Vault-13

FIRST TR EXCHANGE-TRADED FD FTCB

CORE INVESTMENT · ETP · CUSIP 33738D788

172 institutional holders +29 vs Q3 2025
67,255,80467.3m shares reported held*
$1.4bnreported value*
31 new 99 added 29 reduced 6 sold out net bought ≈ $309.3m (+14.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.23.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q4 23: 10Q1 24: 14Q2 24: 17Q3 24: 25Q4 24: 63Q1 25: 103Q2 25: 129Q3 25: 143Q4 25: 172172Q4 23Q2 24Q4 24Q2 25Q4 25
Numbers
QuarterHolders
Q4 202310
Q1 202414
Q2 202417
Q3 202425
Q4 202463
Q1 2025103
Q2 2025129
Q3 2025143
Q4 2025172

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 11 bought or addedQ1 24: 3 cut or sold outQ2 24: 9 bought or addedQ2 24: 4 cut or sold outQ2 24Q3 24: 19 bought or addedQ3 24: 6 cut or sold outQ4 24: 54 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 92 bought or addedQ1 25: 10 cut or sold outQ2 25: 106 bought or addedQ2 25: 24 cut or sold outQ2 25Q3 25: 109 bought or addedQ3 25: 31 cut or sold outQ4 25: 130 bought or addedQ4 25: 35 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024113
Q2 202494
Q3 2024196
Q4 2024548
Q1 20259210
Q2 202510624
Q3 202510931
Q4 202513035

Biggest buyers

LPL Financial LLC Added +3,649,333+3.6m
RAYMOND JAMES FINANCIAL INC Added +2,270,064+2.3m
ENVESTNET ASSET MANAGEMENT INC Added +1,189,496+1.2m
KINTRA WEALTH, LLC New +931,440+931.4k
MORGAN STANLEY Added +871,355+871.4k
Arax Advisory Partners New +542,764+542.8k
CONSOLIDATED CAPITAL MANAGEMENT, LLC New +541,198+541.2k
Mach-1 Financial Group, LLC New +540,149+540.1k
APS Management Group, Inc. Added +383,753+383.8k
Cetera Investment Advisers Added +344,731+344.7k

Biggest sellers

McCarthy & Cox Reduced -919,975-920.0k
OLD MISSION CAPITAL LLC Reduced -127,694-127.7k
Sanctuary Advisors, LLC Reduced -123,477-123.5k
JANE STREET GROUP, LLC Sold out -115,702-115.7k
Sigma Planning Corp Reduced -65,838-65.8k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -45,339-45.3k
OSAIC HOLDINGS, INC. Reduced -38,857-38.9k
GPS Wealth Strategies Group, LLC Reduced -28,728-28.7k
Maia Wealth LLC Reduced -26,348-26.3k
Signal Advisors Wealth, LLC Sold out -21,912-21.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-07-14 17.2% -1.4 pts 21.0m≈ $437.4m 2026-07-14

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 12,413,45812.4m $263.5m $263.5m 0.07% Added +3.6m +3,649,333
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,203,2046.2m $131.7m $131.7m 0.01% Added +871.4k +871,355
3 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 4,626,4154.6m $98.2m $98.2m 0.03% Added +1.2m +1,189,496
4 LVZ, Inc. 7.35% of their portfolio Holland, MI 3,097,7633.1m $65.8m $65.8m 7.35% Added +23.0k +22,959
5 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 2,283,3942.3m $48.5m $48.5m 0.02% Added +2.3m +2,270,064
6 Long Run Wealth Advisors, LLC 8.93% of their portfolio Lake Placid, NY 2,231,5682.2m $47.4m $47.4m 8.93% Added +63.3k +63,259
7 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 2,138,0232.1m $45.4m $45.4m 0.04% Added +35.0k +34,969
8 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 2,107,7212.1m $44.7m $44.7m 0.05% Added +344.7k +344,731
9 Kestra Advisory Services, LLC 0.14% of their portfolio AUSTIN, TX 1,653,6751.7m $35.1m $35.1m 0.14% Added +50.5k +50,477
10 Seascape Capital Management 8.63% of their portfolio PORTSMOUTH, NH 1,429,9531.4m $30.4m $30.4m 8.63% Added +103.9k +103,899
11 &PARTNERS 0.15% of their portfolio NASHVILLE, TN 1,343,2471.3m $28.5m $28.5m 0.15% Added +33.5k +33,468
12 STEPHENS INC /AR/ 0.33% of their portfolio LITTLE ROCK, AR 1,260,6691.3m $26.8m $26.8m 0.33% Added +43.4k +43,396
13 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 1,221,1911.2m $25.9m $25.9m 0.07% Added +199.4k +199,356
14 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 1,111,8151.1m $23.6m $23.6m 0.03% Reduced -38.9k -38,857
15 Prospera Financial Services Inc 0.37% of their portfolio Dallas, TX 1,068,1371.1m $22.7m $22.7m 0.37% Added +111.6k +111,644
16 Pine Valley Investments Ltd Liability Co 1.13% of their portfolio MARLTON, NJ 1,066,9491.1m $22.7m $22.7m 1.13% Added +20.2k +20,241
17 HARBOUR INVESTMENTS, INC. 0.43% of their portfolio MADISON, WI 992,524992.5k $21.1m $21.1m 0.43% Added +90.4k +90,379
18 Cyndeo Wealth Partners, LLC 1.12% of their portfolio ST. PETERSBURG, FL 979,014979.0k $20.8m $20.8m 1.12% Added +46.4k +46,429
19 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 958,483958.5k $20.3m $20.3m 0.10% Added +174.0k +174,035
20 KINTRA WEALTH, LLC 2.76% of their portfolio WILLIAMSPORT, PA 931,440931.4k $19.8m $19.8m 2.76% New
21 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 847,936847.9k $18.0m $18.0m 0.01% Added +248.2k +248,229
22 BENJAMIN EDWARDS INC 0.19% of their portfolio Clayton, MO 815,081815.1k $17.3m $17.3m 0.19% Added +240.5k +240,531
23 First Heartland Consultants, Inc. 1.18% of their portfolio LAKE ST. LOUIS, MO 730,667730.7k $15.5m $15.5m 1.18% Added +169.7k +169,701
24 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 634,428634.4k $13.5m $13.5m 0.03% Added +111.9k +111,901
25 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 566,518566.5k $12.0m $12.0m 0.08% Added +76.4k +76,368
26 Arax Advisory Partners 0.34% of their portfolio NEW YORK, NY 542,764542.8k $11.5m $11.5m 0.34% New
27 CONSOLIDATED CAPITAL MANAGEMENT, LLC 3.48% of their portfolio BURBANK, CA 541,198541.2k $11.5m $11.5m 3.48% New
28 Mach-1 Financial Group, LLC 2.36% of their portfolio Rogers, AR 540,149540.1k $11.5m $11.5m 2.36% New
29 Centennial Wealth Advisory LLC 3.02% of their portfolio Traverse City, MI 538,174538.2k $11.4m $11.4m 3.02% Reduced -9.6k -9,600
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 479,888479.9k $10.2m $10.2m 0.00% Added +71.6k +71,616
31 HBW ADVISORY SERVICES LLC 1.09% of their portfolio SIMI VALLEY, CA 473,609473.6k $10.1m $10.1m 1.09% Added +112.8k +112,795
32 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 460,474460.5k $9.8m $9.8m 0.02% Added +74.7k +74,662
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 445,628445.6k $9.5m $9.5m 0.00% Added +98.0k +98,004
34 APS Management Group, Inc. 7.87% of their portfolio TORRANCE, CA 432,838432.8k $9.2m $9.2m 7.87% Added +383.8k +383,753
35 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 380,580380.6k $8.1m $8.1m 0.06% Added +87.5k +87,524
36 Concurrent Investment Advisors, LLC 0.08% of their portfolio Tampa, FL 346,090346.1k $7.3m $7.3m 0.08% Added +60.3k +60,287
37 MGO ONE SEVEN LLC 0.15% of their portfolio Beachwood, OH 339,272339.3k $7.2m $7.2m 0.15% Added +309.0k +309,021
38 AIFG Consultants Ltd. 12.13% of their portfolio HALFMOON, NY 332,811332.8k $7.1m $7.1m 12.13% Added +58.3k +58,296
39 Philip James Wealth Mangement, LLC 0.71% of their portfolio MILTON, GA 288,237288.2k $6.1m $6.1m 0.71% Reduced -6.9k -6,875
40 IAMS WEALTH MANAGEMENT, LLC 2.09% of their portfolio OMAHA, NE 272,185272.2k $5.8m $5.8m 2.09% Added +125.3k +125,257
41 FSB PREMIER WEALTH MANAGEMENT, INC. 1.82% of their portfolio WATERLOO, IA 269,574269.6k $5.7m $5.7m 1.82% Added +8.3k +8,324
42 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 266,923266.9k $5.7m $5.7m 0.01% Added +101.5k +101,523
43 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 244,196244.2k $5.2m $5.2m 0.14% Reduced -65.8k -65,838
44 IHT Wealth Management, LLC 0.12% of their portfolio Chicago, IL 238,185238.2k $5.1m $5.1m 0.12% Added +3.0k +2,985
45 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 231,832231.8k $4.9m $4.9m 0.11% Added +38.7k +38,740
46 Sun Financial Inc 2.72% of their portfolio MIDVALE, UT 229,640229.6k $4.9m $4.9m 2.72% First filing
47 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 221,404221.4k $4.7m $4.7m 0.02% Reduced -705 -705
48 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 216,477216.5k $4.6m $4.6m 0.03% Reduced -123.5k -123,477
49 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 210,485210.5k $4.5m $4.5m 0.03% Added +27.3k +27,318
50 SUMMIT WEALTH GROUP LLC / CO 0.57% of their portfolio COLORADO SPRINGS, CO 201,943201.9k $4.3m $4.3m 0.57% New
51 Wagner Wealth Management, Corp 4.08% of their portfolio CONYNGHAM, PA 194,878194.9k $4.1m $4.1m 4.08% First filing
52 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 184,050184.1k $3.9m $3.9m 0.06% Added +23.0k +23,047
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 180,443180.4k $3.8m $3.8m 0.00% Added +150.6k +150,602
54 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 179,673179.7k $3.8m $3.8m 0.05% Added +7.4k +7,428
55 Gateway Wealth Partners, LLC 0.41% of their portfolio APPLETON, WI 172,841172.8k $3.7m $3.7m 0.41% Added +23.2k +23,211
56 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 170,700170.7k $3.6m $3.6m 0.04% Added +8.8k +8,847
57 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 169,745169.7k $3.6m $3.6m 0.04% Added +9.0k +8,993
58 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 162,272162.3k $3.4m $3.4m 0.09% Added +41.9k +41,910
59 Ferguson Shapiro LLC 1.04% of their portfolio DECATUR, GA 158,824158.8k $3.4m $3.4m 1.04% New
60 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 158,228158.2k $3.4m $3.4m 0.03% Added +26.1k +26,064
61 Acorn Wealth Advisors, LLC 0.92% of their portfolio Grand Blanc, MI 145,546145.5k $3.1m $3.1m 0.92% Added +27.3k +27,324
62 Ashton Thomas Private Wealth, LLC 0.07% of their portfolio SCOTTSDALE, AZ 143,352143.4k $3.0m $3.0m 0.07% Added +47.9k +47,907
63 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 143,242143.2k $3.0m $3.0m 0.03% Added +27.1k +27,149
64 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 139,948139.9k $3.0m $3.0m 0.04% Added +10.5k +10,483
65 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 132,664132.7k $2.8m $2.8m 0.01% Added +19.5k +19,546
66 Coppell Advisory Solutions LLC 0.27% of their portfolio COPPELL, TX 127,042127.0k $2.7m $2.7m 0.27% Added +21.8k +21,751
67 Blackhawk Capital Partners, LLC 1.00% of their portfolio THIENSVILLE, WI 124,796124.8k $2.6m $2.6m 1.00% New
68 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 119,289119.3k $2.5m $2.5m 0.08% Reduced -670 -670
69 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 104,821104.8k $2.2m $2.2m 0.03% Reduced -1.9k -1,897
70 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 103,461103.5k $2.2m $2.2m 0.00% Added +66.7k +66,681
71 Pacific Excel Wealth Advisors, Inc. 3.81% of their portfolio WALNUT CREEK, CA 94,96295.0k $2.0m $2.0m 3.81% First filing
72 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 90,95091.0k $1.9m $1.9m 0.09% Added +71.7k +71,650
73 INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio SAN DIEGO, CA 86,62486.6k $1.8m $1.8m 0.04% Reduced -45.3k -45,339
74 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 79,51179.5k $1.7m $1.7m 0.03% Added +17.0k +16,957
75 TRANSCEND CAPITAL ADVISORS, LLC 0.13% of their portfolio MADISON, NJ 79,09779.1k $1.7m $1.7m 0.13% Reduced -85 -85
76 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 78,41878.4k $1.7m $1.7m 0.02% New
77 PKS Advisory Services, LLC 0.38% of their portfolio ALBANY, NY 78,07778.1k $1.7m $1.7m 0.38% Reduced -337 -337
78 Concorde Asset Management, LLC 0.65% of their portfolio ANN ARBOR, MI 75,96976.0k $1.6m $1.6m 0.65% Added +23.2k +23,162
79 CRUX WEALTH ADVISORS 0.59% of their portfolio LONG BEACH, CA 74,70274.7k $1.6m $1.6m 0.59% New
80 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 74,42974.4k $1.6m $1.6m 0.00% Added +18.9k +18,910
81 Balboa Wealth Partners 0.24% of their portfolio SCOTTSDALE, AZ 68,99869.0k $1.5m $1.5m 0.24% Added +7.4k +7,447
82 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 66,66166.7k $1.4m $1.4m 0.02% Added +6.3k +6,327
83 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 66,63766.6k $1.4m $1.4m 0.02% Added +50.1k +50,070
84 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 65,04765.0k $1.4m $1.4m 0.05% New
85 Pinnacle Family Advisors, LLC 0.58% of their portfolio Springfield, MO 62,18462.2k $1.3m $1.3m 0.58% Added +4.0k +4,001
86 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 61,78961.8k $1.3m $1.3m 0.03% Added +8.9k +8,941
87 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 61,11261.1k $1.3m $1.3m 0.05% Reduced -127.7k -127,694
88 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 60,36260.4k $1.3m $1.3m 0.04% New
89 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 58,67758.7k $1.2m $1.2m 0.05% Added +11.2k +11,159
90 Silver Grove Financial Group, Inc. 1.05% of their portfolio ORCHARD PARK, NY 56,71556.7k $1.2m $1.2m 1.05% Unchanged
91 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 53,90453.9k $1.1m $1.1m 0.02% Added +1.8k +1,789
92 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 52,00752.0k $1.1m $1.1m 0.02% Added +1.8k +1,836
93 BAM Wealth Management, LLC 0.79% of their portfolio LAKEWOOD, CO 51,55551.6k $1.1m $1.1m 0.79% New
94 Maia Wealth LLC 0.19% of their portfolio DENVER, CO 51,26951.3k $1.1m $1.1m 0.19% Reduced -26.3k -26,348
95 Impact Partnership Wealth, LLC 0.13% of their portfolio MARIETTA, GA 48,15748.2k $1.0m $1.0m 0.13% Reduced -903 -903
96 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 44,57844.6k $946.4k $946.4k 0.02% New
97 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 44,31944.3k $940.9k $940.9k 0.02% Added +26 +26
98 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 43,91043.9k $932.2k $932.2k 0.00% Added +57 +57
99 Keystone Wealth Services, LLC 0.20% of their portfolio PALM DESERT, CA 43,61443.6k $925.9k $925.9k 0.20% Added +4.2k +4,178
100 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 41,56641.6k $882.4k $882.4k 0.03% New