0.33% Reduced -571.3k -571,276
70 Pinnacle Financial Partners, Inc. 0.00% of their portfolio ATLANTA, GA 22,80622.8k $495.1k $495.1k 0.00% Added +2.2k +2,197
71 Core Wealth Partners LLC 0.22% of their portfolio SANTA ROSA, CA 21,82821.8k $473.7k $473.7k 0.22% Reduced -1.5k -1,460
72 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 21,06521.1k $457.1k $457.1k 0.00% New
73 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 19,12519.1k $415.0k $415.0k 0.01% Added +183 +183
74 Gateway Wealth Partners, LLC 0.01% of their portfolio APPLETON, WI 16,62616.6k $360.8k $360.8k 0.01% New
75 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 15,79415.8k $342.7k $342.7k 0.00% Added +1.8k +1,752
76 Triumph Capital Management 0.07% of their portfolio DENVER, CO 15,69615.7k $340.6k $340.6k 0.07% Added +5.8k +5,809
77 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 15,49215.5k $336.2k $336.2k 0.00% Added +901 +901
78 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 15,25115.3k $331.0k $331.0k 0.01% New
79 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 14,10514.1k $306.1k $306.1k 0.00% Reduced -200 -200
80 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 13,86513.9k $300.9k $300.9k 0.02% Reduced -4.8k -4,829
81 Faithward Advisors, LLC 0.04% of their portfolio LANCASTER, PA 12,32812.3k $267.5k $267.5k 0.04% Added +834 +834
82 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 11,84411.8k $257.0k $257.0k 0.00% Added +1.7k +1,654
83 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 11,16311.2k $243.9k $243.9k 0.00% Reduced -6.4k -6,440
84 Advyzon Investment Management, LLC 0.02% of their portfolio LISLE, IL 10,85310.9k $235.5k $235.5k 0.02% New
85 NOVEM GROUP 0.03% of their portfolio Rochester, NY 10,74710.7k $233.2k $233.2k 0.03% Added +1.2k +1,198
86 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 10,29310.3k $223.4k $223.4k 0.00% Reduced -1.4k -1,449
87 Quad-Cities Investment Group, LLC 0.08% of their portfolio DAVENPORT, IA 9,7489.7k $211.5k $211.5k 0.08% New
88 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 9,3529.4k $202.9k $202.9k 0.00% New
89 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,1768.2k $177.4k $177.4k 0.00% Added +373 +373
90 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,4355.4k $118.0k $118.0k 0.00% Added +111 +111
91 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 4,5004.5k $97.7k $97.7k 0.01% Added +2.0k +2,000
92 Wagner Wealth Management, LLC 0.02% of their portfolio GREENVILLE, SC 3,4793.5k $75.5k $75.5k 0.02% Unchanged
93 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,9402.9k $63.8k $63.8k 0.00% Unchanged
94 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,4502.5k $53.6k $53.6k 0.00% Unchanged
95 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,4002.4k $52.1k $52.1k 0.00% Added +1.2k +1,200
96 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,3642.4k $51.3k $51.3k 0.00% Unchanged
97 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 409409 $8.9k $8.9k 0.00% Reduced -61 -61
98 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 388388 $8.5k $8.5k 0.00% Unchanged
99 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 378378 $8.2k $8.2k 0.00% Reduced -40 -40
100 Rossby Financial, LCC 0.00% of their portfolio MELBOURNE, FL 283283 $6.2k $6.2k 0.00% New