Vault-13

FIRST TR EXCH TRADED FD III SDVD

FT VEST SMID · ETP · CUSIP 33738D820

34 institutional holders +19 vs Q4 2023
3,939,5093.9m shares reported held*
$86.7mreported value*
21 new 11 added 1 reduced 2 sold out net bought ≈ $53.6m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.01.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 23: 4Q4 23: 15Q1 24: 3434Q3 23Q4 23Q1 24
Numbers
QuarterHolders
Q3 20234
Q4 202315
Q1 202434

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 14 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 3 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023142
Q1 2024323

Biggest buyers

Luken Investment Analytics, LLC New +441,797+441.8k
STEPHENS INC /AR/ Added +386,200+386.2k
Second Half Financial Partners, LLC New +266,101+266.1k
U.S. Capital Wealth Advisors, LLC New +230,202+230.2k
Raymond James Financial Services Advisors, Inc. New +153,530+153.5k
OSAIC HOLDINGS, INC. Added +151,474+151.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +146,832+146.8k
JANE STREET GROUP, LLC New +87,181+87.2k
TRUIST FINANCIAL CORP Added +68,801+68.8k
CHIRON CAPITAL MANAGEMENT, LLC New +65,968+66.0k

Biggest sellers

Kestra Advisory Services, LLC Reduced -17,329-17.3k
Advisory Services Network, LLC Sold out -537-537
HUNTINGTON NATIONAL BANK Sold out -206-206

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.8 pts · filed 2026-10-22 42.9% -1.8 pts 17.3m≈ $399.1m 2026-10-22

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 595,030595.0k $13.1m $13.1m 0.02% Added +68.8k +68,801
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 587,109587.1k $12.9m $12.9m 0.00% Added +62.9k +62,885
3 Luken Investment Analytics, LLC 4.91% of their portfolio BRENTWOOD, TN 441,797441.8k $9.7m $9.7m 4.91% New
4 STEPHENS INC /AR/ 0.14% of their portfolio LITTLE ROCK, AR 424,730424.7k $9.3m $9.3m 0.14% Added +386.2k +386,200
5 Second Half Financial Partners, LLC 2.60% of their portfolio SEBRING, FL 266,101266.1k $5.9m $5.9m 2.60% New
6 U.S. Capital Wealth Advisors, LLC 0.20% of their portfolio AUSTIN, TX 230,202230.2k $5.1m $5.1m 0.20% New
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 174,491174.5k $3.8m $3.8m 0.01% Added +151.5k +151,474
8 Bullseye Investment Management, LLC 2.13% of their portfolio CINCINNATI, OH 166,557166.6k $3.7m $3.7m 2.13% Added +15.6k +15,610
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 166,314166.3k $3.7m $3.7m 0.01% Added +146.8k +146,832
10 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 153,530153.5k $3.4m $3.4m 0.01% New
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 87,18187.2k $1.9m $1.9m 0.00% New
12 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 74,29774.3k $1.6m $1.6m 0.01% Reduced -17.3k -17,329
13 CHIRON CAPITAL MANAGEMENT, LLC 1.32% of their portfolio TALLAHASSEE, FL 65,96866.0k $1.5m $1.5m 1.32% New
14 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 60,10760.1k $1.3m $1.3m 0.04% Added +8.7k +8,720
15 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 56,10556.1k $1.2m $1.2m 0.00% New
16 Stonebridge Financial Planning Group, LLC 0.61% of their portfolio ORLANDO, FL 52,82652.8k $1.2m $1.2m 0.61% Added +34.7k +34,698
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 47,58847.6k $1.0m $1.0m 0.00% Added +32.4k +32,443
18 MTM Investment Management, LLC 0.31% of their portfolio SPARTANBURG, SC 33,78033.8k $743.5k $743.5k 0.31% New
19 G&S Capital LLC 0.32% of their portfolio DENVER, CO 32,11932.1k $706.9k $706.9k 0.32% Added +4.1k +4,058
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,71427.7k $610.0k $610.0k 0.00% New
21 Cedrus LLC 0.32% of their portfolio Littleton, CO 26,86326.9k $591.3k $591.3k 0.32% Added +10.2k +10,194
22 Schulz Wealth, LTD. 0.45% of their portfolio MANSFIELD, TX 23,70023.7k $521.6k $521.6k 0.45% New
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,61623.6k $520.0k $520.0k 0.00% New
24 Garden State Investment Advisory Services LLC 0.15% of their portfolio Red Bank, NJ 18,57518.6k $405.9k $405.9k 0.15% New
25 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 15,80715.8k $347.9k $347.9k 0.02% New
26 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 14,79814.8k $326.0k $326.0k 0.01% New
27 Ergawealth Advisors, Inc. 0.17% of their portfolio OAK BROOK, IL 14,40614.4k $317.1k $317.1k 0.17% New
28 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 12,58012.6k $277.0k $277.0k 0.01% New
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,87311.9k $261.3k $261.3k 0.00% New
30 Trueblood Wealth Management, LLC 0.15% of their portfolio LIMA, OH 11,75911.8k $258.8k $258.8k 0.15% New
31 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 11,00611.0k $242.2k $242.2k 0.00% New
32 OLD MISSION CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 9,2209.2k $202.9k $202.9k 0.00% New
33 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,7601.8k $38.7k $38.7k 0.00% New
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged