Vault-13

FIRST TR EXCH TRADED FD III SDVD

FT VEST SMID · ETP · CUSIP 33738D820

53 institutional holders +5 vs Q2 2024
4,442,7364.4m shares reported held*
$98.3mreported value*
11 new 34 added 5 reduced 5 sold out net sold ≈ $3.1m (-140.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.13.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 23: 4Q4 23: 15Q1 24: 34Q2 24: 48Q3 24: 5353Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q3 20234
Q4 202315
Q1 202434
Q2 202448
Q3 202453

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 23: 14 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 37 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 45 bought or addedQ3 24: 10 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023142
Q1 2024323
Q2 2024378
Q3 20244510

Biggest buyers

ROYAL BANK OF CANADA Added +230,889+230.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +220,936+220.9k
Snowden Capital Advisors LLC New +102,808+102.8k
OSAIC HOLDINGS, INC. Added +84,337+84.3k
HARBOUR INVESTMENTS, INC. Added +70,931+70.9k
Cambridge Investment Research Advisors, Inc. Added +67,217+67.2k
STEPHENS INC /AR/ Added +65,250+65.2k
Ergawealth Advisors, Inc. Added +33,781+33.8k
Raymond James Financial Services Advisors, Inc. Added +30,106+30.1k
G&S Capital LLC Added +22,537+22.5k

Biggest sellers

TRUIST FINANCIAL CORP Reduced -625,965-626.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -615,801-615.8k
B. Riley Wealth Advisors, Inc. Sold out -49,941-49.9k
LPL Financial LLC Reduced -27,186-27.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -20,584-20.6k
U.S. Capital Wealth Advisors, LLC Reduced -16,229-16.2k
Second Half Financial Partners, LLC Reduced -14,116-14.1k
JANE STREET GROUP, LLC Sold out -12,546-12.5k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -5,300-5.3k
Luken Investment Analytics, LLC Sold out -514-514

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.8 pts · filed 2026-10-22 42.9% -1.8 pts 17.3m≈ $399.1m 2026-10-22

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STEPHENS INC /AR/ 0.15% of their portfolio LITTLE ROCK, AR 468,880468.9k $10.3m $10.3m 0.15% Added +65.2k +65,250
2 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 467,545467.5k $10.3m $10.3m 0.02% Added +220.9k +220,936
3 Second Half Financial Partners, LLC 4.99% of their portfolio SEBRING, FL 426,708426.7k $9.4m $9.4m 4.99% Reduced -14.1k -14,116
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 373,077373.1k $8.2m $8.2m 0.00% Added +230.9k +230,889
5 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 296,426296.4k $6.5m $6.5m 0.01% Added +15.7k +15,736
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 278,071278.1k $6.1m $6.1m 0.01% Added +84.3k +84,337
7 Bullseye Investment Management, LLC 2.80% of their portfolio CINCINNATI, OH 204,926204.9k $4.8m $4.8m 2.80% Added +10.0k +10,001
8 U.S. Capital Wealth Advisors, LLC 0.16% of their portfolio AUSTIN, TX 204,708204.7k $4.5m $4.5m 0.16% Reduced -16.2k -16,229
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 193,814193.8k $4.3m $4.3m 0.01% Added +30.1k +30,106
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 130,280130.3k $2.9m $2.9m 0.01% Added +67.2k +67,217
11 Snowden Capital Advisors LLC 0.07% of their portfolio New York, NY 102,808102.8k $2.3m $2.3m 0.07% New
12 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 97,57297.6k $2.2m $2.2m 0.05% Added +11.7k +11,734
13 G&S Capital LLC 0.89% of their portfolio DENVER, CO 96,13196.1k $2.1m $2.1m 0.89% Added +22.5k +22,537
14 CHIRON CAPITAL MANAGEMENT, LLC 1.64% of their portfolio TALLAHASSEE, FL 83,78283.8k $1.8m $1.8m 1.64% Added +9.9k +9,912
15 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 83,10583.1k $1.8m $1.8m 0.01% Added +10.8k +10,750
16 Stonebridge Financial Planning Group, LLC 0.82% of their portfolio ORLANDO, FL 77,90977.9k $1.7m $1.7m 0.82% Added +7.4k +7,365
17 Ergawealth Advisors, Inc. 0.83% of their portfolio OAK BROOK, IL 75,58275.6k $1.7m $1.7m 0.83% Added +33.8k +33,781
18 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 72,69172.7k $1.6m $1.6m 0.05% Added +70.9k +70,931
19 MTM Investment Management, LLC 0.52% of their portfolio SPARTANBURG, SC 60,53560.5k $1.3m $1.3m 0.52% Added +5.5k +5,535
20 Garden State Investment Advisory Services LLC 0.30% of their portfolio Red Bank, NJ 43,01543.0k $948.9k $948.9k 0.30% Added +8.1k +8,060
21 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 41,31541.3k $911.4k $911.4k 0.00% Reduced -626.0k -625,965
22 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 40,60240.6k $895.7k $895.7k 0.00% Added +16.9k +16,875
23 Next Level Private LLC 0.33% of their portfolio HARRISON, NY 36,40036.4k $803.0k $803.0k 0.33% Added +3.0k +2,998
24 Cedrus LLC 0.29% of their portfolio Littleton, CO 35,89635.9k $791.9k $791.9k 0.29% Added +4.0k +4,037
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,73735.7k $788.4k $788.4k 0.00% Reduced -615.8k -615,801
26 VIMA LLC 1.50% of their portfolio TROY, MI 33,18333.2k $732.0k $732.0k 1.50% Added +11.9k +11,851
27 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 30,32630.3k $669.0k $669.0k 0.02% Added +12.9k +12,932
28 Schulz Wealth, LTD. 0.40% of their portfolio MANSFIELD, TX 23,70023.7k $522.8k $522.8k 0.40% Unchanged
29 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 23,02823.0k $508.0k $508.0k 0.02% Added +12.0k +11,958
30 TrueWealth Advisors, LLC 0.16% of their portfolio BIRMINGHAM, AL 21,99722.0k $485.2k $485.2k 0.16% Added +5.0k +4,981
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 21,67421.7k $478.1k $478.1k 0.00% Added +11.8k +11,783
32 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 21,67121.7k $478.1k $478.1k 0.03% New
33 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 20,78720.8k $491.6k $491.6k 0.00% Added +9.9k +9,903
34 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 20,77920.8k $458.4k $458.4k 0.01% Added +6.5k +6,466
35 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 18,07118.1k $398.1k $398.1k 0.04% New
36 Trueblood Wealth Management, LLC 0.20% of their portfolio LIMA, OH 17,76517.8k $391.9k $391.9k 0.20% Added +5.8k +5,774
37 Maia Wealth LLC 0.09% of their portfolio DENVER, CO 16,80916.8k $368.3k $368.3k 0.09% New
38 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 16,73616.7k $369.2k $369.2k 0.01% New
39 SteelPeak Wealth, LLC 0.02% of their portfolio WOODLAND HILLS, CA 16,15016.1k $356.3k $356.3k 0.02% Added +1.8k +1,800
40 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 15,72315.7k $346.9k $346.9k 0.01% New
41 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 14,87614.9k $328.2k $328.2k 0.02% Added +2.9k +2,898
42 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 14,46014.5k $319.0k $319.0k 0.01% New
43 TKG Advisors, LLC 0.16% of their portfolio VALPARAISO, IN 14,39014.4k $317.4k $317.4k 0.16% Added +3.0k +3,029
44 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,33512.3k $272.1k $272.1k 0.00% Reduced -27.2k -27,186
45 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,00611.0k $242.8k $242.8k 0.00% Unchanged
46 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 10,54810.5k $232.7k $232.7k 0.02% Added +10.2k +10,173
47 Independent Wealth Network Inc. 0.09% of their portfolio URBANDALE, IA 9,0909.1k $200.5k $200.5k 0.09% New
48 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,7614.8k $105.0k $105.0k 0.00% Added +4.8k +4,760
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,1374.1k $91.9k $91.9k 0.01% Added +4.1k +4,137
50 Pacifica Partners Inc. 0.00% of their portfolio SURREY, Z4 880880 $0 $0 0.00% New
51 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 286286 $6.3k $6.3k 0.00% New
52 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 180180 $4.0k $4.0k 0.00% New
53 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 159159 $3.5k $3.5k 0.00% Unchanged