Vault-13

FIRST TR EXCH TRADED FD III SDVD

FT VEST SMID · ETP · CUSIP 33738D820

48 institutional holders +14 vs Q1 2024
4,598,8414.6m shares reported held*
$95.8mreported value*
15 new 22 added 6 reduced 2 sold out net bought ≈ $13.5m (+648.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.83.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 23: 4Q4 23: 15Q1 24: 34Q2 24: 4848Q3 23Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20234
Q4 202315
Q1 202434
Q2 202448

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 14 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 37 bought or addedQ2 24: 8 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023142
Q1 2024323
Q2 2024378

Biggest buyers

STIFEL FINANCIAL CORP New +280,690+280.7k
Second Half Financial Partners, LLC Added +174,723+174.7k
ROYAL BANK OF CANADA Added +118,572+118.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +80,295+80.3k
TRUIST FINANCIAL CORP Added +72,250+72.2k
ENVESTNET ASSET MANAGEMENT INC Added +64,429+64.4k
B. Riley Wealth Advisors, Inc. New +49,941+49.9k
G&S Capital LLC Added +41,475+41.5k
Next Level Private LLC New +33,402+33.4k
Bullseye Investment Management, LLC Added +28,368+28.4k

Biggest sellers

Luken Investment Analytics, LLC Reduced -441,283-441.3k
JANE STREET GROUP, LLC Reduced -74,635-74.6k
Kestra Advisory Services, LLC Reduced -50,570-50.6k
STEPHENS INC /AR/ Reduced -21,100-21.1k
CreativeOne Wealth, LLC Sold out -14,798-14.8k
U.S. Capital Wealth Advisors, LLC Reduced -9,265-9.3k
OLD MISSION CAPITAL LLC Sold out -9,220-9.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -7,130-7.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.8 pts · filed 2026-10-22 42.9% -1.8 pts 17.3m≈ $399.1m 2026-10-22

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 667,280667.3k $13.9m $13.9m 0.02% Added +72.2k +72,250
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 651,538651.5k $13.6m $13.6m 0.00% Added +64.4k +64,429
3 Second Half Financial Partners, LLC 7.34% of their portfolio SEBRING, FL 440,824440.8k $9.2m $9.2m 7.34% Added +174.7k +174,723
4 STEPHENS INC /AR/ 0.13% of their portfolio LITTLE ROCK, AR 403,630403.6k $8.4m $8.4m 0.13% Reduced -21.1k -21,100
5 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 280,690280.7k $5.8m $5.8m 0.01% New
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 246,609246.6k $5.1m $5.1m 0.01% Added +80.3k +80,295
7 U.S. Capital Wealth Advisors, LLC 0.17% of their portfolio AUSTIN, TX 220,937220.9k $4.6m $4.6m 0.17% Reduced -9.3k -9,265
8 Bullseye Investment Management, LLC 2.68% of their portfolio CINCINNATI, OH 194,925194.9k $4.1m $4.1m 2.68% Added +28.4k +28,368
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 193,734193.7k $4.0m $4.0m 0.01% Added +19.2k +19,243
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 163,708163.7k $3.4m $3.4m 0.00% Added +10.2k +10,178
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 142,188142.2k $3.0m $3.0m 0.00% Added +118.6k +118,572
12 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 85,83885.8k $1.8m $1.8m 0.05% Added +25.7k +25,731
13 CHIRON CAPITAL MANAGEMENT, LLC 1.47% of their portfolio TALLAHASSEE, FL 73,87073.9k $1.5m $1.5m 1.47% Added +7.9k +7,902
14 G&S Capital LLC 0.69% of their portfolio DENVER, CO 73,59473.6k $1.6m $1.6m 0.69% Added +41.5k +41,475
15 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 72,35572.4k $1.5m $1.5m 0.00% Added +16.2k +16,250
16 Stonebridge Financial Planning Group, LLC 0.74% of their portfolio ORLANDO, FL 70,54470.5k $1.5m $1.5m 0.74% Added +17.7k +17,718
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 63,06363.1k $1.3m $1.3m 0.00% Added +15.5k +15,475
18 MTM Investment Management, LLC 0.47% of their portfolio SPARTANBURG, SC 55,00055.0k $1.1m $1.1m 0.47% Added +21.2k +21,220
19 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 49,94149.9k $1.0m $1.0m 0.03% New
20 Ergawealth Advisors, Inc. 0.47% of their portfolio OAK BROOK, IL 41,80141.8k $869.7k $869.7k 0.47% Added +27.4k +27,395
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 39,52139.5k $822.2k $822.2k 0.00% Added +27.6k +27,648
22 Garden State Investment Advisory Services LLC 0.25% of their portfolio Red Bank, NJ 34,95535.0k $727.2k $727.2k 0.25% Added +16.4k +16,380
23 Next Level Private LLC 0.32% of their portfolio HARRISON, NY 33,40233.4k $694.9k $694.9k 0.32% New
24 Cedrus LLC 0.33% of their portfolio Littleton, CO 31,85931.9k $662.8k $662.8k 0.33% Added +5.0k +4,996
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 23,72723.7k $493.6k $493.6k 0.00% Reduced -50.6k -50,570
26 Schulz Wealth, LTD. 0.42% of their portfolio MANSFIELD, TX 23,70023.7k $493.1k $493.1k 0.42% Unchanged
27 VIMA LLC 0.98% of their portfolio TROY, MI 21,33221.3k $443.8k $443.8k 0.98% New
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,58420.6k $428.2k $428.2k 0.00% Reduced -7.1k -7,130
29 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 17,39417.4k $361.9k $361.9k 0.01% Added +1.6k +1,587
30 TrueWealth Advisors, LLC 0.13% of their portfolio BIRMINGHAM, AL 17,01617.0k $354.0k $354.0k 0.13% New
31 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 15,78315.8k $328.0k $328.0k 0.01% Added +3.2k +3,203
32 SteelPeak Wealth, LLC 0.01% of their portfolio WOODLAND HILLS, CA 14,35014.3k $298.6k $298.6k 0.01% New
33 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 14,31314.3k $297.8k $297.8k 0.00% New
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,54612.5k $261.0k $261.0k 0.00% Reduced -74.6k -74,635
35 Trueblood Wealth Management, LLC 0.14% of their portfolio LIMA, OH 11,99112.0k $249.5k $249.5k 0.14% Added +232 +232
36 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 11,97812.0k $249.2k $249.2k 0.02% New
37 TKG Advisors, LLC 0.13% of their portfolio VALPARAISO, IN 11,36111.4k $236.4k $236.4k 0.13% New
38 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 11,07011.1k $230.3k $230.3k 0.01% New
39 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,00611.0k $229.0k $229.0k 0.00% Unchanged
40 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 10,88410.9k $228.0k $228.0k 0.00% First filing
41 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,8919.9k $205.8k $205.8k 0.00% New
42 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 5,3005.3k $110.3k $110.3k 0.01% New
43 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,7601.8k $36.6k $36.6k 0.00% Unchanged
44 Luken Investment Analytics, LLC 0.01% of their portfolio BRENTWOOD, TN 514514 $10.7k $10.7k 0.01% Reduced -441.3k -441,283
45 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 375375 $7.8k $7.8k 0.00% New
46 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 159159 $3.3k $3.3k 0.00% New
47 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $26 $26 0.00% New
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged