Vault-13

FIRST TR EXCHANGE-TRADED FD CAAA

AAA CMBS ETF · ETP · CUSIP 33738D762

21 institutional holders +0 vs Q1 2026
1,581,5201.6m shares reported held*
$32.1mreported value*
1 new 11 added 5 reduced 1 sold out net bought ≈ $4.3m (+213.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.31.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q1 24: 6Q2 24: 8Q3 24: 10Q4 24: 12Q1 25: 15Q2 25: 14Q3 25: 18Q4 25: 19Q1 26: 21Q2 26: 2121Q1 24Q3 24Q1 25Q3 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 20246
Q2 20248
Q3 202410
Q4 202412
Q1 202515
Q2 202514
Q3 202518
Q4 202519
Q1 202621
Q2 202621

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 5 bought or addedQ3 24: 3 cut or sold outQ4 24: 5 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 7 bought or addedQ1 25: 7 cut or sold outQ2 25: 8 bought or addedQ2 25: 9 cut or sold outQ2 25Q3 25: 14 bought or addedQ3 25: 0 cut or sold outQ4 25: 11 bought or addedQ4 25: 7 cut or sold outQ4 25Q1 26: 12 bought or addedQ1 26: 9 cut or sold outQ2 26: 12 bought or addedQ2 26: 6 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202453
Q4 202455
Q1 202577
Q2 202589
Q3 2025140
Q4 2025117
Q1 2026129
Q2 2026126

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +123,877+123.9k
STAR Financial Bank Added +75,370+75.4k
Platform Technology Partners Added +75,326+75.3k
Farther Finance Advisors, LLC Added +13,812+13.8k
Prospera Financial Services Inc Added +8,172+8.2k
Fearless Solutions, LLC dba Best Invest Added +7,300+7.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +3,750+3.8k
United Advisor Group, LLC Added +2,604+2.6k
JANE STREET GROUP, LLC Added +1,316+1.3k
Ashton Thomas Private Wealth, LLC Added +1,224+1.2k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -42,455-42.5k
Kestra Advisory Services, LLC Reduced -31,309-31.3k
FLOW TRADERS U.S. LLC Sold out -23,056-23.1k
Belpointe Asset Management LLC Reduced -3,242-3.2k
INSPIRION WEALTH ADVISORS, LLC Reduced -400-400
Financial Network Wealth Advisors LLC Reduced -114-114

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
STAR Financial Bank 13G · institution new · filed 2026-08-07 36.9% new 626.5k≈ $12.7m 2026-08-07

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.5%, 2026-04-30)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STAR Financial Bank 5.18% of their portfolio FORT WAYNE, IN 626,482626.5k $12.7m $12.7m 5.18% Added +75.4k +75,370
2 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 295,916295.9k $6.0m $6.0m 0.09% Added +8.2k +8,172
3 Platform Technology Partners 0.56% of their portfolio NEW YORK, NY 169,633169.6k $3.4m $3.4m 0.56% Added +75.3k +75,326
4 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 137,011137.0k $2.8m $2.8m 0.00% Added +123.9k +123,877
5 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 77,04077.0k $1.6m $1.6m 0.01% Added +13.8k +13,812
6 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 67,79067.8k $1.4m $1.4m 0.00% Unchanged
7 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 54,60154.6k $1.1m $1.1m 0.00% Reduced -31.3k -31,309
8 INSPIRION WEALTH ADVISORS, LLC 0.07% of their portfolio LIBERTYVILLE, IL 29,95930.0k $608.6k $608.6k 0.07% Reduced -400 -400
9 Fearless Solutions, LLC dba Best Invest 0.31% of their portfolio SAN ANTONIO, TX 29,21229.2k $593.3k $593.3k 0.31% Added +7.3k +7,300
10 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 24,76524.8k $503.0k $503.0k 0.02% Reduced -3.2k -3,242
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 14,88414.9k $302.3k $302.3k 0.00% Added +1.3k +1,316
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 13,28913.3k $269.9k $269.9k 0.00% Reduced -42.5k -42,455
13 United Advisor Group, LLC 0.03% of their portfolio CINCINNATI, OH 12,48012.5k $253.5k $253.5k 0.03% Added +2.6k +2,604
14 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 11,04211.0k $224.3k $224.3k 0.00% Added +1.2k +1,224
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,1226.1k $124.4k $124.4k 0.00% Added +1.1k +1,102
16 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 3,7503.8k $76.2k $76.2k 0.00% New
17 Financial Network Wealth Advisors LLC 0.07% of their portfolio MURRAY, UT 3,3123.3k $67.3k $67.3k 0.07% Reduced -114 -114
18 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 3,0003.0k $60.9k $60.9k 0.00% Unchanged
19 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 968968 $19.7k $19.7k 0.00% Unchanged
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 215215 $4.4k $4.4k 0.00% Added +203 +203
21 Rossby Financial, LCC 0.00% of their portfolio MELBOURNE, FL 4949 $995 $995 0.00% Unchanged