Vault-13

FIRST TR EXCHANGE-TRADED FD FSIG

LIMITED DURATION · ETP · CUSIP 33738D804

148 institutional holders +2 vs Q2 2024
41,858,08441.9m shares reported held*
$803.4mreported value*
15 new 79 added 43 reduced 12 sold out net bought ≈ $19.0m (+990.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.19.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 18Q4 22: 51Q1 23: 87Q2 23: 110Q3 23: 109Q4 23: 123Q1 24: 138Q2 24: 146Q3 24: 148148Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202218
Q4 202251
Q1 202387
Q2 2023110
Q3 2023109
Q4 2023123
Q1 2024138
Q2 2024146
Q3 2024148

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 43 bought or addedQ4 22: 6 cut or sold outQ1 23: 78 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 81 bought or addedQ2 23: 26 cut or sold outQ3 23: 49 bought or addedQ3 23: 61 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 45 cut or sold outQ1 24: 89 bought or addedQ1 24: 46 cut or sold outQ1 24Q2 24: 73 bought or addedQ2 24: 71 cut or sold outQ3 24: 94 bought or addedQ3 24: 55 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022436
Q1 20237810
Q2 20238126
Q3 20234961
Q4 20237645
Q1 20248946
Q2 20247371
Q3 20249455

Biggest buyers

AMERIPRISE FINANCIAL INC Added +603,499+603.5k
LPL Financial LLC Added +305,648+305.6k
TRUIST FINANCIAL CORP Added +272,032+272.0k
ROYAL BANK OF CANADA Added +263,922+263.9k
KMG FIDUCIARY PARTNERS, LLC Added +252,207+252.2k
JPMORGAN CHASE & CO New +247,006+247.0k
Harvest Investment Services, LLC New +162,667+162.7k
WELLS FARGO & COMPANY/MN Added +149,943+149.9k
Vestmark Advisory Solutions, Inc. Added +121,307+121.3k
BENJAMIN EDWARDS INC Added +106,638+106.6k

Biggest sellers

Kestra Advisory Services, LLC Reduced -552,800-552.8k
FIRST TRUST ADVISORS LP Reduced -395,660-395.7k
Prospera Financial Services Inc Reduced -357,596-357.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -273,811-273.8k
OLD MISSION CAPITAL LLC Reduced -160,974-161.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -115,439-115.4k
JANE STREET GROUP, LLC Sold out -108,824-108.8k
IFP Advisors, Inc Reduced -93,990-94.0k
CITADEL ADVISORS LLC Reduced -89,918-89.9k
Cetera Investment Advisers Reduced -74,964-75.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-07-17 22.8% -1.2 pts 18.9m≈ $355.7m 2026-07-17

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 9,817,2109.8m $188.5m $188.5m 0.01% Reduced -34.5k -34,541
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 6,826,9966.8m $131.1m $131.1m 0.06% Added +305.6k +305,648
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,725,2002.7m $52.3m $52.3m 0.01% Added +149.9k +149,943
4 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 2,597,6222.6m $49.9m $49.9m 0.05% Reduced -395.7k -395,660
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,662,1971.7m $31.9m $31.9m 0.01% Added +263.9k +263,922
6 Csenge Advisory Group 1.65% of their portfolio CLEARWATER, FL 1,651,4771.7m $31.6m $31.6m 1.65% Reduced -37.1k -37,067
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,442,1651.4m $27.7m $27.7m 0.01% Added +24.2k +24,168
8 STEPHENS INC /AR/ 0.31% of their portfolio LITTLE ROCK, AR 1,120,4091.1m $21.5m $21.5m 0.31% Added +16.1k +16,095
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 800,490800.5k $15.3m $15.3m 0.00% Added +603.5k +603,499
10 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 685,311685.3k $13.2m $13.2m 0.03% Reduced -75.0k -74,964
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 560,983561.0k $10.8m $10.8m 0.01% Reduced -20.8k -20,840
12 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 545,366545.4k $10.5m $10.5m 0.04% Added +29.4k +29,351
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 545,262545.3k $10.5m $10.5m 0.02% Added +42.8k +42,808
14 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 513,785513.8k $9.9m $9.9m 0.06% Reduced -8.7k -8,749
15 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 508,424508.4k $9.8m $9.8m 0.02% Added +272.0k +272,032
16 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 493,451493.5k $9.5m $9.5m 0.12% Reduced -17.7k -17,742
17 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 449,768449.8k $8.6m $8.6m 0.02% Added +64.4k +64,385
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 446,828446.8k $8.6m $8.6m 0.01% Added +3.7k +3,654
19 TAP Consulting, LLC 1.47% of their portfolio KIRKWOOD, MO 390,092390.1k $7.5m $7.5m 1.47% Added +6.6k +6,555
20 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 388,205388.2k $7.5m $7.5m 0.02% Reduced -14.2k -14,226
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 370,907370.9k $7.1m $7.1m 0.01% Reduced -273.8k -273,811
22 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 365,958366.0k $7.0m $7.0m 0.01% Added +32.8k +32,752
23 Vestmark Advisory Solutions, Inc. 0.25% of their portfolio Wakefield, MA 343,841343.8k $6.6m $6.6m 0.25% Added +121.3k +121,307
24 KMG FIDUCIARY PARTNERS, LLC 0.50% of their portfolio TOLEDO, OH 302,183302.2k $5.8m $5.8m 0.50% Added +252.2k +252,207
25 Naviter Wealth, LLC 0.80% of their portfolio LITTLE ROCK, AR 298,073298.1k $5.7m $5.7m 0.80% Added +94.8k +94,804
26 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 250,055250.1k $4.8m $4.8m 0.03% Reduced -552.8k -552,800
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 247,006247.0k $4.7m $4.7m 0.00% New
28 Rehmann Capital Advisory Group 0.29% of their portfolio LANSING, MI 231,535231.5k $4.4m $4.4m 0.29% Added +22.0k +21,998
29 TCP Asset Management, LLC 0.97% of their portfolio Upper Arlington, OH 220,050220.1k $4.2m $4.2m 0.97% Added +5.1k +5,135
30 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 201,559201.6k $3.9m $3.9m 0.01% Reduced -24.8k -24,755
31 EWG Elevate Inc. 1.44% of their portfolio ROSEVILLE, CA 186,959187.0k $3.6m $3.6m 1.44% Reduced -225 -225
32 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 182,566182.6k $3.5m $3.5m 0.04% Added +6.7k +6,664
33 Visionary Wealth Advisors 0.20% of their portfolio O'FALLON, IL 173,584173.6k $3.3m $3.3m 0.20% Added +665 +665
34 Harvest Investment Services, LLC 1.00% of their portfolio Oakbrook Terrace, IL 162,667162.7k $3.1m $3.1m 1.00% New
35 Insight Advisors, LLC/ PA 0.45% of their portfolio Newtown, PA 134,208134.2k $2.6m $2.6m 0.45% Added +435 +435
36 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 127,419127.4k $2.4m $2.4m 0.07% Added +39.4k +39,388
37 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 121,197121.2k $2.3m $2.3m 0.07% Added +66.6k +66,570
38 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 119,855119.9k $2.3m $2.3m 0.01% Added +1.6k +1,608
39 IAMS WEALTH MANAGEMENT, LLC 1.12% of their portfolio OMAHA, NE 119,341119.3k $2.3m $2.3m 1.12% Added +7.5k +7,520
40 Archer Investment Corp 0.58% of their portfolio Carmel, IN 112,263112.3k $2.2m $2.2m 0.58% Added +514 +514
41 Concurrent Investment Advisors, LLC 0.06% of their portfolio Tampa, FL 111,950112.0k $2.1m $2.1m 0.06% Reduced -12.8k -12,799
42 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 111,835111.8k $2.1m $2.1m 0.05% Reduced -357.6k -357,596
43 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 107,049107.0k $2.1m $2.1m 0.03% Added +106.6k +106,638
44 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 104,447104.4k $2.0m $2.0m 0.02% Added +16.9k +16,941
45 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 101,965102.0k $2.0m $2.0m 0.01% Added +10.6k +10,602
46 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 101,177101.2k $1.9m $1.9m 0.02% Added +10.8k +10,800
47 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 101,177101.2k $1.9m $1.9m 0.02% Added +10.8k +10,800
48 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 92,89692.9k $1.8m $1.8m 0.03% Reduced -25.5k -25,495
49 IFG Advisory, LLC 0.11% of their portfolio ATLANTA, GA 89,55189.6k $1.7m $1.7m 0.11% New
50 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 88,00388.0k $1.7m $1.7m 0.02% Reduced -7.9k -7,870
51 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 82,27782.3k $1.6m $1.6m 0.01% Added +40.3k +40,295
52 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 81,32681.3k $1.6m $1.6m 0.00% Reduced -5.3k -5,255
53 FSB PREMIER WEALTH MANAGEMENT, INC. 0.59% of their portfolio WATERLOO, IA 75,39575.4k $1.4m $1.4m 0.59% Added +28.6k +28,626
54 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 74,37874.4k $1.4m $1.4m 0.05% Added +6.4k +6,422
55 Platform Technology Partners 0.40% of their portfolio NEW YORK, NY 66,70066.7k $1.3m $1.3m 0.40% Added +21.2k +21,236
56 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 66,48566.5k $1.3m $1.3m 0.05% Reduced -94.0k -93,990
57 WealthBridge Capital Management, LLC 0.33% of their portfolio WESTERVILLE, OH 60,01660.0k $1.2m $1.2m 0.33% Added +20.1k +20,137
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 54,83854.8k $1.1m $1.1m 0.00% Added +6.3k +6,322
59 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 54,75054.8k $1.1m $1.1m 0.02% Unchanged
60 GUARDIAN WEALTH ADVISORS, LLC / NC 0.11% of their portfolio RALEIGH, NC 54,75054.8k $1.1m $1.1m 0.11% Unchanged
61 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 53,61253.6k $1.0m $1.0m 0.01% Reduced -3.0k -3,033
62 BEACON FINANCIAL GROUP 0.11% of their portfolio DALLAS, TX 52,29252.3k $1.0m $1.0m 0.11% Reduced -18.4k -18,393
63 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 50,86950.9k $976.7k $976.7k 0.03% Reduced -4.6k -4,631
64 Mariner, LLC 0.00% of their portfolio Overland Park, KS 49,05149.1k $941.8k $941.8k 0.00% Reduced -6.5k -6,469
65 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 47,31147.3k $908.4k $908.4k 0.01% Added +10.9k +10,916
66 Core Wealth Partners LLC 0.53% of their portfolio SANTA ROSA, CA 45,80245.8k $879.4k $879.4k 0.53% Added +23.7k +23,722
67 Sequent Planning LLC 0.30% of their portfolio OMAHA, NE 45,44545.4k $872.5k $872.5k 0.30% Added +236 +236
68 Darwin Wealth Management, LLC 0.24% of their portfolio TAMPA, FL 44,77144.8k $859.6k $859.6k 0.24% Added +771 +771
69 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 43,81543.8k $841.3k $841.3k 0.06% Added +7.4k +7,388
70 Maia Wealth LLC 0.20% of their portfolio DENVER, CO 41,65341.7k $791.0k $791.0k 0.20% Reduced -3.0k -2,964
71 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 40,77340.8k $782.8k $782.8k 0.03% Reduced -7.3k -7,260
72 Hilltop Holdings Inc. 0.05% of their portfolio DALLAS, TX 40,09340.1k $769.8k $769.8k 0.05% New
73 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 39,16939.2k $752.0k $752.0k 0.01% Added +10.0k +9,996
74 Coppell Advisory Solutions LLC 0.10% of their portfolio COPPELL, TX 36,16436.2k $695.8k $695.8k 0.10% Added +6.1k +6,137
75 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 34,75834.8k $667.4k $667.4k 0.01% Added +3.0k +3,019
76 COMERICA BANK 0.00% of their portfolio DALLAS, TX 34,32834.3k $659.1k $659.1k 0.00% Reduced -630 -630
77 Continuum Advisory, LLC 0.08% of their portfolio EAGLE, ID 33,80133.8k $639.5k $639.5k 0.08% Added +19.8k +19,750
78 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 33,80033.8k $648.0k $648.0k 0.00% New
79 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 33,46033.5k $642.4k $642.4k 0.03% Added +7.0k +7,037
80 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,95833.0k $632.8k $632.8k 0.00% Reduced -89.9k -89,918
81 Clarus Wealth Advisors 0.31% of their portfolio PEORIA, AZ 31,80231.8k $605.5k $605.5k 0.31% Reduced -156 -156
82 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 31,75931.8k $609.8k $609.8k 0.01% Added +4.8k +4,826
83 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 31,62631.6k $607.2k $607.2k 0.06% Added +2.3k +2,281
84 Ashton Thomas Private Wealth, LLC 0.03% of their portfolio SCOTTSDALE, AZ 31,21831.2k $599.4k $599.4k 0.03% Added +24.3k +24,321
85 Gateway Wealth Partners, LLC 0.16% of their portfolio APPLETON, WI 30,31930.3k $582.1k $582.1k 0.16% Added +4.7k +4,669
86 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 29,77429.8k $572.0k $572.0k 0.02% Added +2.5k +2,458
87 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 28,87728.9k $554.4k $554.4k 0.02% Added +18.2k +18,214
88 TCFG WEALTH MANAGEMENT, LLC 0.26% of their portfolio LAGUNA NIGUEL, CA 26,62526.6k $511.2k $511.2k 0.26% First filing
89 TFB Advisors LLC 0.15% of their portfolio OVERLAND PARK, KS 26,14826.1k $502.0k $502.0k 0.15% Added +4.0k +4,012
90 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 25,98326.0k $498.9k $498.9k 0.01% Reduced -564 -564
91 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 25,13025.1k $474.5k $474.5k 0.00% Added +8.1k +8,077
92 SignalPoint Asset Management, LLC 0.11% of their portfolio SPRINGFIELD, MO 24,96625.0k $480.3k $480.3k 0.11% Reduced -14.3k -14,272
93 DAYMARK WEALTH PARTNERS, LLC 0.02% of their portfolio CINCINNATI, OH 24,83724.8k $476.9k $476.9k 0.02% New
94 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 22,93822.9k $440.4k $440.4k 0.01% Added +3.2k +3,204
95 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 22,17222.2k $425.7k $425.7k 0.02% Added +131 +131
96 Walkner Condon Financial Advisors LLC 0.08% of their portfolio MADISON, WI 21,54821.5k $413.7k $413.7k 0.08% Added +8.9k +8,899
97 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 21,33821.3k $409.7k $409.7k 0.01% Reduced -161.0k -160,974
98 Merkkuri Wealth Advisors LLC 0.32% of their portfolio HICKSVILLE, NY 21,02821.0k $403.8k $403.8k 0.32% Added +317 +317
99 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 21,02621.0k $403.7k $403.7k 0.01% Added +5.0k +5,016
100 TWIN PEAKS WEALTH ADVISORS, LLC 0.18% of their portfolio SAN FRANCISCO, CA 20,71320.7k $397.7k $397.7k 0.18% New