Vault-13

FIRST TR EXCHANGE-TRADED FD HYLS

FIRST TR TA HIYL · ETP · CUSIP 33738D408

206 institutional holders -5 vs Q4 2023
31,058,92631.1m shares reported held*
$1.3bnreported value*
17 new 89 added 71 reduced 20 sold out net bought ≈ $172.7m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($236.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.23.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 203Q4 22: 220Q1 23: 204Q2 23: 212Q3 23: 199Q4 23: 211Q1 24: 206206Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022203
Q4 2022220
Q1 2023204
Q2 2023212
Q3 2023199
Q4 2023211
Q1 2024206

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 117 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 104 cut or sold outQ1 23Q2 23: 98 bought or addedQ2 23: 97 cut or sold outQ2 23Q3 23: 91 bought or addedQ3 23: 103 cut or sold outQ3 23Q4 23: 88 bought or addedQ4 23: 110 cut or sold outQ4 23Q1 24: 106 bought or addedQ1 24: 91 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202284117
Q1 202398104
Q2 20239897
Q3 202391103
Q4 202388110
Q1 202410691

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $0Q2 23 puts: $1.2mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$1.2m—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +4,719,229+4.7m
LPL Financial LLC Added +261,655+261.7k
BANK OF AMERICA CORP /DE/ Added +244,065+244.1k
WELLS FARGO & COMPANY/MN Added +204,264+204.3k
Cetera Investment Advisers Added +149,331+149.3k
Thrivent Financial for Lutherans New +90,845+90.8k
Clear Creek Financial Management, LLC Added +84,864+84.9k
FLOW TRADERS U.S. LLC New +76,513+76.5k
TOWNSQUARE CAPITAL LLC New +37,884+37.9k
KMG FIDUCIARY PARTNERS, LLC Added +33,048+33.0k

Biggest sellers

One Capital Management, LLC Reduced -552,884-552.9k
JANE STREET GROUP, LLC Reduced -267,983-268.0k
Csenge Advisory Group Reduced -123,058-123.1k
Cetera Advisor Networks LLC Sold out -87,471-87.5k
FIRST TRUST ADVISORS LP Reduced -82,984-83.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -73,046-73.0k
Kovack Advisors, Inc. Sold out -72,821-72.8k
Kure Advisory, LLC Sold out -68,348-68.3k
GeoWealth Management, LLC Sold out -61,665-61.7k
Cambridge Investment Research Advisors, Inc. Reduced -59,250-59.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.7 pts · filed 2026-07-17 31.1% +2.7 pts 12.6m≈ $511.3m 2026-07-17

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 12,283,17912.3m $506.4m $506.4m 0.01% Added +4.7m +4,719,229
2 FIRST TRUST ADVISORS LP 0.11% of their portfolio Wheaton, IL 2,526,3592.5m $104.2m $104.2m 0.11% Reduced -83.0k -82,984
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,381,8002.4m $98.2m $98.2m 0.05% Added +261.7k +261,655
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,239,9672.2m $92.4m $92.4m 0.02% Added +204.3k +204,264
5 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,117,3451.1m $46.1m $46.1m 0.02% Reduced -11.5k -11,546
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 677,674677.7k $27.9m $27.9m 0.01% Added +17.9k +17,857
7 One Capital Management, LLC 0.92% of their portfolio WESTLAKE VILLAGE, CA 612,271612.3k $25.2m $25.2m 0.92% Reduced -552.9k -552,884
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 605,994606.0k $25.0m $25.0m 0.00% Added +244.1k +244,065
9 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 413,102413.1k $17.0m $17.0m 0.03% Added +28.6k +28,627
10 PARK NATIONAL CORP /OH/ 0.60% of their portfolio NEWARK, OH 378,233378.2k $15.6m $15.6m 0.60% Reduced -22.0k -21,984
11 Kingsview Wealth Management, LLC 0.34% of their portfolio GRANTS PASS, OR 325,969326.0k $13.4m $13.4m 0.34% Added +18.5k +18,531
12 KMG FIDUCIARY PARTNERS, LLC 1.12% of their portfolio TOLEDO, OH 261,451261.5k $10.8m $10.8m 1.12% Added +33.0k +33,048
13 Csenge Advisory Group 0.60% of their portfolio CLEARWATER, FL 259,180259.2k $10.7m $10.7m 0.60% Reduced -123.1k -123,058
14 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 248,121248.1k $10.2m $10.2m 0.07% Added +3.8k +3,769
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 241,569241.6k $10.0m $10.0m 0.00% Reduced -6.4k -6,404
16 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 214,933214.9k $8.9m $8.9m 0.02% Added +149.3k +149,331
17 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 213,897213.9k $8.8m $8.8m 0.01% Added +47 +47
18 Arkadios Wealth Advisors 0.66% of their portfolio ATLANTA, GA 206,214206.2k $8.5m $8.5m 0.66% Reduced -4.7k -4,697
19 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 180,314180.3k $7.4m $7.4m 0.01% Added +4.1k +4,063
20 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 172,365172.4k $7.1m $7.1m 0.01% Reduced -268.0k -267,983
21 Clear Creek Financial Management, LLC 0.88% of their portfolio SILVERDALE, WA 167,150167.2k $6.9m $6.9m 0.88% Added +84.9k +84,864
22 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 163,741163.7k $6.8m $6.8m 0.02% Reduced -619 -619
23 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 157,001157.0k $6.5m $6.5m 0.01% Added +7.6k +7,633
24 Advisory Alpha, LLC 0.24% of their portfolio HOLLAND, MI 144,059144.1k $5.9m $5.9m 0.24% Reduced -3.7k -3,677
25 Prospera Financial Services Inc 0.17% of their portfolio Dallas, TX 135,424135.4k $5.6m $5.6m 0.17% Reduced -49.7k -49,682
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 126,379126.4k $5.2m $5.2m 0.01% Reduced -50.6k -50,565
27 Ocean Park Asset Management, LLC 0.25% of their portfolio SANTA MONICA, CA 126,200126.2k $5.2m $5.2m 0.25% Unchanged
28 HBW ADVISORY SERVICES LLC 0.97% of their portfolio SIMI VALLEY, CA 124,290124.3k $5.2m $5.2m 0.97% Unchanged
29 Concurrent Investment Advisors, LLC 0.20% of their portfolio Tampa, FL 122,277122.3k $5.0m $5.0m 0.20% Added +18.6k +18,650
30 HARBOUR INVESTMENTS, INC. 0.17% of their portfolio MADISON, WI 116,931116.9k $4.8m $4.8m 0.17% Added +950 +950
31 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 116,457116.5k $4.8m $4.8m 0.01% Added +4.6k +4,555
32 Visionary Wealth Advisors 0.31% of their portfolio O'FALLON, IL 112,352112.4k $4.6m $4.6m 0.31% Added +1.5k +1,460
33 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 103,829103.8k $4.3m $4.3m 0.07% Reduced -3.8k -3,828
34 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 94,18294.2k $3.9m $3.9m 0.03% Added +10 +10
35 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 93,45093.5k $3.9m $3.9m 0.03% Added +10.4k +10,419
36 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 90,84590.8k $3.7m $3.7m 0.01% New
37 Darwin Wealth Management, LLC 1.04% of their portfolio TAMPA, FL 90,54190.5k $3.7m $3.7m 1.04% Reduced -3.0k -3,037
38 StoneX Group Inc. 0.31% of their portfolio NEW YORK, NY 82,92382.9k $3.4m $3.4m 0.31% Reduced -5.2k -5,218
39 Luken Investment Analytics, LLC 1.69% of their portfolio BRENTWOOD, TN 81,29681.3k $3.4m $3.4m 1.69% Added +3.1k +3,110
40 Prostatis Group LLC 1.26% of their portfolio HANOVER, MD 80,85580.9k $3.3m $3.3m 1.26% Added +23.6k +23,647
41 WEDBUSH SECURITIES INC 0.12% of their portfolio PASADENA, CA 79,40479.4k $3.3m $3.3m 0.12% Reduced -3.6k -3,622
42 Brendel Financial Advisors LLC 3.74% of their portfolio HANOVER, NH 79,33079.3k $3.3m $3.3m 3.74% Reduced -1.1k -1,082
43 Janney Capital Management LLC 0.21% of their portfolio PITTSBURGH, PA 77,40177.4k $3.2m $3.2m 0.21% Reduced -1.8k -1,787
44 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 76,69876.7k $3.2m $3.2m 0.03% Added +8.2k +8,220
45 FLOW TRADERS U.S. LLC 0.17% of their portfolio NEW YORK, NY 76,51376.5k $3.2m $3.2m 0.17% New
46 Elevated Capital Advisors, LLC 0.85% of their portfolio SANDY, UT 72,21772.2k $3.0m $3.0m 0.85% Added +5.1k +5,060
47 Tidemark, LLC 1.56% of their portfolio SAN DIEGO, CA 67,95868.0k $2.8m $2.8m 1.56% Reduced -16.0k -15,955
48 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 66,79266.8k $2.8m $2.8m 0.01% Reduced -506 -506
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 65,67865.7k $2.7m $2.7m 0.00% Added +111 +111
50 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 65,59865.6k $2.7m $2.7m 0.01% Reduced -59.2k -59,250
51 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 64,80364.8k $2.7m $2.7m 0.00% Added +29 +29
52 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 64,20464.2k $2.6m $2.6m 0.03% Added +2.3k +2,325
53 CWM, LLC 0.01% of their portfolio OMAHA, NE 63,67163.7k $2.6m $2.6m 0.01% Reduced -15.0k -14,990
54 Private Advisory Group LLC 0.35% of their portfolio REDMOND, WA 58,72658.7k $2.4m $2.4m 0.35% Added +15.7k +15,668
55 Blackhawk Capital Partners, LLC 1.48% of their portfolio THIENSVILLE, WI 57,49657.5k $2.4m $2.4m 1.48% Reduced -37.6k -37,551
56 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 54,11254.1k $2.2m $2.2m 0.05% Added +8.1k +8,105
57 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 53,60753.6k $2.2m $2.2m 0.00% Reduced -16.1k -16,093
58 Quad-Cities Investment Group, LLC 1.29% of their portfolio DAVENPORT, IA 53,39453.4k $2.2m $2.2m 1.29% Added +2.4k +2,425
59 EWG Elevate Inc. 0.77% of their portfolio ROSEVILLE, CA 49,18849.2k $2.0m $2.0m 0.77% Added +836 +836
60 TAP Consulting, LLC 0.44% of their portfolio KIRKWOOD, MO 47,97648.0k $2.0m $2.0m 0.44% Added +640 +640
61 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 47,94447.9k $2.0m $2.0m 0.03% Added +12.0k +12,025
62 U.S. Capital Wealth Advisors, LLC 0.07% of their portfolio AUSTIN, TX 46,23146.2k $1.9m $1.9m 0.07% Reduced -42 -42
63 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 45,64045.6k $1.9m $1.9m 0.09% Added +5.8k +5,839
64 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 42,44442.4k $1.7m $1.7m 0.02% Added +5.8k +5,765
65 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 40,93840.9k $1.7m $1.7m 0.07% Added +8.6k +8,595
66 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 40,72340.7k $1.7m $1.7m 0.00% Reduced -12.2k -12,224
67 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 40,60840.6k $1.7m $1.7m 0.09% Reduced -534 -534
68 FLAGSTAR SECURITIES, INC 0.46% of their portfolio New York, NY 40,00740.0k $1.6m $1.6m 0.46% Added +642 +642
69 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 39,92439.9k $1.6m $1.6m 0.01% Added +4.6k +4,551
70 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 38,46838.5k $1.6m $1.6m 0.05% Added +7.3k +7,304
71 Strategic Financial Partners, Ltd. 0.87% of their portfolio Bend, OR 38,09038.1k $1.6m $1.6m 0.87% Added +7.6k +7,562
72 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 37,88437.9k $1.6m $1.6m 0.02% New
73 Randall & Associates Wealth Management 1.36% of their portfolio BUTLER, PA 36,48236.5k $1.5m $1.5m 1.36% Added +2.1k +2,060
74 Chicago Partners Investment Group LLC 0.06% of their portfolio CHICAGO, IL 36,29936.3k $1.5m $1.5m 0.06% Added +3.1k +3,062
75 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 34,67234.7k $1.4m $1.4m 0.08% Added +3.0k +2,955
76 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 34,03834.0k $1.4m $1.4m 0.03% Added +1.6k +1,593
77 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 33,95334.0k $1.4m $1.4m 0.00% Added +8.9k +8,936
78 Harvest Investment Services, LLC 0.54% of their portfolio Oakbrook Terrace, IL 32,87332.9k $1.4m $1.4m 0.54% Reduced -16 -16
79 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 32,66632.7k $1.3m $1.3m 0.02% Reduced -1.1k -1,061
80 LVZ, Inc. 0.18% of their portfolio Holland, MI 32,34732.3k $1.3m $1.3m 0.18% Reduced -7.8k -7,794
81 ICA Group Wealth Management, LLC 0.26% of their portfolio DENVER, CO 31,62831.6k $1.3m $1.3m 0.26% Added +1.1k +1,100
82 COTTONWOOD CAPITAL ADVISORS, LLC 1.01% of their portfolio SALT LAKE CITY, UT 31,58131.6k $1.3m $1.3m 1.01% Reduced -264 -264
83 Atlas Private Wealth Management, LLC 0.54% of their portfolio ALBANY, NY 31,08431.1k $1.3m $1.3m 0.54% Added +131 +131
84 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 30,25930.3k $1.2m $1.2m 0.02% Added +2.7k +2,745
85 BEACON FINANCIAL GROUP 0.14% of their portfolio DALLAS, TX 29,77029.8k $1.2m $1.2m 0.14% Reduced -9.8k -9,766
86 Wagner Wealth Management, LLC 0.35% of their portfolio GREENVILLE, SC 28,07828.1k $1.2m $1.2m 0.35% Reduced -18.8k -18,768
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 27,95027.9k $1.2m $1.2m 0.00% Added +1.1k +1,054
88 Manhattan West Asset Management, LLC 0.26% of their portfolio Los Angeles, CA 26,55326.6k $1.1m $1.1m 0.26% Unchanged
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,95825.0k $1.0m $1.0m 0.00% Reduced -73.0k -73,046
90 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 23,13423.1k $953.8k $953.8k 0.01% Added +7.8k +7,768
91 Legacy Capital Wealth Partners, LLC 0.65% of their portfolio LITTLE ROCK, AR 23,11223.1k $915.9k $915.9k 0.65% Reduced -23.1k -23,138
92 Composition Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 23,10823.1k $952.8k $952.8k 0.02% Reduced -1.5k -1,494
93 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 22,74322.7k $937.7k $937.7k 0.05% Reduced -1.6k -1,626
94 Financial Partners Group, Inc 0.14% of their portfolio Overland Park, KS 21,14221.1k $871.7k $871.7k 0.14% New
95 Walker Asset Management, LLC 0.56% of their portfolio SPRINGFIELD, MO 20,72220.7k $854.4k $854.4k 0.56% Unchanged
96 BlueChip Wealth Advisors LLC 0.54% of their portfolio Milton, GA 20,45120.5k $843.2k $843.2k 0.54% Reduced -11.5k -11,496
97 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,41520.4k $841.7k $841.7k 0.00% Reduced -5.0k -4,983
98 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 19,95320.0k $822.7k $822.7k 0.05% Added +6.7k +6,705
99 SILVER OAK SECURITIES, INCORPORATED 0.13% of their portfolio JACKSON, TN 19,91819.9k $821.2k $821.2k 0.13% Added +1.2k +1,208
100 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 18,90918.9k $780.0k $780.0k 0.01% Added +1.7k +1,707