Vault-13

FIRST TR EXCHANGE-TRADED FD HYLS

FIRST TR TA HIYL · ETP · CUSIP 33738D408

220 institutional holders +17 vs Q3 2022
26,436,99026.4m shares reported held*
$1.0bnreported value*
26 new 58 added 101 reduced 16 sold out net sold ≈ $63.9m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($280.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.95.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 203Q4 22: 220220Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022203
Q4 2022220

Biggest buyers

JANE STREET GROUP, LLC Added +596,078+596.1k
Csenge Advisory Group Added +144,764+144.8k
OPPENHEIMER & CO INC Added +138,824+138.8k
WELLS FARGO & COMPANY/MN Added +98,544+98.5k
One Capital Management, LLC Added +82,634+82.6k
RENAISSANCE TECHNOLOGIES LLC New +79,400+79.4k
Cetera Investment Advisers Added +76,921+76.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +75,128+75.1k
Blackhawk Capital Partners, LLC New +56,518+56.5k
WEDBUSH SECURITIES INC Added +50,831+50.8k

Biggest sellers

MORGAN STANLEY Reduced -847,348-847.3k
STIFEL FINANCIAL CORP Reduced -167,717-167.7k
OLD MISSION CAPITAL LLC Reduced -158,607-158.6k
FIRST TRUST ADVISORS LP Reduced -147,086-147.1k
CITADEL ADVISORS LLC Reduced -133,656-133.7k
OSAIC HOLDINGS, INC. Reduced -129,468-129.5k
BEACON FINANCIAL GROUP Reduced -119,937-119.9k
Baird Financial Group, Inc. Reduced -116,213-116.2k
Janney Montgomery Scott LLC Reduced -112,697-112.7k
STEPHENS INC /AR/ Reduced -87,935-87.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution +2.7 pts · filed 2026-07-17 31.1% +2.7 pts 12.6m≈ $511.3m 2026-07-17

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,046,1605.0m $196.5m $196.5m 0.02% Reduced -847.3k -847,348
2 FIRST TRUST ADVISORS LP 0.14% of their portfolio Wheaton, IL 3,123,0373.1m $121.6m $121.6m 0.14% Reduced -147.1k -147,086
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,326,8632.3m $90.6m $90.6m 0.03% Added +98.5k +98,544
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,642,9261.6m $64.0m $64.0m 0.05% Reduced -63.1k -63,060
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,260,2711.3m $49.1m $49.1m 0.01% Added +28.9k +28,862
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,005,0561.0m $39.1m $39.1m 0.02% Added +34.9k +34,894
7 One Capital Management, LLC 2.05% of their portfolio WESTLAKE VILLAGE, CA 988,403988.4k $38.5m $38.5m 2.05% Added +82.6k +82,634
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 840,211840.2k $32.7m $32.7m 0.00% Reduced -85.3k -85,334
9 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 604,691604.7k $23.5m $23.5m 0.04% Added +596.1k +596,078
10 PARK NATIONAL CORP /OH/ 0.77% of their portfolio NEWARK, OH 441,367441.4k $17.2m $17.2m 0.77% Reduced -31.9k -31,884
11 Csenge Advisory Group 1.30% of their portfolio CLEARWATER, FL 429,617429.6k $16.7m $16.7m 1.30% Added +144.8k +144,764
12 Darwin Wealth Management, LLC 4.37% of their portfolio TAMPA, FL 416,323416.3k $16.9m $16.9m 4.37% Reduced -20.4k -20,446
13 Luken Investment Analytics, LLC 8.40% of their portfolio BRENTWOOD, TN 337,771337.8k $13.2m $13.2m 8.40% First filing
14 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 276,480276.5k $10.8m $10.8m 0.02% Reduced -66.7k -66,727
15 BEACON FINANCIAL GROUP 1.38% of their portfolio DALLAS, TX 259,829259.8k $10.1m $10.1m 1.38% Reduced -119.9k -119,937
16 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 236,263236.3k $9.2m $9.2m 0.02% Reduced -2.4k -2,376
17 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 227,389227.4k $8.9m $8.9m 0.05% Reduced -79.1k -79,140
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 214,546214.5k $8.4m $8.4m 0.00% Reduced -72.8k -72,769
19 Private Advisor Group, LLC 0.24% of their portfolio MORRISTOWN, NJ 203,694203.7k $7.9m $7.9m 0.24% Added +1.9k +1,927
20 OLD MISSION CAPITAL LLC 0.34% of their portfolio CHICAGO, IL 199,607199.6k $7.8m $7.8m 0.34% Reduced -158.6k -158,607
21 Manhattan West Asset Management, LLC 3.90% of their portfolio Los Angeles, CA 196,247196.2k $7.6m $7.6m 3.90% Added +38.4k +38,419
22 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 193,005193.0k $7.5m $7.5m 0.02% Reduced -129.5k -129,468
23 Arkadios Wealth Advisors 0.95% of their portfolio ATLANTA, GA 183,373183.4k $7.1m $7.1m 0.95% Reduced -7.3k -7,299
24 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 182,356182.4k $7.1m $7.1m 0.01% Reduced -13.2k -13,192
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 168,084168.1k $6.5m $6.5m 0.01% Reduced -167.7k -167,717
26 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 159,224159.2k $6.2m $6.2m 0.02% Reduced -112.7k -112,697
27 OPPENHEIMER & CO INC 0.13% of their portfolio NEW YORK, NY 145,762145.8k $5.7m $5.7m 0.13% Added +138.8k +138,824
28 StoneX Group Inc. 0.66% of their portfolio NEW YORK, NY 143,521143.5k $5.6m $5.6m 0.66% Reduced -10.1k -10,089
29 CWM, LLC 0.04% of their portfolio OMAHA, NE 137,181137.2k $5.3m $5.3m 0.04% Reduced -25.0k -25,044
30 KMG FIDUCIARY PARTNERS, LLC 0.84% of their portfolio TOLEDO, OH 131,332131.3k $5.1m $5.1m 0.84% Added +10.9k +10,935
31 COTTONWOOD CAPITAL ADVISORS, LLC 4.46% of their portfolio SALT LAKE CITY, UT 128,111128.1k $5.0m $5.0m 4.46% Reduced -3.5k -3,461
32 HARBOUR INVESTMENTS, INC. 0.29% of their portfolio MADISON, WI 123,800123.8k $4.8m $4.8m 0.29% Reduced -14.8k -14,792
33 Elevated Capital Advisors, LLC 1.67% of their portfolio SANDY, UT 112,505112.5k $4.4m $4.4m 1.67% Reduced -4.7k -4,714
34 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 108,722108.7k $4.2m $4.2m 0.04% Added +76.9k +76,921
35 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 104,568104.6k $4.1m $4.1m 0.03% Reduced -18.8k -18,848
36 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 98,61098.6k $3.8m $3.8m 0.01% Reduced -80.3k -80,264
37 Ascension Capital Advisors, Inc. 3.63% of their portfolio Houston, TX 96,47496.5k $3.8m $3.8m 3.63% Unchanged
38 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 89,18089.2k $3.5m $3.5m 0.03% Reduced -21.3k -21,339
39 Prospera Financial Services Inc 0.17% of their portfolio Dallas, TX 87,11487.1k $3.4m $3.4m 0.17% Reduced -10.1k -10,118
40 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 86,72686.7k $3.4m $3.4m 0.02% Reduced -11.4k -11,395
41 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 86,49386.5k $3.4m $3.4m 0.00% Reduced -2.6k -2,599
42 WEDBUSH SECURITIES INC 0.18% of their portfolio PASADENA, CA 82,87882.9k $3.2m $3.2m 0.18% Added +50.8k +50,831
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 81,11981.1k $3.2m $3.2m 0.00% Added +75.1k +75,128
44 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 80,73080.7k $3.1m $3.1m 0.14% Reduced -5.7k -5,672
45 HBW ADVISORY SERVICES LLC 0.84% of their portfolio SIMI VALLEY, CA 80,60380.6k $3.1m $3.1m 0.84% Added +2.8k +2,805
46 Kovack Advisors, Inc. 0.45% of their portfolio FT. LAUDERDALE, FL 79,67179.7k $3.1m $3.1m 0.45% Reduced -2.3k -2,310
47 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 79,40079.4k $3.1m $3.1m 0.00% New
48 Snowden Capital Advisors LLC 0.12% of their portfolio New York, NY 75,96176.0k $3.0m $3.0m 0.12% Added +8.0k +7,960
49 EWG Elevate Inc. 1.48% of their portfolio ROSEVILLE, CA 75,46175.5k $2.9m $2.9m 1.48% Added +3.6k +3,556
50 Janney Capital Management LLC 0.21% of their portfolio PITTSBURGH, PA 74,73074.7k $2.9m $2.9m 0.21% Reduced -3.3k -3,271
51 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 74,17074.2k $3.5m $3.5m 0.09% Reduced -64.2k -64,198
52 CENTAURUS FINANCIAL, INC. 0.26% of their portfolio ANAHEIM, CA 72,03272.0k $2.8m $2.8m 0.26% Added +143 +143
53 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 70,16970.2k $2.7m $2.7m 0.06% Reduced -87.9k -87,935
54 LVZ, Inc. 0.41% of their portfolio Holland, MI 68,26268.3k $2.7m $2.7m 0.41% Added +13.0k +13,032
55 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 66,71866.7k $2.6m $2.6m 0.04% Reduced -6.1k -6,078
56 Gladstone Institutional Advisory LLC 0.17% of their portfolio Bedminster, NJ 63,50863.5k $2.5m $2.5m 0.17% Reduced -6.1k -6,119
57 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 63,43163.4k $2.5m $2.5m 0.01% Reduced -116.2k -116,213
58 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 59,15759.2k $981.0k $981.0k 0.03% Added +9.5k +9,492
59 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 58,65958.7k $2.3m $2.3m 0.06% Added +27.1k +27,057
60 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 57,51757.5k $2.2m $2.2m 0.02% Reduced -58.5k -58,485
61 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 57,15357.2k $2.2m $2.2m 0.04% Reduced -1.8k -1,812
62 ShoreHaven Wealth Partners, LLC 1.57% of their portfolio Red Bank, NJ 57,03857.0k $2.2m $2.2m 1.57% Reduced -61.5k -61,472
63 Blackhawk Capital Partners, LLC 1.72% of their portfolio THIENSVILLE, WI 56,51856.5k $2.2m $2.2m 1.72% New
64 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.58% of their portfolio CONCORD, MA 56,15356.2k $2.2m $2.2m 0.58% Reduced -825 -825
65 Richard W. Paul & Associates, LLC 1.05% of their portfolio NOVI, MI 53,51053.5k $2.1m $2.1m 1.05% First filing
66 Wagner Wealth Management, LLC 1.28% of their portfolio GREENVILLE, SC 52,92752.9k $2.1m $2.1m 1.28% Reduced -10.2k -10,170
67 Owen LaRue, LLC 2.25% of their portfolio ELIZABETHTOWN, KY 52,91252.9k $2.1m $2.1m 2.25% First filing
68 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 51,13251.1k $2.0m $2.0m 0.03% Reduced -37.0k -37,025
69 Composition Wealth, LLC 0.07% of their portfolio LOS ANGELES, CA 49,84649.8k $1.9m $1.9m 0.07% Added +1.9k +1,922
70 Brendel Financial Advisors LLC 3.85% of their portfolio HANOVER, NH 49,31449.3k $1.9m $1.9m 3.85% Reduced -2.0k -1,976
71 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 45,34445.3k $1.8m $1.8m 0.06% Reduced -20.3k -20,302
72 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,96744.0k $1.7m $1.7m 0.00% Added +10.0k +10,022
73 Cedrus LLC 1.31% of their portfolio Littleton, CO 41,89941.9k $1.6m $1.6m 1.31% Reduced -16.4k -16,445
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 38,22938.2k $1.5m $1.5m 0.00% New
75 Quad-Cities Investment Group, LLC 1.07% of their portfolio DAVENPORT, IA 37,40337.4k $1.5m $1.5m 1.07% Added +5.8k +5,850
76 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 37,01137.0k $1.4m $1.4m 0.09% Reduced -3.2k -3,159
77 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 37,00337.0k $1.4m $1.4m 0.00% Reduced -133.7k -133,656
78 Mariner, LLC 0.00% of their portfolio Overland Park, KS 36,79336.8k $1.4m $1.4m 0.00% Added +12.8k +12,839
79 Cypress Capital Group 0.21% of their portfolio Palm Beach, FL 36,26136.3k $1.4m $1.4m 0.21% Reduced -4.6k -4,580
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 34,91034.9k $1.4m $1.4m 0.00% Reduced -665 -665
81 Essex LLC 0.41% of their portfolio DEER PARK, IL 34,85634.9k $1.4m $1.4m 0.41% Reduced -11.1k -11,125
82 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 33,90433.9k $1.3m $1.3m 0.07% New
83 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 33,83033.8k $1.3m $1.3m 0.06% Added +18.8k +18,759
84 Harvest Investment Services, LLC 1.40% of their portfolio Oakbrook Terrace, IL 33,74433.7k $1.3m $1.3m 1.40% Added +1.2k +1,169
85 Legacy Capital Wealth Partners, LLC 0.60% of their portfolio LITTLE ROCK, AR 32,38332.4k $1.3m $1.3m 0.60% Reduced -86.0k -85,951
86 Family Capital Management, Inc. 1.02% of their portfolio GRAND RAPIDS, MI 32,01832.0k $1.2m $1.2m 1.02% First filing
87 Atlas Private Wealth Management, LLC 0.57% of their portfolio ALBANY, NY 31,96932.0k $1.2m $1.2m 0.57% Reduced -132 -132
88 Cranbrook Wealth Management, LLC 0.33% of their portfolio Bloomfield Hills, MI 31,27231.3k $1.2m $1.2m 0.33% Reduced -2.4k -2,379
89 Clear Creek Financial Management, LLC 0.26% of their portfolio SILVERDALE, WA 30,95531.0k $1.2m $1.2m 0.26% Reduced -8.4k -8,383
90 Prostatis Group LLC 0.73% of their portfolio HANOVER, MD 30,68630.7k $1.2m $1.2m 0.73% Reduced -7.8k -7,826
91 GeoWealth Management, LLC 0.13% of their portfolio CHICAGO, IL 30,45030.4k $1.2m $1.2m 0.13% Reduced -27.2k -27,233
92 Strategic Financial Partners, Ltd. 0.69% of their portfolio Bend, OR 29,22329.2k $1.1m $1.1m 0.69% Added +22 +22
93 True Link Financial Advisors, LLC 0.15% of their portfolio SAN FRANCISCO, CA 27,58827.6k $1.1m $1.1m 0.15% Unchanged
94 DHJJ Financial Advisors, Ltd. 0.54% of their portfolio NAPERVILLE, IL 23,85623.9k $938.9k $938.9k 0.54% Reduced -4.0k -4,004
95 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 23,75723.8k $925.1k $925.1k 0.06% Added +149 +149
96 Castle Rock Wealth Management, LLC 0.42% of their portfolio WALNUT CREEK, CA 23,31023.3k $939.6k $939.6k 0.42% New
97 Walker Asset Management, LLC 0.77% of their portfolio SPRINGFIELD, MO 22,82222.8k $888.7k $888.7k 0.77% Reduced -1.0k -1,000
98 Walkner Condon Financial Advisors LLC 0.26% of their portfolio MADISON, WI 22,68122.7k $883.2k $883.2k 0.26% Reduced -6.5k -6,537
99 Ten Capital Wealth Advisors, LLC 0.35% of their portfolio SPOKANE, WA 22,37322.4k $871.2k $871.2k 0.35% Reduced -1.9k -1,944
100 Murphy, Middleton, Hinkle & Parker, Inc. 0.52% of their portfolio Thomasville, GA 21,17521.2k $824.6k $824.6k 0.52% Added +202 +202