Vault-13

FIRST TR EXCHANGE-TRADED FD EMLP

NO AMER ENERGY · ETP · CUSIP 33738D101

344 institutional holders +31 vs Q3 2024
63,642,79563.6m shares reported held*
$2.3bnreported value*
34 new 141 added 103 reduced 17 sold out net bought ≈ $42.9m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.65. Options: 2 managers hold calls ($57.0k notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 283Q4 22: 303Q1 23: 285Q2 23: 292Q3 23: 283Q4 23: 284Q1 24: 288Q2 24: 301Q3 24: 313Q4 24: 344344Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022283
Q4 2022303
Q1 2023285
Q2 2023292
Q3 2023283
Q4 2023284
Q1 2024288
Q2 2024301
Q3 2024313
Q4 2024344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 121 bought or addedQ1 23: 142 cut or sold outQ2 23: 103 bought or addedQ2 23: 145 cut or sold outQ2 23Q3 23: 102 bought or addedQ3 23: 155 cut or sold outQ4 23: 91 bought or addedQ4 23: 156 cut or sold outQ4 23Q1 24: 135 bought or addedQ1 24: 133 cut or sold outQ2 24: 125 bought or addedQ2 24: 132 cut or sold outQ2 24Q3 24: 139 bought or addedQ3 24: 144 cut or sold outQ4 24: 175 bought or addedQ4 24: 120 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023121142
Q2 2023103145
Q3 2023102155
Q4 202391156
Q1 2024135133
Q2 2024125132
Q3 2024139144
Q4 2024175120

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 24 calls: $531.5kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $109.7kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $6.7kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $57.0kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$531.5k$00.00
Q2 2024$109.7k$00.00
Q3 2024$6.7k$00.00
Q4 2024$57.0k$00.00

Biggest buyers

Modern Wealth Management, LLC New +525,144+525.1k
Ocean Park Asset Management, LLC New +494,000+494.0k
Cresset Asset Management, LLC Added +103,686+103.7k
Independent Advisor Alliance New +75,714+75.7k
Capital Investment Advisors, LLC Added +66,614+66.6k
Wealthspire Advisors, LLC Added +64,349+64.3k
CoreCap Advisors, LLC Added +63,817+63.8k
UBS Group AG Added +58,182+58.2k
Encompass More Asset Management New +56,898+56.9k
STIFEL FINANCIAL CORP Added +48,752+48.8k

Biggest sellers

JPMORGAN CHASE & CO Reduced -310,488-310.5k
AlTi Global, Inc. Reduced -173,720-173.7k
UMB Bank, n.a. Reduced -93,058-93.1k
Comprehensive Wealth Management, LLC Reduced -79,103-79.1k
B. Riley Wealth Advisors, Inc. Reduced -56,334-56.3k
WELLS FARGO & COMPANY/MN Reduced -36,702-36.7k
Mariner, LLC Reduced -36,091-36.1k
GLENMEDE TRUST CO NA Reduced -35,614-35.6k
New Republic Capital, LLC Reduced -27,049-27.0k
OSAIC HOLDINGS, INC. Reduced -22,361-22.4k

Biggest calls

CITADEL ADVISORS LLC Added $57.0k1.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 16,406,55116.4m $584.9m $584.9m 0.04% Added +21.5k +21,546
2 Capital Investment Advisors, LLC 2.65% of their portfolio ATLANTA, GA 3,653,3733.7m $130.2m $130.2m 2.65% Added +66.6k +66,614
3 AlTi Global, Inc. 2.83% of their portfolio NEW YORK, NY 3,290,2313.3m $117.3m $117.3m 2.83% Reduced -173.7k -173,720
4 Glenview Trust Co 1.68% of their portfolio Louisville, KY 2,521,4962.5m $89.9m $89.9m 1.68% Added +18.7k +18,670
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,201,8052.2m $78.5m $78.5m 0.02% Reduced -36.7k -36,702
6 Cresset Asset Management, LLC 0.37% of their portfolio Chicago, IL 2,152,1952.2m $76.7m $76.7m 0.37% Added +103.7k +103,686
7 Wealthspire Advisors, LLC 0.72% of their portfolio NEW YORK, NY 2,027,5672.0m $72.3m $72.3m 0.72% Added +64.3k +64,349
8 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,997,9592.0m $71.2m $71.2m 0.03% Added +15.4k +15,415
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,663,6831.7m $59.3m $59.3m 0.01% Reduced -10.8k -10,761
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,522,8601.5m $54.3m $54.3m 0.01% Added +58.2k +58,182
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,314,2131.3m $46.9m $46.9m 0.01% Added +1.2k +1,191
12 Cerity Partners OCIO LLC 3.03% of their portfolio New York, NY 1,282,5581.3m $45.7m $45.7m 3.03% Unchanged
13 Comprehensive Wealth Management, LLC 31.02% of their portfolio LYNNWOOD, WA 1,163,9391.2m $41.5m $41.5m 31.02% Reduced -79.1k -79,103
14 Welch & Forbes LLC 0.49% of their portfolio Boston, MA 1,076,3311.1m $38.4m $38.4m 0.49% Reduced -20.2k -20,198
15 GLENMEDE TRUST CO NA 0.19% of their portfolio PHILADELPHIA, PA 1,037,4281.0m $37.0m $37.0m 0.19% Reduced -35.6k -35,614
16 ALTFEST L J & CO INC 4.35% of their portfolio NEW YORK, NY 962,750962.8k $34.3m $34.3m 4.35% Reduced -13.2k -13,212
17 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 815,336815.3k $29.1m $29.1m 0.08% Reduced -11.6k -11,600
18 Jaffetilchin Investment Partners, LLC 2.03% of their portfolio TAMPA, FL 786,434786.4k $28.0m $28.0m 2.03% Added +11.4k +11,420
19 Mariner, LLC 0.05% of their portfolio Overland Park, KS 769,772769.8k $27.4m $27.4m 0.05% Reduced -36.1k -36,091
20 Lee Financial Co 3.85% of their portfolio Dallas, TX 768,289768.3k $27.4m $27.4m 3.85% Added +11.8k +11,788
21 Arvest Bank Trust Division 1.54% of their portfolio DEWEY, OK 718,166718.2k $25.6m $25.6m 1.54% Reduced -632 -632
22 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 585,866585.9k $20.9m $20.9m 0.01% First filing
23 Disciplina Capital Management LLC 3.37% of their portfolio NASHVILLE, TN 561,007561.0k $20.0m $20.0m 3.37% Added +7.8k +7,762
24 Modern Wealth Management, LLC 0.70% of their portfolio KANSAS CITY, MO 525,144525.1k $18.7m $18.7m 0.70% New
25 Ocean Park Asset Management, LLC 0.60% of their portfolio SANTA MONICA, CA 494,000494.0k $17.6m $17.6m 0.60% New
26 Barry Investment Advisors, LLC 4.79% of their portfolio NEW BEDFORD, MA 417,995418.0k $14.9m $14.9m 4.79% Added +9.4k +9,410
27 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 372,124372.1k $13.3m $13.3m 0.08% Added +9.8k +9,830
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 347,195347.2k $12.4m $12.4m 0.00% Added +6.0k +5,974
29 UMB Bank, n.a. 0.19% of their portfolio Kansas City, MO 341,082341.1k $12.2m $12.2m 0.19% Reduced -93.1k -93,058
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 331,740331.7k $11.8m $11.8m 0.00% Reduced -310.5k -310,488
31 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.56% of their portfolio Greenbrae, CA 304,958305.0k $10.9m $10.9m 0.56% Reduced -9.4k -9,363
32 Alpha Omega Group, Inc. 12.33% of their portfolio RESTON, VA 293,489293.5k $10.5m $10.5m 12.33% Reduced -6.8k -6,827
33 New England Private Wealth Advisors LLC 1.61% of their portfolio WELLESLEY, MA 285,932285.9k $10.2m $10.2m 1.61% Added +17.1k +17,052
34 Arkos Global Advisors 1.43% of their portfolio HOUSTON, TX 274,148274.1k $9.8m $9.8m 1.43% Added +490 +490
35 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 265,072265.1k $9.4m $9.4m 0.05% Added +6.2k +6,158
36 ARVEST INVESTMENTS, INC. 1.28% of their portfolio LOWELL, AR 224,627224.6k $8.0m $8.0m 1.28% Reduced -9.2k -9,247
37 Forefront Analytics, LLC 3.58% of their portfolio WEST CONSHOHOCKEN, PA 216,001216.0k $7.7m $7.7m 3.58% Reduced -4.0k -4,032
38 Ashton Thomas Private Wealth, LLC 0.30% of their portfolio SCOTTSDALE, AZ 215,080215.1k $7.7m $7.7m 0.30% Added +2.1k +2,054
39 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 213,729213.7k $7.6m $7.6m 0.01% Reduced -4.0k -3,961
40 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 213,512213.5k $7.6m $7.6m 0.01% Added +48.8k +48,752
41 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 209,964210.0k $7.5m $7.5m 0.08% Reduced -20.7k -20,713
42 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 209,295209.3k $7.5m $7.5m 0.01% Added +38.2k +38,180
43 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 199,821199.8k $7.1m $7.1m 0.02% Added +30.3k +30,327
44 FLAGSTAR SECURITIES, INC 1.76% of their portfolio New York, NY 198,135198.1k $7.1m $7.1m 1.76% Added +22.1k +22,150
45 COMERICA BANK 0.03% of their portfolio DALLAS, TX 177,681177.7k $6.3m $6.3m 0.03% Reduced -1.8k -1,783
46 PARK NATIONAL CORP /OH/ 0.23% of their portfolio NEWARK, OH 175,321175.3k $6.3m $6.3m 0.23% Reduced -32 -32
47 KESTRA PRIVATE WEALTH SERVICES, LLC 0.11% of their portfolio AUSTIN, TX 174,718174.7k $6.2m $6.2m 0.11% Added +13.3k +13,314
48 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 165,563165.6k $5.9m $5.9m 0.02% Added +44.2k +44,187
49 Pinnacle Wealth Planning Services, Inc. 0.83% of their portfolio MANSFIELD, OH 155,460155.5k $5.5m $5.5m 0.83% Added +1.9k +1,868
50 Vernal Point Advisors, LLC 3.81% of their portfolio San Francisco, CA 155,433155.4k $5.5m $5.5m 3.81% Added +9.9k +9,930
51 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 149,310149.3k $5.3m $5.3m 0.03% Reduced -1.5k -1,513
52 BEACON FINANCIAL GROUP 0.55% of their portfolio DALLAS, TX 143,191143.2k $5.1m $5.1m 0.55% Reduced -2.2k -2,187
53 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 142,207142.2k $5.1m $5.1m 0.01% Reduced -55 -55
54 FourThought Financial Partners, LLC 0.52% of their portfolio VENICE, FL 139,535139.5k $5.0m $5.0m 0.52% Reduced -4.1k -4,116
55 GenTrust, LLC 0.21% of their portfolio MIAMI, FL 138,209138.2k $4.9m $4.9m 0.21% Added +8.3k +8,271
56 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 138,176138.2k $4.9m $4.9m 0.01% Unchanged
57 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 135,240135.2k $4.8m $4.8m 0.01% Reduced -22.4k -22,361
58 APPLETON PARTNERS INC/MA 0.34% of their portfolio BOSTON, MA 129,231129.2k $4.6m $4.6m 0.34% Reduced -6.2k -6,178
59 DAYMARK WEALTH PARTNERS, LLC 0.19% of their portfolio CINCINNATI, OH 126,115126.1k $4.5m $4.5m 0.19% Added +10.5k +10,477
60 Chicago Partners Investment Group LLC 0.14% of their portfolio CHICAGO, IL 116,928116.9k $4.2m $4.2m 0.14% Reduced -1.7k -1,658
61 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 115,960116.0k $4.1m $4.1m 0.01% Added +12.3k +12,260
62 Sandy Spring Bank 0.16% of their portfolio Olney, MD 111,534111.5k $4.0m $4.0m 0.16% Reduced -1.4k -1,369
63 HBW ADVISORY SERVICES LLC 0.39% of their portfolio SIMI VALLEY, CA 107,717107.7k $3.8m $3.8m 0.39% Added +990 +990
64 BTG Pactual Asset Management US LLC 0.45% of their portfolio NEW YORK, NY 98,58698.6k $3.5m $3.5m 0.45% Added +151 +151
65 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 92,83992.8k $3.3m $3.3m 0.10% Reduced -65 -65
66 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 89,33589.3k $3.2m $3.2m 0.07% Added +1.0k +1,032
67 Focus Financial Network, Inc. 0.12% of their portfolio MINNEAPOLIS, MN 87,38587.4k $3.1m $3.1m 0.12% Added +6.9k +6,876
68 B. Riley Wealth Advisors, Inc. 0.10% of their portfolio MEMPHIS, TN 86,34686.3k $3.1m $3.1m 0.10% Reduced -56.3k -56,334
69 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 83,39383.4k $3.0m $3.0m 0.02% Added +8 +8
70 New Republic Capital, LLC 1.83% of their portfolio CHARLOTTE, NC 78,71378.7k $2.8m $2.8m 1.83% Reduced -27.0k -27,049
71 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 78,70478.7k $2.8m $2.8m 0.01% Added +8.2k +8,234
72 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 78,56778.6k $2.9m $2.9m 0.02% Added +581 +581
73 ArchPoint Investors 0.92% of their portfolio CORAL GABLES, FL 78,30078.3k $2.8m $2.8m 0.92% Unchanged
74 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 75,71475.7k $2.7m $2.7m 0.04% New
75 Crumly & Associates Inc. 0.72% of their portfolio SPRINGFIELD, IL 74,10874.1k $2.6m $2.6m 0.72% Reduced -2 -2
76 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 73,99174.0k $2.6m $2.6m 0.02% Reduced -7.9k -7,904
77 Prosperity Consulting Group, LLC 0.20% of their portfolio OWINGS MILLS, MD 73,27673.3k $2.6m $2.6m 0.20% Added +14.1k +14,083
78 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 71,78771.8k $2.6m $2.6m 0.05% Added +4.4k +4,356
79 Wela Strategies, Inc. 1.07% of their portfolio ATLANTA, GA 69,32069.3k $2.5m $2.5m 1.07% Added +5.8k +5,803
80 PUFF WEALTH MANAGEMENT, LLC 4.13% of their portfolio Haddonfield, NJ 66,52066.5k $2.4m $2.4m 4.13% First filing
81 Glass Jacobson Investment Advisors llc 0.76% of their portfolio OWINGS MILLS, MD 65,11065.1k $2.3m $2.3m 0.76% Reduced -482 -482
82 CoreCap Advisors, LLC 0.10% of their portfolio SOUTHFIELD, MI 64,50064.5k $2.3m $2.3m 0.10% Added +63.8k +63,817
83 Keystone Financial Group, Inc. 1.84% of their portfolio ATLANTA, GA 63,67063.7k $2.3m $2.3m 1.84% First filing
84 Summit Trail Advisors, LLC 0.08% of their portfolio NEW YORK, NY 61,71261.7k $2.2m $2.2m 0.08% Added +35.4k +35,393
85 Landmark Wealth Management, LLC 0.96% of their portfolio MELVILLE, NY 60,96261.0k $2.2m $2.2m 0.96% Reduced -4.8k -4,764
86 Encompass More Asset Management 0.67% of their portfolio Danville, CA 56,89856.9k $2.0m $2.0m 0.67% New
87 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 56,87856.9k $2.0m $2.0m 0.02% Added +2.1k +2,104
88 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 56,87856.9k $2.0m $2.0m 0.02% Added +2.1k +2,104
89 Fernwood Investment Management, LLC 0.70% of their portfolio QUINCY, MA 56,77056.8k $2.0m $2.0m 0.70% Reduced -1.8k -1,800
90 Elevated Capital Advisors, LLC 0.55% of their portfolio SANDY, UT 56,22556.2k $2.0m $2.0m 0.55% Reduced -2.8k -2,818
91 ORG Partners LLC 0.26% of their portfolio ROANOKE, IN 54,70754.7k $2.0m $2.0m 0.26% Unchanged
92 Auour Investments LLC 0.69% of their portfolio WOBURN, MA 53,93653.9k $2.0m $2.0m 0.69% Added +444 +444
93 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 53,10453.1k $1.9m $1.9m 0.03% Reduced -3.3k -3,258
94 Continuum Advisory, LLC 0.24% of their portfolio EAGLE, ID 52,39952.4k $1.9m $1.9m 0.24% Added +6.1k +6,051
95 PCG Wealth Advisors, LLC 0.69% of their portfolio OVERLAND PARK, KS 52,31952.3k $1.9m $1.9m 0.69% Reduced -1.0k -1,032
96 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 50,87550.9k $1.8m $1.8m 0.06% Added +454 +454
97 BlueChip Wealth Advisors LLC 1.00% of their portfolio Milton, GA 50,66350.7k $1.8m $1.8m 1.00% Added +2.1k +2,101
98 WealthCare Investment Partners, LLC 0.75% of their portfolio PORTSMOUTH, RI 47,80547.8k $1.7m $1.7m 0.75% Reduced -230 -230
99 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 46,92646.9k $1.7m $1.7m 0.00% Reduced -4.9k -4,862
100 Hobart Private Capital, LLC 0.41% of their portfolio CHARLOTTE, NC 46,49246.5k $1.7m $1.7m 0.41% Added +3.5k +3,512