Vault-13

FIRST TR EXCHANGE-TRADED FD HYLS

FIRST TR TA HIYL · ETP · CUSIP 33738D408

204 institutional holders -16 vs Q4 2022
26,563,93626.6m shares reported held*
$1.1bnreported value*
15 new 83 added 75 reduced 29 sold out net bought ≈ $5.8m (+134.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($309.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.78.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 203Q4 22: 220Q1 23: 204204Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022203
Q4 2022220
Q1 2023204

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 117 cut or sold outQ4 22Q1 23: 98 bought or addedQ1 23: 104 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202284117
Q1 202398104

Biggest buyers

LPL Financial LLC Added +287,732+287.7k
STEPHENS INC /AR/ Added +169,378+169.4k
WELLS FARGO & COMPANY/MN Added +167,532+167.5k
One Capital Management, LLC Added +111,723+111.7k
Sigma Planning Corp Added +111,343+111.3k
OSAIC HOLDINGS, INC. Added +92,391+92.4k
JANE STREET GROUP, LLC Added +88,698+88.7k
Clear Creek Financial Management, LLC Added +85,317+85.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +83,235+83.2k
Csenge Advisory Group Added +67,408+67.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -266,748-266.7k
FIRST TRUST ADVISORS LP Reduced -191,254-191.3k
OPPENHEIMER & CO INC Reduced -130,970-131.0k
Manhattan West Asset Management, LLC Reduced -124,549-124.5k
MORGAN STANLEY Reduced -115,064-115.1k
Darwin Wealth Management, LLC Reduced -105,773-105.8k
COTTONWOOD CAPITAL ADVISORS, LLC Reduced -92,236-92.2k
MML INVESTORS SERVICES, LLC Reduced -76,553-76.6k
Cetera Investment Advisers Reduced -68,162-68.2k
StoneX Group Inc. Reduced -58,510-58.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.7 pts · filed 2026-07-17 31.1% +2.7 pts 12.6m≈ $511.3m 2026-07-17

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,931,0964.9m $196.1m $196.1m 0.02% Reduced -115.1k -115,064
2 FIRST TRUST ADVISORS LP 0.13% of their portfolio Wheaton, IL 2,931,7832.9m $116.6m $116.6m 0.13% Reduced -191.3k -191,254
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,494,3952.5m $99.2m $99.2m 0.03% Added +167.5k +167,532
4 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,930,6581.9m $76.8m $76.8m 0.06% Added +287.7k +287,732
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,202,9411.2m $47.8m $47.8m 0.01% Reduced -57.3k -57,330
6 One Capital Management, LLC 2.15% of their portfolio WESTLAKE VILLAGE, CA 1,100,1261.1m $43.7m $43.7m 2.15% Added +111.7k +111,723
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 970,100970.1k $38.6m $38.6m 0.02% Reduced -35.0k -34,956
8 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 693,389693.4k $27.6m $27.6m 0.05% Added +88.7k +88,698
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 573,463573.5k $22.8m $22.8m 0.00% Reduced -266.7k -266,748
10 Csenge Advisory Group 1.43% of their portfolio CLEARWATER, FL 497,025497.0k $19.8m $19.8m 1.43% Added +67.4k +67,408
11 PARK NATIONAL CORP /OH/ 0.82% of their portfolio NEWARK, OH 463,910463.9k $18.4m $18.4m 0.82% Added +22.5k +22,543
12 Luken Investment Analytics, LLC 8.88% of their portfolio BRENTWOOD, TN 380,107380.1k $15.1m $15.1m 8.88% Added +42.3k +42,336
13 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 319,498319.5k $12.7m $12.7m 0.03% Added +83.2k +83,235
14 Darwin Wealth Management, LLC 3.35% of their portfolio TAMPA, FL 310,550310.6k $12.4m $12.4m 3.35% Reduced -105.8k -105,773
15 BEACON FINANCIAL GROUP 1.64% of their portfolio DALLAS, TX 296,329296.3k $11.8m $11.8m 1.64% Added +36.5k +36,500
16 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 296,314296.3k $11.8m $11.8m 0.02% Added +19.8k +19,834
17 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 285,396285.4k $11.3m $11.3m 0.02% Added +92.4k +92,391
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 240,870240.9k $9.6m $9.6m 0.00% Added +26.3k +26,324
19 STEPHENS INC /AR/ 0.18% of their portfolio LITTLE ROCK, AR 239,547239.5k $9.5m $9.5m 0.18% Added +169.4k +169,378
20 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 224,099224.1k $8.9m $8.9m 0.04% Reduced -3.3k -3,290
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 216,556216.6k $8.6m $8.6m 0.01% Added +48.5k +48,472
22 OLD MISSION CAPITAL LLC 0.25% of their portfolio CHICAGO, IL 205,780205.8k $8.2m $8.2m 0.25% Added +6.2k +6,173
23 KMG FIDUCIARY PARTNERS, LLC 1.10% of their portfolio TOLEDO, OH 192,430192.4k $7.7m $7.7m 1.10% Added +61.1k +61,098
24 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 191,526191.5k $7.6m $7.6m 0.03% Added +32.3k +32,302
25 Arkadios Wealth Advisors 0.89% of their portfolio ATLANTA, GA 188,484188.5k $7.5m $7.5m 0.89% Added +5.1k +5,111
26 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 181,625181.6k $7.2m $7.2m 0.01% Reduced -731 -731
27 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 181,261181.3k $7.2m $7.2m 0.07% Reduced -22.4k -22,433
28 Sigma Planning Corp 0.21% of their portfolio ANN ARBOR, MI 156,687156.7k $6.2m $6.2m 0.21% Added +111.3k +111,343
29 CWM, LLC 0.04% of their portfolio OMAHA, NE 133,529133.5k $5.3m $5.3m 0.04% Reduced -3.7k -3,652
30 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 127,790127.8k $5.1m $5.1m 0.08% Added +61.1k +61,072
31 HARBOUR INVESTMENTS, INC. 0.27% of their portfolio MADISON, WI 123,254123.3k $4.9m $4.9m 0.27% Reduced -546 -546
32 Clear Creek Financial Management, LLC 0.88% of their portfolio SILVERDALE, WA 116,272116.3k $4.6m $4.6m 0.88% Added +85.3k +85,317
33 Elevated Capital Advisors, LLC 1.65% of their portfolio SANDY, UT 116,089116.1k $4.6m $4.6m 1.65% Added +3.6k +3,584
34 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 108,542108.5k $4.3m $4.3m 0.01% Added +22.0k +22,049
35 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 107,806107.8k $4.3m $4.3m 0.05% Added +18.6k +18,626
36 Ascension Capital Advisors, Inc. 2.95% of their portfolio Houston, TX 95,94095.9k $3.8m $3.8m 2.95% Reduced -534 -534
37 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 93,99094.0k $3.7m $3.7m 0.01% Reduced -4.6k -4,620
38 WEDBUSH SECURITIES INC 0.18% of their portfolio PASADENA, CA 88,93688.9k $3.5m $3.5m 0.18% Added +6.1k +6,058
39 StoneX Group Inc. 0.37% of their portfolio NEW YORK, NY 85,01185.0k $3.4m $3.4m 0.37% Reduced -58.5k -58,510
40 Prospera Financial Services Inc 0.14% of their portfolio Dallas, TX 84,41684.4k $3.4m $3.4m 0.14% Reduced -2.7k -2,698
41 LVZ, Inc. 0.49% of their portfolio Holland, MI 84,27584.3k $3.4m $3.4m 0.49% Added +16.0k +16,013
42 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 84,06884.1k $3.3m $3.3m 0.14% Added +3.3k +3,338
43 ShoreHaven Wealth Partners, LLC 2.34% of their portfolio Red Bank, NJ 83,86683.9k $3.3m $3.3m 2.34% Added +26.8k +26,828
44 HBW ADVISORY SERVICES LLC 0.81% of their portfolio SIMI VALLEY, CA 82,01182.0k $3.3m $3.3m 0.81% Added +1.4k +1,408
45 Kovack Advisors, Inc. 0.44% of their portfolio FT. LAUDERDALE, FL 80,46780.5k $3.2m $3.2m 0.44% Added +796 +796
46 EWG Elevate Inc. 1.37% of their portfolio ROSEVILLE, CA 80,45880.5k $3.2m $3.2m 1.37% Added +5.0k +4,997
47 IFP Advisors, Inc 0.17% of their portfolio TAMPA, FL 80,30680.3k $3.8m $3.8m 0.17% Added +6.1k +6,136
48 Brendel Financial Advisors LLC 2.28% of their portfolio HANOVER, NH 77,58577.6k $3.1m $3.1m 2.28% Added +28.3k +28,271
49 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 77,38877.4k $3.1m $3.1m 0.02% Reduced -9.3k -9,338
50 Janney Capital Management LLC 0.22% of their portfolio PITTSBURGH, PA 74,54074.5k $3.0m $3.0m 0.22% Reduced -190 -190
51 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 72,48772.5k $2.9m $2.9m 0.02% Added +15.0k +14,970
52 Manhattan West Asset Management, LLC 1.24% of their portfolio Los Angeles, CA 71,69871.7k $2.9m $2.9m 1.24% Reduced -124.5k -124,549
53 CENTAURUS FINANCIAL, INC. 0.22% of their portfolio ANAHEIM, CA 69,68869.7k $2.8m $2.8m 0.22% Reduced -2.3k -2,344
54 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 69,30069.3k $2.8m $2.8m 0.00% Reduced -10.1k -10,100
55 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 65,05465.1k $2.6m $2.6m 0.01% Added +1.6k +1,623
56 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 63,05863.1k $2.5m $2.5m 0.07% Added +4.4k +4,399
57 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.57% of their portfolio CONCORD, MA 54,65954.7k $2.2m $2.2m 0.57% Reduced -1.5k -1,494
58 Owen LaRue, LLC 2.25% of their portfolio ELIZABETHTOWN, KY 52,91252.9k $2.1m $2.1m 2.25% Unchanged
59 Gladstone Institutional Advisory LLC 0.13% of their portfolio Bedminster, NJ 52,26952.3k $2.1m $2.1m 0.13% Reduced -11.2k -11,239
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 51,95152.0k $2.1m $2.1m 0.00% Reduced -29.2k -29,168
61 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 51,92551.9k $2.1m $2.1m 0.03% Reduced -5.2k -5,228
62 Wagner Wealth Management, LLC 0.93% of their portfolio GREENVILLE, SC 51,32951.3k $2.0m $2.0m 0.93% Reduced -1.6k -1,598
63 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 48,72448.7k $1.9m $1.9m 0.02% Reduced -2.4k -2,408
64 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 46,89046.9k $1.9m $1.9m 0.02% Reduced -12.3k -12,267
65 Composition Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 44,76444.8k $1.8m $1.8m 0.06% Reduced -5.1k -5,082
66 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 44,75144.8k $1.8m $1.8m 0.07% Added +10.8k +10,847
67 Richard W. Paul & Associates, LLC 0.75% of their portfolio NOVI, MI 40,99641.0k $1.6m $1.6m 0.75% Reduced -12.5k -12,514
68 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 40,56040.6k $1.6m $1.6m 0.01% Reduced -68.2k -68,162
69 Quad-Cities Investment Group, LLC 1.09% of their portfolio DAVENPORT, IA 39,74639.7k $1.6m $1.6m 1.09% Added +2.3k +2,343
70 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 37,13837.1k $1.5m $1.5m 0.09% Added +127 +127
71 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 36,56736.6k $1.5m $1.5m 0.06% Added +25.7k +25,706
72 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 36,24936.2k $1.4m $1.4m 0.07% Added +2.4k +2,419
73 COTTONWOOD CAPITAL ADVISORS, LLC 1.31% of their portfolio SALT LAKE CITY, UT 35,87535.9k $1.4m $1.4m 1.31% Reduced -92.2k -92,236
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 35,25035.2k $1.4m $1.4m 0.00% Reduced -1.5k -1,543
75 Essex LLC 0.41% of their portfolio DEER PARK, IL 34,85634.9k $1.4m $1.4m 0.41% Unchanged
76 Cypress Capital Group 0.21% of their portfolio Palm Beach, FL 33,84833.8k $1.3m $1.3m 0.21% Reduced -2.4k -2,413
77 Harvest Investment Services, LLC 1.03% of their portfolio Oakbrook Terrace, IL 33,64133.6k $1.3m $1.3m 1.03% Reduced -103 -103
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,89532.9k $1.3m $1.3m 0.00% Reduced -11.1k -11,072
79 Cedrus LLC 0.90% of their portfolio Littleton, CO 32,07632.1k $1.3m $1.3m 0.90% Reduced -9.8k -9,823
80 Legacy Capital Wealth Partners, LLC 0.35% of their portfolio LITTLE ROCK, AR 31,87631.9k $1.3m $1.3m 0.35% Reduced -507 -507
81 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 31,79231.8k $1.3m $1.3m 0.05% Reduced -44.2k -44,169
82 Prostatis Group LLC 0.66% of their portfolio HANOVER, MD 31,26831.3k $1.2m $1.2m 0.66% Added +582 +582
83 Atlas Private Wealth Management, LLC 0.74% of their portfolio ALBANY, NY 30,83930.8k $1.2m $1.2m 0.74% Reduced -1.1k -1,130
84 Family Capital Management, Inc. 0.82% of their portfolio GRAND RAPIDS, MI 30,20930.2k $1.2m $1.2m 0.82% Reduced -1.8k -1,809
85 Strategic Financial Partners, Ltd. 0.74% of their portfolio Bend, OR 30,20930.2k $1.2m $1.2m 0.74% Added +986 +986
86 J.W. COLE ADVISORS, INC. 0.08% of their portfolio TAMPA, FL 28,90628.9k $1.1m $1.1m 0.08% New
87 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 28,01528.0k $1.1m $1.1m 0.01% Reduced -76.6k -76,553
88 True Link Financial Advisors, LLC 0.14% of their portfolio SAN FRANCISCO, CA 27,58827.6k $1.1m $1.1m 0.14% Unchanged
89 DHJJ Financial Advisors, Ltd. 0.56% of their portfolio NAPERVILLE, IL 25,89025.9k $1.0m $1.0m 0.56% Added +2.0k +2,034
90 Cranbrook Wealth Management, LLC 0.29% of their portfolio Bloomfield Hills, MI 25,80725.8k $1.0m $1.0m 0.29% Reduced -5.5k -5,465
91 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 25,62825.6k $1.0m $1.0m 0.04% Added +23.0k +23,000
92 Walkner Condon Financial Advisors LLC 0.27% of their portfolio MADISON, WI 24,27324.3k $964.7k $964.7k 0.27% Added +1.6k +1,592
93 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 21,81321.8k $867.3k $867.3k 0.02% Added +1.5k +1,497
94 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 21,75121.8k $864.8k $864.8k 0.08% Added +4.3k +4,335
95 Murphy, Middleton, Hinkle & Parker, Inc. 0.53% of their portfolio Thomasville, GA 21,38021.4k $850.1k $850.1k 0.53% Added +205 +205
96 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 21,22121.2k $843.7k $843.7k 0.10% Added +3.4k +3,410
97 Walker Asset Management, LLC 0.71% of their portfolio SPRINGFIELD, MO 20,72220.7k $823.9k $823.9k 0.71% Reduced -2.1k -2,100
98 WCG Wealth Advisors LLC 0.10% of their portfolio LAS VEGAS, NV 20,60220.6k $819.0k $819.0k 0.10% New
99 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 18,96719.0k $754.1k $754.1k 0.06% Added +1.6k +1,609
100 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 18,52318.5k $736.5k $736.5k 0.01% Reduced -77 -77