Vault-13

FIRST TR EXCH TRADED FD III SDVD

FT VEST SMID · ETP · CUSIP 33738D820

69 institutional holders +16 vs Q3 2024
7,011,7247.0m shares reported held*
$150.9mreported value*
15 new 41 added 4 reduced 0 sold out net bought ≈ $48.1m (+2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.53.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 23: 4Q4 23: 15Q1 24: 34Q2 24: 48Q3 24: 53Q4 24: 6969Q3 23Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20234
Q4 202315
Q1 202434
Q2 202448
Q3 202453
Q4 202469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 14 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 37 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 45 bought or addedQ3 24: 10 cut or sold outQ3 24Q4 24: 56 bought or addedQ4 24: 4 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023142
Q1 2024323
Q2 2024378
Q3 20244510
Q4 2024564

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +278,744+278.7k
ROYAL BANK OF CANADA Added +246,030+246.0k
Cetera Investment Advisers Added +211,075+211.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +181,394+181.4k
Capital Investment Advisors, LLC New +130,013+130.0k
&PARTNERS New +118,576+118.6k
Kestra Advisory Services, LLC Added +118,175+118.2k
OneDigital Investment Advisors LLC Added +95,844+95.8k
JANE STREET GROUP, LLC New +87,081+87.1k
STEPHENS INC /AR/ Added +86,381+86.4k

Biggest sellers

Cambridge Investment Research Advisors, Inc. Reduced -35,260-35.3k
U.S. Capital Wealth Advisors, LLC Reduced -8,871-8.9k
Atria Investments, Inc Reduced -4,804-4.8k
HARBOUR INVESTMENTS, INC. Reduced -3,247-3.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.8 pts · filed 2026-10-22 42.9% -1.8 pts 17.3m≈ $399.1m 2026-10-22

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 648,939648.9k $14.0m $14.0m 0.02% Added +181.4k +181,394
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 619,107619.1k $13.3m $13.3m 0.00% Added +246.0k +246,030
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 581,473581.5k $12.5m $12.5m 0.00% First filing
4 STEPHENS INC /AR/ 0.17% of their portfolio LITTLE ROCK, AR 555,261555.3k $11.9m $11.9m 0.17% Added +86.4k +86,381
5 Second Half Financial Partners, LLC 4.55% of their portfolio SEBRING, FL 432,623432.6k $9.3m $9.3m 4.55% Added +5.9k +5,915
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 356,433356.4k $7.7m $7.7m 0.02% Added +78.4k +78,362
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 314,481314.5k $6.8m $6.8m 0.00% Added +278.7k +278,744
8 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 304,289304.3k $6.5m $6.5m 0.01% Added +7.9k +7,863
9 Bullseye Investment Management, LLC 3.59% of their portfolio CINCINNATI, OH 252,912252.9k $5.4m $5.4m 3.59% Added +48.0k +47,986
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 232,749232.7k $5.0m $5.0m 0.01% Added +211.1k +211,075
11 U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio AUSTIN, TX 195,837195.8k $4.2m $4.2m 0.13% Reduced -8.9k -8,871
12 Snowden Capital Advisors LLC 0.12% of their portfolio New York, NY 181,061181.1k $3.9m $3.9m 0.12% Added +78.3k +78,253
13 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 158,777158.8k $3.4m $3.4m 0.02% Added +118.2k +118,175
14 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 130,013130.0k $2.8m $2.8m 0.06% New
15 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 118,576118.6k $2.6m $2.6m 0.03% New
16 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 106,850106.8k $2.3m $2.3m 0.03% Added +95.8k +95,844
17 G&S Capital LLC 0.94% of their portfolio DENVER, CO 105,599105.6k $2.3m $2.3m 0.94% Added +9.5k +9,468
18 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 104,785104.8k $2.3m $2.3m 0.05% Added +7.2k +7,213
19 Ergawealth Advisors, Inc. 1.09% of their portfolio OAK BROOK, IL 102,902102.9k $2.2m $2.2m 1.09% Added +27.3k +27,320
20 Stonebridge Financial Planning Group, LLC 0.97% of their portfolio ORLANDO, FL 100,526100.5k $2.2m $2.2m 0.97% Added +22.6k +22,617
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 95,02095.0k $2.0m $2.0m 0.01% Reduced -35.3k -35,260
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 93,63193.6k $2.0m $2.0m 0.01% Added +10.5k +10,526
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 87,08187.1k $1.9m $1.9m 0.00% New
24 CHIRON CAPITAL MANAGEMENT, LLC 1.72% of their portfolio TALLAHASSEE, FL 84,80584.8k $1.8m $1.8m 1.72% Added +1.0k +1,023
25 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 69,44469.4k $1.5m $1.5m 0.04% Reduced -3.2k -3,247
26 MTM Investment Management, LLC 0.54% of their portfolio SPARTANBURG, SC 64,93564.9k $1.4m $1.4m 0.54% Added +4.4k +4,400
27 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 61,88361.9k $1.3m $1.3m 0.04% Added +31.6k +31,557
28 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 55,27055.3k $1.2m $1.2m 0.04% Added +32.2k +32,242
29 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 53,53553.5k $1.2m $1.2m 0.00% Added +12.2k +12,220
30 Maia Wealth LLC 0.24% of their portfolio DENVER, CO 50,86750.9k $1.1m $1.1m 0.24% Added +34.1k +34,058
31 Next Level Private LLC 0.44% of their portfolio HARRISON, NY 50,27550.3k $1.1m $1.1m 0.44% Added +13.9k +13,875
32 Garden State Investment Advisory Services LLC 0.31% of their portfolio Red Bank, NJ 46,52646.5k $1.0m $1.0m 0.31% Added +3.5k +3,511
33 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 44,99145.0k $968.0k $968.0k 0.05% Added +23.3k +23,320
34 CARY STREET PARTNERS FINANCIAL LLC 0.03% of their portfolio RICHMOND, VA 44,72544.7k $962.3k $962.3k 0.03% First filing
35 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 39,78939.8k $856.1k $856.1k 0.05% New
36 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 32,94632.9k $708.5k $708.5k 0.00% New
37 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 28,28628.3k $608.6k $608.6k 0.00% Added +16.0k +15,951
38 Whipplewood Advisors, LLC 0.34% of their portfolio LITTLETON, CO 28,16328.2k $605.9k $605.9k 0.34% First filing
39 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.05% of their portfolio ORLANDO, FL 27,09027.1k $580.8k $580.8k 0.05% New
40 TrueWealth Advisors, LLC 0.18% of their portfolio BIRMINGHAM, AL 25,48925.5k $548.4k $548.4k 0.18% Added +3.5k +3,492
41 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 24,69524.7k $531.3k $531.3k 0.00% New
42 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 24,21924.2k $518.8k $518.8k 0.05% Added +6.1k +6,148
43 Schulz Wealth, LTD. 0.39% of their portfolio MANSFIELD, TX 23,70023.7k $509.9k $509.9k 0.39% Unchanged
44 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 23,38123.4k $503.0k $503.0k 0.04% Added +8.5k +8,505
45 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 21,54721.5k $485.9k $485.9k 0.00% Added +760 +760
46 Trueblood Wealth Management, LLC 0.22% of their portfolio LIMA, OH 20,62620.6k $443.8k $443.8k 0.22% Added +2.9k +2,861
47 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 19,83919.8k $426.8k $426.8k 0.01% Added +4.1k +4,116
48 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 19,63519.6k $422.4k $422.4k 0.01% Added +5.2k +5,175
49 Capital Investment Advisory Services, LLC 0.04% of their portfolio RALEIGH, NC 19,19319.2k $412.9k $412.9k 0.04% Added +8.6k +8,645
50 Faithward Advisors, LLC 0.07% of their portfolio LANCASTER, PA 17,78117.8k $382.6k $382.6k 0.07% New
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,50817.5k $376.7k $376.7k 0.00% New
52 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 16,84516.8k $362.4k $362.4k 0.01% Added +109 +109
53 SteelPeak Wealth, LLC 0.01% of their portfolio WOODLAND HILLS, CA 16,75016.8k $360.4k $360.4k 0.01% Added +600 +600
54 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 16,66016.7k $358.4k $358.4k 0.01% New
55 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 15,97516.0k $343.7k $343.7k 0.00% Reduced -4.8k -4,804
56 TKG Advisors, LLC 0.15% of their portfolio VALPARAISO, IN 14,65714.7k $329.5k $329.5k 0.15% Added +267 +267
57 Independent Wealth Network Inc. 0.11% of their portfolio URBANDALE, IA 13,16113.2k $283.2k $283.2k 0.11% Added +4.1k +4,071
58 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 12,13012.1k $261.0k $261.0k 0.01% New
59 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 11,51911.5k $247.8k $247.8k 0.00% New
60 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 11,10511.1k $238.9k $238.9k 0.03% New
61 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 9,97710.0k $214.7k $214.7k 0.00% New
62 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,8644.9k $104.7k $104.7k 0.00% Added +103 +103
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,1374.1k $93.8k $93.8k 0.01% Unchanged
64 Pacifica Partners Inc. 0.01% of their portfolio SURREY, Z4 880880 $18.9k $18.9k 0.01% Unchanged
65 Kestra Investment Management, LLC 0.00% of their portfolio AUSTIN, TX 377377 $8.1k $8.1k 0.00% New
66 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 346346 $7.4k $7.4k 0.00% Added +187 +187
67 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 286286 $6.2k $6.2k 0.00% Unchanged
68 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 180180 $3.9k $3.9k 0.00% Unchanged
69 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 121121 $2.6k $2.6k 0.00% First filing