Vault-13

FIRST TR EXCHANGE-TRADED FD FTCB

CORE INVESTMENT · ETP · CUSIP 33738D788

63 institutional holders +38 vs Q3 2024
17,469,95817.5m shares reported held*
$360.5mreported value*
37 new 17 added 2 reduced 6 sold out net bought ≈ $327.0m (+15.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($43.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $20.64.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q4 23: 10Q1 24: 14Q2 24: 17Q3 24: 25Q4 24: 6363Q4 23Q1 24Q2 24Q3 24Q4 24
Numbers
QuarterHolders
Q4 202310
Q1 202414
Q2 202417
Q3 202425
Q4 202463

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 11 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 9 bought or addedQ2 24: 4 cut or sold outQ2 24Q3 24: 19 bought or addedQ3 24: 6 cut or sold outQ3 24Q4 24: 54 bought or addedQ4 24: 8 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2024113
Q2 202494
Q3 2024196
Q4 2024548

Biggest buyers

MORGAN STANLEY New +3,271,631+3.3m
LVZ, Inc. New +2,753,129+2.8m
LPL Financial LLC New +2,151,825+2.2m
ENVESTNET ASSET MANAGEMENT INC New +1,790,140+1.8m
Cyndeo Wealth Partners, LLC New +857,421+857.4k
Kestra Advisory Services, LLC New +741,859+741.9k
Prospera Financial Services Inc New +576,054+576.1k
FIRST TRUST ADVISORS LP New +532,647+532.6k
Cetera Investment Advisers New +443,021+443.0k
JANE STREET GROUP, LLC Added +312,303+312.3k

Biggest sellers

GOLDMAN SACHS GROUP INC Sold out -150,000-150.0k
OneDigital Investment Advisors LLC Sold out -41,183-41.2k
FLOW TRADERS U.S. LLC Sold out -39,247-39.2k
Herold Advisors, Inc. Sold out -10,540-10.5k
Clear Point Advisors Inc. Sold out -5,294-5.3k
Onyx Bridge Wealth Group LLC Reduced -387-387
Clarus Wealth Advisors Reduced -298-298
Capital Investment Advisory Services, LLC Sold out -284-284

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.4 pts · filed 2026-07-14 17.2% -1.4 pts 21.0m≈ $437.4m 2026-07-14

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,271,6313.3m $67.6m $67.6m 0.00% New
2 LVZ, Inc. 7.29% of their portfolio Holland, MI 2,753,1292.8m $56.9m $56.9m 7.29% New
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,151,8252.2m $44.4m $44.4m 0.02% New
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,790,1401.8m $37.0m $37.0m 0.01% New
5 Cyndeo Wealth Partners, LLC 1.20% of their portfolio ST. PETERSBURG, FL 857,421857.4k $17.7m $17.7m 1.20% New
6 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 741,859741.9k $15.3m $15.3m 0.08% New
7 Prospera Financial Services Inc 0.28% of their portfolio Dallas, TX 576,054576.1k $11.9m $11.9m 0.28% New
8 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 532,647532.6k $11.0m $11.0m 0.01% New
9 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 443,021443.0k $9.1m $9.1m 0.02% New
10 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 399,938399.9k $8.3m $8.3m 0.03% Added +181.6k +181,604
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 333,943333.9k $6.9m $6.9m 0.01% Added +20.9k +20,861
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 325,001325.0k $6.7m $6.7m 0.01% Added +312.3k +312,303
13 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 267,578267.6k $5.5m $5.5m 0.02% New
14 Philip James Wealth Mangement, LLC 0.68% of their portfolio MILTON, GA 256,511256.5k $5.3m $5.3m 0.68% New
15 HBW ADVISORY SERVICES LLC 0.48% of their portfolio SIMI VALLEY, CA 224,480224.5k $4.6m $4.6m 0.48% Added +15.7k +15,718
16 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 221,955222.0k $4.6m $4.6m 0.00% New
17 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 188,153188.2k $3.9m $3.9m 0.01% New
18 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 184,739184.7k $3.8m $3.8m 0.04% New
19 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 184,739184.7k $3.8m $3.8m 0.04% New
20 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 183,541183.5k $3.8m $3.8m 0.03% New
21 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 168,346168.3k $3.5m $3.5m 0.10% Added +30.4k +30,401
22 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 130,558130.6k $2.7m $2.7m 0.04% Added +90.4k +90,377
23 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 123,803123.8k $2.6m $2.6m 0.02% Added +46.1k +46,086
24 Stenger Family Office, LLC 0.75% of their portfolio Naperville, IL 117,183117.2k $2.2m $2.2m 0.75% First filing
25 Centennial Wealth Advisory LLC 0.75% of their portfolio Traverse City, MI 92,43492.4k $1.9m $1.9m 0.75% Added +64.4k +64,443
26 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 90,26590.3k $1.9m $1.9m 0.02% New
27 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 90,03690.0k $1.9m $1.9m 0.02% New
28 Acorn Wealth Advisors, LLC 0.64% of their portfolio Grand Blanc, MI 75,60775.6k $1.6m $1.6m 0.64% New
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 66,38566.4k $1.4m $1.4m 0.00% Added +28.1k +28,080
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 63,38363.4k $1.3m $1.3m 0.00% Added +54.3k +54,301
31 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 60,87860.9k $1.3m $1.3m 0.02% New
32 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 60,27860.3k $1.2m $1.2m 0.01% Added +33.2k +33,163
33 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 54,93954.9k $1.1m $1.1m 0.00% Added +41.4k +41,423
34 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 39,72139.7k $821.0k $821.0k 0.02% New
35 GPS Wealth Strategies Group, LLC 0.10% of their portfolio CENTENNIAL, CO 39,19939.2k $809.5k $809.5k 0.10% Added +512 +512
36 Maia Wealth LLC 0.16% of their portfolio DENVER, CO 35,47335.5k $733.6k $733.6k 0.16% Added +4.0k +4,044
37 Vestmark Advisory Solutions, Inc. 0.02% of their portfolio Wakefield, MA 34,14634.1k $705.1k $705.1k 0.02% New
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 25,31125.3k $522.9k $522.9k 0.03% Added +25.3k +25,311
39 Impact Partnership Wealth, LLC 0.09% of their portfolio MARIETTA, GA 21,89521.9k $452.1k $452.1k 0.09% New
40 Onyx Bridge Wealth Group LLC 0.06% of their portfolio TARRYTOWN, NY 20,96321.0k $432.9k $432.9k 0.06% Reduced -387 -387
41 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 19,82119.8k $409.3k $409.3k 0.01% New
42 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 18,60018.6k $384.0k $384.0k 0.00% New
43 Clarus Wealth Advisors 0.18% of their portfolio PEORIA, AZ 17,29517.3k $352.1k $352.1k 0.18% Reduced -298 -298
44 Faithward Advisors, LLC 0.06% of their portfolio LANCASTER, PA 15,76315.8k $325.5k $325.5k 0.06% Added +1.5k +1,499
45 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 11,87311.9k $249.0k $249.0k 0.00% Added +60 +60
46 OneAscent Financial Services LLC 0.02% of their portfolio BIRMINGHAM, AL 11,73311.7k $242.0k $242.0k 0.02% New
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,52611.5k $238.0k $238.0k 0.00% New
48 Hilltop Holdings Inc. 0.01% of their portfolio DALLAS, TX 10,79410.8k $222.9k $222.9k 0.01% New
49 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,72610.7k $221.5k $221.5k 0.00% New
50 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 9,1749.2k $189.4k $189.4k 0.00% New
51 Kestra Investment Management, LLC 0.01% of their portfolio AUSTIN, TX 8,9799.0k $185.4k $185.4k 0.01% New
52 Topsail Wealth Management, LLC 0.02% of their portfolio CHARLOTTE, NC 5,3355.3k $110.2k $110.2k 0.02% First filing
53 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,2135.2k $108.0k $108.0k 0.00% New
54 Raleigh Capital Management Inc. 0.04% of their portfolio CARY, NC 4,5174.5k $93.3k $93.3k 0.04% New
55 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,4682.5k $51.0k $51.0k 0.00% New
56 Quest 10 Wealth Builders, Inc. 0.04% of their portfolio Fuquay-Varina, VA 2,1232.1k $43.8k $43.8k 0.04% First filing
57 HANTZ FINANCIAL SERVICES, INC. 0.00% of their portfolio SOUTHFIELD, MI 2,1022.1k $43.0k $43.0k 0.00% Not comparable
58 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,7451.7k $36.0k $36.0k 0.00% New
59 FLP Wealth Management, LLC 0.09% of their portfolio BENTONVILLE, AR 1,6971.7k $35.0k $35.0k 0.09% First filing
60 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 806806 $16.6k $16.6k 0.00% New
61 Sugarloaf Wealth Management, LLC 0.00% of their portfolio DULUTH, GA 387387 $8.0k $8.0k 0.00% New
62 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 256256 $5.3k $5.3k 0.00% First filing
63 Capital A Wealth Management, LLC 0.00% of their portfolio CRANBERRY TWP, PA 4040 $826 $826 0.00% First filing