Vault-13

FIRST TR EXCHANGE-TRADED FD FSIG

LIMITED DURATION · ETP · CUSIP 33738D804

158 institutional holders +10 vs Q3 2024
46,147,60446.1m shares reported held*
$870.8mreported value*
15 new 76 added 44 reduced 16 sold out net bought ≈ $77.6m (+4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($21.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.87.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 18Q4 22: 51Q1 23: 87Q2 23: 110Q3 23: 109Q4 23: 123Q1 24: 138Q2 24: 146Q3 24: 148Q4 24: 158158Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202218
Q4 202251
Q1 202387
Q2 2023110
Q3 2023109
Q4 2023123
Q1 2024138
Q2 2024146
Q3 2024148
Q4 2024158

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 78 bought or addedQ1 23: 10 cut or sold outQ2 23: 81 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 61 cut or sold outQ4 23: 76 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 89 bought or addedQ1 24: 46 cut or sold outQ2 24: 73 bought or addedQ2 24: 71 cut or sold outQ2 24Q3 24: 94 bought or addedQ3 24: 55 cut or sold outQ4 24: 91 bought or addedQ4 24: 60 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20237810
Q2 20238126
Q3 20234961
Q4 20237645
Q1 20248946
Q2 20247371
Q3 20249455
Q4 20249160

Biggest buyers

MORGAN STANLEY Added +1,073,535+1.1m
Independent Advisor Alliance New +514,911+514.9k
LPL Financial LLC Added +354,539+354.5k
OSAIC HOLDINGS, INC. Added +306,287+306.3k
WELLS FARGO & COMPANY/MN Added +288,666+288.7k
STIFEL FINANCIAL CORP Added +225,230+225.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +220,097+220.1k
AMERIPRISE FINANCIAL INC Added +219,691+219.7k
FIRST TRUST ADVISORS LP Added +194,982+195.0k
Csenge Advisory Group Added +161,906+161.9k

Biggest sellers

JPMORGAN CHASE & CO Sold out -247,006-247.0k
STEPHENS INC /AR/ Reduced -180,178-180.2k
Cambridge Investment Research Advisors, Inc. Reduced -74,026-74.0k
Integrated Wealth Concepts LLC Reduced -71,778-71.8k
NewEdge Advisors, LLC Reduced -69,870-69.9k
Visionary Wealth Advisors Reduced -41,551-41.6k
HRT FINANCIAL LP Sold out -33,800-33.8k
CITADEL ADVISORS LLC Sold out -32,958-33.0k
WEDBUSH SECURITIES INC Sold out -29,774-29.8k
SignalPoint Asset Management, LLC Sold out -24,966-25.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-07-17 22.8% -1.2 pts 18.9m≈ $355.7m 2026-07-17

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,890,74510.9m $205.5m $205.5m 0.01% Added +1.1m +1,073,535
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 7,181,5357.2m $135.5m $135.5m 0.06% Added +354.5k +354,539
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 3,013,8663.0m $56.9m $56.9m 0.01% Added +288.7k +288,666
4 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 2,792,6042.8m $52.7m $52.7m 0.05% Added +195.0k +194,982
5 Csenge Advisory Group 1.86% of their portfolio CLEARWATER, FL 1,813,3831.8m $34.2m $34.2m 1.86% Added +161.9k +161,906
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,750,4801.8m $33.0m $33.0m 0.01% Added +88.3k +88,283
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,521,2601.5m $28.7m $28.7m 0.01% Added +79.1k +79,095
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,020,1811.0m $19.3m $19.3m 0.00% Added +219.7k +219,691
9 STEPHENS INC /AR/ 0.25% of their portfolio LITTLE ROCK, AR 940,231940.2k $17.7m $17.7m 0.25% Reduced -180.2k -180,178
10 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 869,467869.5k $16.4m $16.4m 0.01% First filing
11 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 851,549851.5k $16.1m $16.1m 0.04% Added +306.3k +306,287
12 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 693,690693.7k $13.1m $13.1m 0.03% Added +8.4k +8,379
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 672,058672.1k $12.7m $12.7m 0.01% Added +225.2k +225,230
14 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 517,142517.1k $9.8m $9.8m 0.02% Added +8.7k +8,718
15 Independent Advisor Alliance 0.13% of their portfolio CHARLOTTE, NC 514,911514.9k $9.7m $9.7m 0.13% New
16 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 497,244497.2k $9.4m $9.4m 0.03% Added +47.5k +47,476
17 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 471,340471.3k $8.9m $8.9m 0.03% Reduced -74.0k -74,026
18 Vestmark Advisory Solutions, Inc. 0.30% of their portfolio Wakefield, MA 467,972468.0k $8.8m $8.8m 0.30% Added +124.1k +124,131
19 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 447,566447.6k $8.4m $8.4m 0.03% Added +59.4k +59,361
20 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 443,915443.9k $8.4m $8.4m 0.05% Reduced -69.9k -69,870
21 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 421,673421.7k $8.0m $8.0m 0.09% Reduced -71.8k -71,778
22 TAP Consulting, LLC 1.47% of their portfolio KIRKWOOD, MO 381,299381.3k $7.2m $7.2m 1.47% Reduced -8.8k -8,793
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 377,282377.3k $7.1m $7.1m 0.01% Added +6.4k +6,375
24 KMG FIDUCIARY PARTNERS, LLC 0.53% of their portfolio TOLEDO, OH 338,084338.1k $6.4m $6.4m 0.53% Added +35.9k +35,901
25 Rehmann Capital Advisory Group 0.38% of their portfolio LANSING, MI 317,290317.3k $6.0m $6.0m 0.38% Added +85.8k +85,755
26 Naviter Wealth, LLC 0.66% of their portfolio LITTLE ROCK, AR 290,744290.7k $5.5m $5.5m 0.66% Reduced -7.3k -7,329
27 TCP Asset Management, LLC 0.95% of their portfolio Upper Arlington, OH 229,419229.4k $4.3m $4.3m 0.95% Added +9.4k +9,369
28 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 225,443225.4k $4.3m $4.3m 0.02% Reduced -24.6k -24,612
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 220,097220.1k $4.2m $4.2m 0.01% New
30 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 198,210198.2k $3.7m $3.7m 0.01% Reduced -3.3k -3,349
31 EWG Elevate Inc. 1.12% of their portfolio ROSEVILLE, CA 194,916194.9k $3.7m $3.7m 1.12% Added +8.0k +7,957
32 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 170,133170.1k $3.2m $3.2m 0.04% Reduced -12.4k -12,433
33 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 164,672164.7k $3.1m $3.1m 0.04% Added +146.7k +146,703
34 Park Square Financial Group, LLC 2.11% of their portfolio ROSWELL, GA 162,008162.0k $3.1m $3.1m 2.11% First filing
35 Harvest Investment Services, LLC 0.71% of their portfolio Oakbrook Terrace, IL 153,655153.7k $2.9m $2.9m 0.71% Reduced -9.0k -9,012
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 148,073148.1k $2.8m $2.8m 0.00% New
37 Sigma Planning Corp 0.09% of their portfolio ANN ARBOR, MI 146,663146.7k $2.8m $2.8m 0.09% Added +19.2k +19,244
38 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 140,306140.3k $2.6m $2.6m 0.02% Added +20.5k +20,451
39 Center for Financial Planning, Inc. 0.34% of their portfolio SOUTHFIED, MI 135,030135.0k $2.5m $2.5m 0.34% New
40 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 132,892132.9k $2.5m $2.5m 0.07% Added +11.7k +11,695
41 Visionary Wealth Advisors 0.15% of their portfolio O'FALLON, IL 132,033132.0k $2.5m $2.5m 0.15% Reduced -41.6k -41,551
42 Insight Advisors, LLC/ PA 0.42% of their portfolio Newtown, PA 131,320131.3k $2.5m $2.5m 0.42% Reduced -2.9k -2,888
43 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 128,072128.1k $2.4m $2.4m 0.03% Added +21.0k +21,023
44 Archer Investment Corp 0.59% of their portfolio Carmel, IN 117,720117.7k $2.2m $2.2m 0.59% Added +5.5k +5,457
45 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 114,990115.0k $2.2m $2.2m 0.05% Added +3.2k +3,155
46 Concurrent Investment Advisors, LLC 0.06% of their portfolio Tampa, FL 113,601113.6k $2.1m $2.1m 0.06% Added +1.7k +1,651
47 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 108,138108.1k $2.0m $2.0m 0.02% Added +7.0k +6,961
48 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 108,138108.1k $2.0m $2.0m 0.02% Added +7.0k +6,961
49 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 107,951108.0k $2.0m $2.0m 0.02% Added +19.9k +19,948
50 RiverTree Advisors, LLC 1.29% of their portfolio WINTER PARK, FL 103,659103.7k $2.0m $2.0m 1.29% New
51 IAMS WEALTH MANAGEMENT, LLC 0.89% of their portfolio OMAHA, NE 103,095103.1k $1.9m $1.9m 0.89% Reduced -16.2k -16,246
52 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 97,45197.5k $1.8m $1.8m 0.02% Reduced -7.0k -6,996
53 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 93,92893.9k $1.8m $1.8m 0.05% Added +19.6k +19,550
54 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 92,70792.7k $1.7m $1.7m 0.01% Reduced -9.3k -9,258
55 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 92,49692.5k $1.7m $1.7m 0.00% Added +78.6k +78,584
56 FSB PREMIER WEALTH MANAGEMENT, INC. 0.68% of their portfolio WATERLOO, IA 89,87689.9k $1.7m $1.7m 0.68% Added +14.5k +14,481
57 IFG Advisory, LLC 0.10% of their portfolio ATLANTA, GA 89,66889.7k $1.7m $1.7m 0.10% Added +117 +117
58 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 88,46888.5k $1.7m $1.7m 0.01% Added +6.2k +6,191
59 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 85,37985.4k $1.6m $1.6m 0.03% Reduced -7.5k -7,517
60 Platform Technology Partners 0.48% of their portfolio NEW YORK, NY 84,63984.6k $1.6m $1.6m 0.48% Added +17.9k +17,939
61 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 76,91476.9k $1.5m $1.5m 0.00% Reduced -4.4k -4,412
62 WealthBridge Capital Management, LLC 0.34% of their portfolio WESTERVILLE, OH 64,52064.5k $1.2m $1.2m 0.34% Added +4.5k +4,504
63 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 60,20560.2k $1.1m $1.1m 0.04% Reduced -6.3k -6,280
64 Coppell Advisory Solutions LLC 0.15% of their portfolio COPPELL, TX 58,09258.1k $1.1m $1.1m 0.15% Added +21.9k +21,928
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 56,04956.0k $1.1m $1.1m 0.00% Added +1.2k +1,211
66 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 55,10655.1k $1.0m $1.0m 0.01% Added +7.8k +7,795
67 BEACON FINANCIAL GROUP 0.11% of their portfolio DALLAS, TX 52,29252.3k $986.8k $986.8k 0.11% Unchanged
68 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 52,04652.0k $982.1k $982.1k 0.01% Added +31.0k +31,020
69 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 51,62451.6k $974.1k $974.1k 0.01% Reduced -2.0k -1,988
70 Core Wealth Partners LLC 0.54% of their portfolio SANTA ROSA, CA 49,61949.6k $936.3k $936.3k 0.54% Added +3.8k +3,817
71 Mariner, LLC 0.00% of their portfolio Overland Park, KS 49,05449.1k $925.6k $925.6k 0.00% Added +3 +3
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 47,36347.4k $893.8k $893.8k 0.07% Added +3.5k +3,548
73 Hilltop Holdings Inc. 0.06% of their portfolio DALLAS, TX 46,57946.6k $878.9k $878.9k 0.06% Added +6.5k +6,486
74 Sequent Planning LLC 0.32% of their portfolio OMAHA, NE 46,34346.3k $874.5k $874.5k 0.32% Added +898 +898
75 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 46,00346.0k $868.1k $868.1k 0.02% Reduced -4.9k -4,866
76 DAYMARK WEALTH PARTNERS, LLC 0.04% of their portfolio CINCINNATI, OH 45,61845.6k $860.8k $860.8k 0.04% Added +20.8k +20,781
77 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 45,00045.0k $849.1k $849.1k 0.01% Reduced -9.8k -9,750
78 GUARDIAN WEALTH ADVISORS, LLC / NC 0.07% of their portfolio RALEIGH, NC 45,00045.0k $849.1k $849.1k 0.07% Reduced -9.8k -9,750
79 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 44,06544.1k $831.5k $831.5k 0.02% Added +9.3k +9,307
80 Maia Wealth LLC 0.18% of their portfolio DENVER, CO 43,34543.3k $817.5k $817.5k 0.18% Added +1.7k +1,692
81 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 42,82942.8k $808.2k $808.2k 0.03% Added +9.4k +9,369
82 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 41,86241.9k $789.9k $789.9k 0.02% Added +1.1k +1,089
83 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 40,54740.5k $765.1k $765.1k 0.01% Added +1.4k +1,378
84 Darwin Wealth Management, LLC 0.25% of their portfolio TAMPA, FL 39,68139.7k $748.8k $748.8k 0.25% Reduced -5.1k -5,090
85 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 35,95736.0k $678.5k $678.5k 0.01% Added +4.2k +4,198
86 Ashton Thomas Private Wealth, LLC 0.02% of their portfolio SCOTTSDALE, AZ 33,88133.9k $639.3k $639.3k 0.02% Added +2.7k +2,663
87 Continuum Advisory, LLC 0.08% of their portfolio EAGLE, ID 33,86633.9k $639.1k $639.1k 0.08% Added +65 +65
88 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 32,01432.0k $604.1k $604.1k 0.02% Added +3.1k +3,137
89 Clarus Wealth Advisors 0.29% of their portfolio PEORIA, AZ 31,50531.5k $590.4k $590.4k 0.29% Reduced -297 -297
90 WINEBRENNER CAPITAL MANAGEMENT LLC 0.45% of their portfolio LOUISVILLE, KY 30,64530.6k $578.3k $578.3k 0.45% First filing
91 TFB Advisors LLC 0.16% of their portfolio OVERLAND PARK, KS 30,50830.5k $575.7k $575.7k 0.16% Added +4.4k +4,360
92 Gateway Wealth Partners, LLC 0.14% of their portfolio APPLETON, WI 29,64829.6k $559.5k $559.5k 0.14% Reduced -671 -671
93 COMERICA BANK 0.00% of their portfolio DALLAS, TX 27,74727.7k $523.6k $523.6k 0.00% Reduced -6.6k -6,581
94 TCFG WEALTH MANAGEMENT, LLC 0.26% of their portfolio LAGUNA NIGUEL, CA 27,11627.1k $511.7k $511.7k 0.26% Added +491 +491
95 PFG Advisors 0.03% of their portfolio Phoenix, AZ 26,79726.8k $505.7k $505.7k 0.03% New
96 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 25,85425.9k $488.4k $488.4k 0.00% Added +724 +724
97 LaSalle St. Investment Advisors, LLC 0.15% of their portfolio ELMHURST, IL 25,64325.6k $483.0k $483.0k 0.15% New
98 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 25,27725.3k $476.7k $476.7k 0.01% Added +11.7k +11,665
99 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 25,24825.2k $476.4k $476.4k 0.01% Added +2.3k +2,310
100 TWIN PEAKS WEALTH ADVISORS, LLC 0.19% of their portfolio SAN FRANCISCO, CA 24,10824.1k $454.9k $454.9k 0.19% Added +3.4k +3,395