Vault-13

FIRST TR EXCHANGE-TRADED FD HYLS

FIRST TR TA HIYL · ETP · CUSIP 33738D408

215 institutional holders +2 vs Q2 2024
30,298,64430.3m shares reported held*
$986.1mreported value*
20 new 88 added 77 reduced 20 sold out net bought ≈ $71.1m (+8.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.55.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 203Q4 22: 220Q1 23: 204Q2 23: 212Q3 23: 199Q4 23: 211Q1 24: 206Q2 24: 213Q3 24: 215215Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022203
Q4 2022220
Q1 2023204
Q2 2023212
Q3 2023199
Q4 2023211
Q1 2024206
Q2 2024213
Q3 2024215

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 117 cut or sold outQ1 23: 98 bought or addedQ1 23: 104 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 97 cut or sold outQ3 23: 91 bought or addedQ3 23: 103 cut or sold outQ3 23Q4 23: 88 bought or addedQ4 23: 110 cut or sold outQ1 24: 106 bought or addedQ1 24: 91 cut or sold outQ1 24Q2 24: 99 bought or addedQ2 24: 99 cut or sold outQ3 24: 108 bought or addedQ3 24: 97 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202284117
Q1 202398104
Q2 20239897
Q3 202391103
Q4 202388110
Q1 202410691
Q2 20249999
Q3 202410897

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +6,788,436+6.8m
MORGAN STANLEY Added +982,424+982.4k
LPL Financial LLC Added +668,100+668.1k
FIRST TRUST ADVISORS LP Added +228,453+228.5k
UBS Group AG Added +152,350+152.3k
HERITAGE OAK WEALTH ADVISORS LLC New +75,497+75.5k
GeoWealth Management, LLC Added +63,448+63.4k
RAYMOND JAMES & ASSOCIATES Added +61,485+61.5k
STEPHENS INC /AR/ Added +61,104+61.1k
EWG Elevate Inc. Added +47,801+47.8k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -336,686-336.7k
WELLS FARGO & COMPANY/MN Reduced -183,195-183.2k
BANK OF AMERICA CORP /DE/ Reduced -114,525-114.5k
Kingsview Wealth Management, LLC Reduced -108,194-108.2k
Thrivent Financial for Lutherans Sold out -88,340-88.3k
Prospera Financial Services Inc Reduced -84,295-84.3k
Baird Financial Group, Inc. Reduced -46,639-46.6k
One Capital Management, LLC Reduced -44,955-45.0k
Elevated Capital Advisors, LLC Reduced -37,533-37.5k
STIFEL FINANCIAL CORP Reduced -25,936-25.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.7 pts · filed 2026-07-17 31.1% +2.7 pts 12.6m≈ $511.3m 2026-07-17

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.54% of their portfolio ORLANDO, FL 6,800,2846.8m $196.2k $196.2k 0.54% Added +6.8m +6,788,436
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,311,4965.3m $222.9m $222.9m 0.02% Added +982.4k +982,424
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,181,2093.2m $133.5m $133.5m 0.06% Added +668.1k +668,100
4 FIRST TRUST ADVISORS LP 0.11% of their portfolio Wheaton, IL 2,803,1422.8m $117.6m $117.6m 0.11% Added +228.5k +228,453
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,085,6082.1m $87.5m $87.5m 0.02% Reduced -183.2k -183,195
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,049,9541.0m $44.1m $44.1m 0.01% Added +152.3k +152,350
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 712,389712.4k $29.9m $29.9m 0.01% Added +22.5k +22,545
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 420,836420.8k $17.7m $17.7m 0.00% Reduced -114.5k -114,525
9 PARK NATIONAL CORP /OH/ 0.50% of their portfolio NEWARK, OH 337,140337.1k $14.1m $14.1m 0.50% Reduced -19.9k -19,876
10 One Capital Management, LLC 0.41% of their portfolio WESTLAKE VILLAGE, CA 307,171307.2k $12.9m $12.9m 0.41% Reduced -45.0k -44,955
11 KMG FIDUCIARY PARTNERS, LLC 1.11% of their portfolio TOLEDO, OH 305,406305.4k $12.8m $12.8m 1.11% Added +35.9k +35,931
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 303,830303.8k $12.7m $12.7m 0.00% Added +47.2k +47,244
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 280,616280.6k $11.8m $11.8m 0.01% Added +61.5k +61,485
14 Kingsview Wealth Management, LLC 0.20% of their portfolio GRANTS PASS, OR 228,473228.5k $9.6m $9.6m 0.20% Reduced -108.2k -108,194
15 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 212,117212.1k $8.9m $8.9m 0.02% Added +10.9k +10,939
16 Concurrent Investment Advisors, LLC 0.26% of their portfolio Tampa, FL 208,021208.0k $8.7m $8.7m 0.26% Added +8.1k +8,112
17 Clear Creek Financial Management, LLC 0.89% of their portfolio SILVERDALE, WA 188,195188.2k $7.9m $7.9m 0.89% Added +7.4k +7,357
18 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 176,396176.4k $7.4m $7.4m 0.05% Reduced -5.7k -5,681
19 HBW ADVISORY SERVICES LLC 1.02% of their portfolio SIMI VALLEY, CA 165,773165.8k $7.0m $7.0m 1.02% Added +8.4k +8,382
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 164,262164.3k $6.9m $6.9m 0.01% Reduced -25.9k -25,936
21 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 160,778160.8k $6.7m $6.7m 0.02% Reduced -3.2k -3,174
22 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 121,910121.9k $5.1m $5.1m 0.07% Added +11.6k +11,590
23 Visionary Wealth Advisors 0.31% of their portfolio O'FALLON, IL 119,591119.6k $5.0m $5.0m 0.31% Added +686 +686
24 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 105,301105.3k $4.4m $4.4m 0.00% Reduced -8.2k -8,204
25 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 101,700101.7k $4.3m $4.3m 0.01% Added +31.4k +31,400
26 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 99,986100.0k $4.2m $4.2m 0.01% Reduced -2.4k -2,446
27 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 99,45699.5k $4.2m $4.2m 0.01% Added +26.4k +26,411
28 EWG Elevate Inc. 1.67% of their portfolio ROSEVILLE, CA 99,14399.1k $4.2m $4.2m 1.67% Added +47.8k +47,801
29 Prostatis Group LLC 1.35% of their portfolio HANOVER, MD 98,66198.7k $4.1m $4.1m 1.35% Added +7.3k +7,283
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 97,70097.7k $4.1m $4.1m 0.01% Added +9.1k +9,147
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 95,13095.1k $4.0m $4.0m 0.01% Reduced -336.7k -336,686
32 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 90,32990.3k $3.8m $3.8m 0.02% Added +8.5k +8,545
33 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 84,80684.8k $3.6m $3.6m 0.02% Reduced -12.0k -11,984
34 Darwin Wealth Management, LLC 0.92% of their portfolio TAMPA, FL 80,28880.3k $3.4m $3.4m 0.92% Reduced -4.5k -4,529
35 NEW WAVE WEALTH ADVISORS LLC 1.46% of their portfolio SPRINGDALE, AR 75,49775.5k $3.2m $3.2m 1.46% Added +1.9k +1,913
36 HERITAGE OAK WEALTH ADVISORS LLC 1.46% of their portfolio SANTA ROSA BEACH, FL 75,49775.5k $3.2m $3.2m 1.46% New
37 WEDBUSH SECURITIES INC 0.12% of their portfolio PASADENA, CA 75,44975.4k $3.2m $3.2m 0.12% Reduced -1.1k -1,089
38 Janney Capital Management LLC 0.21% of their portfolio PITTSBURGH, PA 74,27674.3k $3.1m $3.1m 0.21% Reduced -1.2k -1,234
39 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 73,68773.7k $3.1m $3.1m 0.01% Added +30.5k +30,477
40 Kovack Advisors, Inc. 0.33% of their portfolio FT. LAUDERDALE, FL 73,46173.5k $3.1m $3.1m 0.33% Reduced -651 -651
41 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 71,73671.7k $3.0m $3.0m 0.02% Added +3.7k +3,716
42 Harvest Investment Services, LLC 0.95% of their portfolio Oakbrook Terrace, IL 70,90670.9k $3.0m $3.0m 0.95% Added +40.4k +40,433
43 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 70,35570.4k $3.0m $3.0m 0.04% Added +61.1k +61,104
44 Brendel Financial Advisors LLC 1.66% of their portfolio HANOVER, NH 69,75269.8k $2.9m $2.9m 1.66% Reduced -8.5k -8,451
45 GeoWealth Management, LLC 0.10% of their portfolio CHICAGO, IL 69,10669.1k $2.9m $2.9m 0.10% Added +63.4k +63,448
46 Elevation Capital Advisory, LLC 1.28% of their portfolio BEND, OR 69,10669.1k $2.9m $2.9m 1.28% Added +973 +973
47 Vestmark Advisory Solutions, Inc. 0.11% of their portfolio Wakefield, MA 67,59967.6k $2.8m $2.8m 0.11% Added +38.3k +38,308
48 CWM, LLC 0.01% of their portfolio OMAHA, NE 66,83866.8k $2.8m $2.8m 0.01% Reduced -743 -743
49 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 62,59262.6k $2.6m $2.6m 0.01% Reduced -545 -545
50 Blackhawk Capital Partners, LLC 1.39% of their portfolio THIENSVILLE, WI 62,03562.0k $2.6m $2.6m 1.39% Added +4.1k +4,098
51 Quad-Cities Investment Group, LLC 1.30% of their portfolio DAVENPORT, IA 61,55561.6k $2.6m $2.6m 1.30% Added +4.0k +4,046
52 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 60,77060.8k $2.5m $2.5m 0.03% Reduced -2.1k -2,143
53 Private Advisory Group LLC 0.32% of their portfolio REDMOND, WA 60,42860.4k $2.5m $2.5m 0.32% Reduced -2.9k -2,887
54 HARBOUR INVESTMENTS, INC. 0.08% of their portfolio MADISON, WI 60,28860.3k $2.5m $2.5m 0.08% Added +3.3k +3,296
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 57,15757.2k $2.4m $2.4m 0.00% Reduced -2.9k -2,903
56 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 56,65656.7k $2.4m $2.4m 0.04% Added +3.3k +3,265
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 51,71451.7k $2.2m $2.2m 0.00% Reduced -6.7k -6,698
58 TAP Consulting, LLC 0.42% of their portfolio KIRKWOOD, MO 51,43651.4k $2.2m $2.2m 0.42% Added +937 +937
59 U.S. Capital Wealth Advisors, LLC 0.07% of their portfolio AUSTIN, TX 49,16249.2k $2.1m $2.1m 0.07% Added +2.0k +1,969
60 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 48,51848.5k $2.0m $2.0m 0.09% Added +3.0k +3,006
61 Geneos Wealth Management Inc. 0.08% of their portfolio ENGLEWOOD, CO 47,45047.5k $2.0m $2.0m 0.08% Added +34.3k +34,347
62 Legacy Capital Wealth Partners, LLC 0.39% of their portfolio LITTLE ROCK, AR 46,77546.8k $2.0m $2.0m 0.39% Reduced -4.5k -4,519
63 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 43,99844.0k $1.8m $1.8m 0.03% Reduced -10.4k -10,440
64 Chicago Partners Investment Group LLC 0.06% of their portfolio CHICAGO, IL 43,45043.5k $1.8m $1.8m 0.06% Added +2.7k +2,685
65 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 41,78441.8k $1.8m $1.8m 0.08% Added +382 +382
66 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 40,87140.9k $1.7m $1.7m 0.01% Reduced -1.2k -1,232
67 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 39,22639.2k $1.6m $1.6m 0.02% Added +2.4k +2,389
68 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 39,11939.1k $1.6m $1.6m 0.01% Added +14.0k +13,969
69 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 38,68338.7k $1.6m $1.6m 0.01% Added +4.0k +3,958
70 Randall & Associates Wealth Management 1.31% of their portfolio BUTLER, PA 38,08438.1k $1.6m $1.6m 1.31% Added +664 +664
71 Elevated Capital Advisors, LLC 0.42% of their portfolio SANDY, UT 37,28137.3k $1.6m $1.6m 0.42% Reduced -37.5k -37,533
72 Strategic Financial Partners, Ltd. 0.79% of their portfolio Bend, OR 37,05837.1k $1.6m $1.6m 0.79% Added +2.3k +2,294
73 Advisory Alpha, LLC 0.05% of their portfolio HOLLAND, MI 36,59836.6k $1.5m $1.5m 0.05% Reduced -4.2k -4,181
74 Integrated Advisors Network LLC 0.07% of their portfolio DALLAS, TX 36,58336.6k $1.5m $1.5m 0.07% Reduced -7.0k -6,958
75 COMERICA BANK 0.01% of their portfolio DALLAS, TX 36,39336.4k $1.5m $1.5m 0.01% Added +3.9k +3,890
76 StoneX Group Inc. 0.11% of their portfolio NEW YORK, NY 34,43234.4k $1.4m $1.4m 0.11% Reduced -11.1k -11,077
77 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 33,50233.5k $1.4m $1.4m 0.00% Reduced -46.6k -46,639
78 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 32,62932.6k $1.4m $1.4m 0.03% Reduced -84.3k -84,295
79 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 32,27532.3k $1.4m $1.4m 0.02% Added +513 +513
80 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 31,85031.9k $1.3m $1.3m 0.04% Added +26.8k +26,816
81 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 30,49530.5k $1.3m $1.3m 0.01% Added +10.4k +10,365
82 Manhattan West Asset Management, LLC 0.29% of their portfolio Los Angeles, CA 26,55326.6k $1.1m $1.1m 0.29% Unchanged
83 LVZ, Inc. 0.14% of their portfolio Holland, MI 26,49726.5k $1.1m $1.1m 0.14% Reduced -4.0k -4,049
84 Wagner Wealth Management, LLC 0.30% of their portfolio GREENVILLE, SC 26,33026.3k $1.1m $1.1m 0.30% Added +50 +50
85 COTTONWOOD CAPITAL ADVISORS, LLC 0.78% of their portfolio SALT LAKE CITY, UT 25,32625.3k $1.1m $1.1m 0.78% Reduced -6.0k -6,034
86 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 25,26425.3k $1.1m $1.1m 0.02% New
87 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 25,22025.2k $1.1m $1.1m 0.04% Reduced -5.7k -5,743
88 BEACON FINANCIAL GROUP 0.11% of their portfolio DALLAS, TX 24,45924.5k $1.0m $1.0m 0.11% Reduced -3.0k -2,982
89 FSB PREMIER WEALTH MANAGEMENT, INC. 0.42% of their portfolio WATERLOO, IA 24,27024.3k $1.0m $1.0m 0.42% New
90 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 23,59023.6k $958.4k $958.4k 0.02% Unchanged
91 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 23,48823.5k $985.6k $985.6k 0.06% Added +448 +448
92 FLAGSTAR SECURITIES, INC 0.25% of their portfolio New York, NY 23,04423.0k $966.9k $966.9k 0.25% Reduced -16.5k -16,499
93 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 22,52022.5k $944.9k $944.9k 0.03% Added +447 +447
94 SILVER OAK SECURITIES, INCORPORATED 0.10% of their portfolio JACKSON, TN 21,61921.6k $907.6k $907.6k 0.10% Added +1.1k +1,079
95 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 21,24921.2k $891.6k $891.6k 0.02% New
96 IAMS WEALTH MANAGEMENT, LLC 0.42% of their portfolio OMAHA, NE 20,46820.5k $858.9k $858.9k 0.42% Added +5.2k +5,206
97 Ramiah Investment Group 0.78% of their portfolio BROOKFIELD, WI 19,84019.8k $832.5k $832.5k 0.78% Added +3.4k +3,397
98 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 19,71819.7k $827.4k $827.4k 0.01% Added +4.9k +4,904
99 BlueChip Wealth Advisors LLC 0.43% of their portfolio Milton, GA 19,57419.6k $821.3k $821.3k 0.43% Reduced -853 -853
100 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,49119.5k $818.0k $818.0k 0.00% Added +6.2k +6,220