Vault-13

FIRST TR EXCHANGE-TRADED FD EMLP

NO AMER ENERGY · ETP · CUSIP 33738D101

313 institutional holders +12 vs Q2 2024
62,289,25662.3m shares reported held*
$2.1bnreported value*
31 new 108 added 125 reduced 19 sold out net bought ≈ $25.9m (+787.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.61. Options: 2 managers hold calls ($6.7k notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 283Q4 22: 303Q1 23: 285Q2 23: 292Q3 23: 283Q4 23: 284Q1 24: 288Q2 24: 301Q3 24: 313313Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022283
Q4 2022303
Q1 2023285
Q2 2023292
Q3 2023283
Q4 2023284
Q1 2024288
Q2 2024301
Q3 2024313

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 140 bought or addedQ4 22: 121 cut or sold outQ1 23: 121 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 103 bought or addedQ2 23: 145 cut or sold outQ3 23: 102 bought or addedQ3 23: 155 cut or sold outQ3 23Q4 23: 91 bought or addedQ4 23: 156 cut or sold outQ1 24: 135 bought or addedQ1 24: 133 cut or sold outQ1 24Q2 24: 125 bought or addedQ2 24: 132 cut or sold outQ3 24: 139 bought or addedQ3 24: 144 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022140121
Q1 2023121142
Q2 2023103145
Q3 2023102155
Q4 202391156
Q1 2024135133
Q2 2024125132
Q3 2024139144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 23 calls: $265.8kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $531.5kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $109.7kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $6.7kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$265.8k$00.00
Q1 2024$531.5k$00.00
Q2 2024$109.7k$00.00
Q3 2024$6.7k$00.00

Biggest buyers

Disciplina Capital Management LLC Added +540,985+541.0k
LPL Financial LLC Added +264,961+265.0k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +136,784+136.8k
HBW ADVISORY SERVICES LLC New +106,727+106.7k
BTG Pactual Asset Management US LLC New +98,435+98.4k
WELLS FARGO & COMPANY/MN Added +79,940+79.9k
Wealthspire Advisors, LLC Added +79,035+79.0k
Vernal Point Advisors, LLC Added +77,670+77.7k
UBS Group AG Added +75,965+76.0k
Focus Financial Network, Inc. Added +73,275+73.3k

Biggest sellers

Baird Financial Group, Inc. Sold out -180,247-180.2k
Comprehensive Wealth Management, LLC Reduced -126,531-126.5k
Stegent Equity Advisors, Inc. Reduced -96,151-96.2k
Private Advisory Group LLC Reduced -94,106-94.1k
JANE STREET GROUP, LLC Reduced -72,053-72.1k
ARVEST INVESTMENTS, INC. Reduced -68,475-68.5k
Cerity Partners OCIO LLC Reduced -66,037-66.0k
ORBA Wealth Advisors, L.L.C. Reduced -59,538-59.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -52,102-52.1k
JPMORGAN CHASE & CO Reduced -50,536-50.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $6.7k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 16,385,00516.4m $550.5m $550.5m 0.04% Added +46.8k +46,789
2 Capital Investment Advisors, LLC 2.48% of their portfolio ATLANTA, GA 3,586,7593.6m $120.5m $120.5m 2.48% Added +41.6k +41,565
3 AlTi Global, Inc. 2.80% of their portfolio NEW YORK, NY 3,463,9513.5m $116.4m $116.4m 2.80% Added +8.4k +8,380
4 Glenview Trust Co 1.62% of their portfolio Louisville, KY 2,502,8262.5m $84.1m $84.1m 1.62% Added +27.3k +27,280
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,238,5072.2m $75.2m $75.2m 0.02% Added +79.9k +79,940
6 Cresset Asset Management, LLC 0.27% of their portfolio Chicago, IL 2,048,5092.0m $68.8m $68.8m 0.27% Reduced -23.6k -23,585
7 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,982,5442.0m $66.6m $66.6m 0.03% Added +265.0k +264,961
8 Wealthspire Advisors, LLC 0.67% of their portfolio NEW YORK, NY 1,963,2182.0m $66.0m $66.0m 0.67% Added +79.0k +79,035
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,674,4441.7m $56.3m $56.3m 0.00% Added +43.2k +43,229
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,464,6781.5m $49.2m $49.2m 0.01% Added +76.0k +75,965
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,313,0221.3m $44.1m $44.1m 0.01% Added +49.8k +49,832
12 Cerity Partners OCIO LLC 3.47% of their portfolio New York, NY 1,282,5581.3m $43.1m $43.1m 3.47% Reduced -66.0k -66,037
13 Comprehensive Wealth Management, LLC 27.15% of their portfolio LYNNWOOD, WA 1,243,0421.2m $41.8m $41.8m 27.15% Reduced -126.5k -126,531
14 Welch & Forbes LLC 0.47% of their portfolio Boston, MA 1,096,5291.1m $36.8m $36.8m 0.47% Reduced -6.8k -6,764
15 GLENMEDE TRUST CO NA 0.17% of their portfolio PHILADELPHIA, PA 1,073,0421.1m $36.1m $36.1m 0.17% Reduced -11.5k -11,537
16 ALTFEST L J & CO INC 4.37% of their portfolio NEW YORK, NY 975,962976.0k $32.8m $32.8m 4.37% Reduced -22.1k -22,143
17 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 826,936826.9k $27.8m $27.8m 0.07% Added +1.4k +1,401
18 Mariner, LLC 0.05% of their portfolio Overland Park, KS 805,863805.9k $27.1m $27.1m 0.05% Reduced -24.1k -24,088
19 Jaffetilchin Investment Partners, LLC 1.98% of their portfolio TAMPA, FL 775,014775.0k $26.0m $26.0m 1.98% Added +44.9k +44,931
20 Lee Financial Co 3.61% of their portfolio Dallas, TX 756,501756.5k $25.4m $25.4m 3.61% Added +4.0k +3,993
21 Arvest Bank Trust Division 1.39% of their portfolio DEWEY, OK 718,798718.8k $24.2m $24.2m 1.39% First filing
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 642,228642.2k $21.6m $21.6m 0.00% Reduced -50.5k -50,536
23 Disciplina Capital Management LLC 2.98% of their portfolio NASHVILLE, TN 553,245553.2k $18.6m $18.6m 2.98% Added +541.0k +540,985
24 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 534,309534.3k $18.0m $18.0m 0.02% Added +26.5k +26,465
25 UMB Bank, n.a. 0.23% of their portfolio Kansas City, MO 434,140434.1k $14.6m $14.6m 0.23% Reduced -23.9k -23,924
26 Barry Investment Advisors, LLC 4.19% of their portfolio NEW BEDFORD, MA 408,585408.6k $13.7m $13.7m 4.19% Added +7.5k +7,526
27 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 362,294362.3k $12.2m $12.2m 0.08% Reduced -52.1k -52,102
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 341,221341.2k $11.5m $11.5m 0.00% Reduced -4.3k -4,318
29 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.57% of their portfolio Greenbrae, CA 314,321314.3k $10.6m $10.6m 0.57% Reduced -18.7k -18,718
30 Alpha Omega Group, Inc. 13.85% of their portfolio RESTON, VA 300,316300.3k $10.1m $10.1m 13.85% Reduced -26.6k -26,559
31 Arkos Global Advisors 1.33% of their portfolio HOUSTON, TX 273,658273.7k $9.2m $9.2m 1.33% Reduced -2.4k -2,415
32 New England Private Wealth Advisors LLC 1.46% of their portfolio WELLESLEY, MA 268,880268.9k $9.0m $9.0m 1.46% Added +7.8k +7,750
33 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 258,914258.9k $8.7m $8.7m 0.05% Added +6.2k +6,178
34 ARVEST INVESTMENTS, INC. 1.19% of their portfolio LOWELL, AR 233,874233.9k $7.9m $7.9m 1.19% Reduced -68.5k -68,475
35 Beacon Pointe Advisors, LLC 0.09% of their portfolio NEWPORT BEACH, CA 230,677230.7k $7.8m $7.8m 0.09% Added +46.4k +46,409
36 Forefront Analytics, LLC 3.49% of their portfolio WEST CONSHOHOCKEN, PA 220,033220.0k $7.4m $7.4m 3.49% Reduced -12.7k -12,735
37 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 217,690217.7k $7.3m $7.3m 0.01% Reduced -3.5k -3,455
38 Ashton Thomas Private Wealth, LLC 0.38% of their portfolio SCOTTSDALE, AZ 213,026213.0k $7.2m $7.2m 0.38% Reduced -18.0k -17,974
39 COMERICA BANK 0.02% of their portfolio DALLAS, TX 179,464179.5k $6.0m $6.0m 0.02% Reduced -8.0k -8,013
40 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 179,256179.3k $6.0m $6.0m 0.00% Reduced -2.0k -1,969
41 FLAGSTAR SECURITIES, INC 1.50% of their portfolio New York, NY 175,985176.0k $5.9m $5.9m 1.50% Added +10.7k +10,677
42 PARK NATIONAL CORP /OH/ 0.21% of their portfolio NEWARK, OH 175,353175.4k $5.9m $5.9m 0.21% Reduced -6.7k -6,705
43 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 171,115171.1k $5.7m $5.7m 0.01% Added +11.9k +11,874
44 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 169,494169.5k $5.7m $5.7m 0.02% Added +36.6k +36,640
45 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 164,760164.8k $5.5m $5.5m 0.01% Added +944 +944
46 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 161,404161.4k $5.4m $5.4m 0.10% Added +136.8k +136,784
47 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 157,601157.6k $5.3m $5.3m 0.01% Reduced -41.3k -41,328
48 Pinnacle Wealth Planning Services, Inc. 0.70% of their portfolio MANSFIELD, OH 153,592153.6k $5.2m $5.2m 0.70% Added +4.5k +4,501
49 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 150,823150.8k $5.1m $5.1m 0.03% Reduced -1.3k -1,301
50 Vernal Point Advisors, LLC 3.78% of their portfolio San Francisco, CA 145,503145.5k $4.9m $4.9m 3.78% Added +77.7k +77,670
51 BEACON FINANCIAL GROUP 0.53% of their portfolio DALLAS, TX 145,378145.4k $4.9m $4.9m 0.53% Reduced -4.0k -3,970
52 FourThought Financial Partners, LLC 0.57% of their portfolio VENICE, FL 143,651143.7k $4.8m $4.8m 0.57% Reduced -34.3k -34,346
53 B. Riley Wealth Advisors, Inc. 0.13% of their portfolio MEMPHIS, TN 142,680142.7k $4.8m $4.8m 0.13% Reduced -657 -657
54 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 142,262142.3k $4.8m $4.8m 0.01% Reduced -8.9k -8,902
55 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 138,176138.2k $4.6m $4.6m 0.01% Reduced -158 -158
56 APPLETON PARTNERS INC/MA 0.33% of their portfolio BOSTON, MA 135,409135.4k $4.5m $4.5m 0.33% Reduced -2.2k -2,191
57 GenTrust, LLC 0.21% of their portfolio MIAMI, FL 129,938129.9k $4.4m $4.4m 0.21% Unchanged
58 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 121,376121.4k $4.1m $4.1m 0.01% Reduced -9.5k -9,522
59 Chicago Partners Investment Group LLC 0.15% of their portfolio CHICAGO, IL 118,586118.6k $4.1m $4.1m 0.15% Added +866 +866
60 DAYMARK WEALTH PARTNERS, LLC 0.16% of their portfolio CINCINNATI, OH 115,638115.6k $3.9m $3.9m 0.16% Added +16.4k +16,428
61 Sandy Spring Bank 0.16% of their portfolio Olney, MD 112,903112.9k $3.8m $3.8m 0.16% Reduced -3.2k -3,211
62 HBW ADVISORY SERVICES LLC 0.52% of their portfolio SIMI VALLEY, CA 106,727106.7k $3.6m $3.6m 0.52% New
63 New Republic Capital, LLC 2.04% of their portfolio CHARLOTTE, NC 105,762105.8k $3.6m $3.6m 2.04% Added +9.3k +9,299
64 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 103,700103.7k $3.5m $3.5m 0.01% Reduced -21.1k -21,064
65 BTG Pactual Asset Management US LLC 0.48% of their portfolio NEW YORK, NY 98,43598.4k $3.3m $3.3m 0.48% New
66 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 92,90492.9k $3.1m $3.1m 0.09% Reduced -2.8k -2,790
67 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 88,30388.3k $3.0m $3.0m 0.08% Added +591 +591
68 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 83,38583.4k $2.8m $2.8m 0.02% Added +1.1k +1,106
69 Savant Capital, LLC 0.02% of their portfolio ROCKFORD, IL 81,89581.9k $2.8m $2.8m 0.02% Reduced -1.5k -1,495
70 Focus Financial Network, Inc. 0.11% of their portfolio MINNEAPOLIS, MN 80,50980.5k $2.7m $2.7m 0.11% Added +73.3k +73,275
71 ArchPoint Investors 0.88% of their portfolio CORAL GABLES, FL 78,30078.3k $2.6m $2.6m 0.88% Unchanged
72 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 77,98678.0k $2.9m $2.9m 0.02% Reduced -6.6k -6,570
73 Crumly & Associates Inc. 0.69% of their portfolio SPRINGFIELD, IL 74,11074.1k $2.5m $2.5m 0.69% Reduced -2.4k -2,367
74 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 70,47070.5k $2.4m $2.4m 0.01% Reduced -3.8k -3,823
75 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 67,43167.4k $2.3m $2.3m 0.05% Added +1.5k +1,523
76 Landmark Wealth Management, LLC 0.96% of their portfolio MELVILLE, NY 65,72665.7k $2.2m $2.2m 0.96% Reduced -2.6k -2,615
77 Glass Jacobson Investment Advisors llc 0.73% of their portfolio OWINGS MILLS, MD 65,59265.6k $2.2m $2.2m 0.73% Reduced -1.7k -1,698
78 Wela Strategies, Inc. 0.93% of their portfolio ATLANTA, GA 63,51763.5k $2.1m $2.1m 0.93% Reduced -35.4k -35,400
79 Prosperity Consulting Group, LLC 0.16% of their portfolio OWINGS MILLS, MD 59,19359.2k $2.0m $2.0m 0.16% New
80 Elevated Capital Advisors, LLC 0.53% of their portfolio SANDY, UT 59,04359.0k $2.0m $2.0m 0.53% Reduced -728 -728
81 Fernwood Investment Management, LLC 0.64% of their portfolio QUINCY, MA 58,57058.6k $2.0m $2.0m 0.64% Reduced -2.7k -2,700
82 BENJAMIN EDWARDS INC 0.03% of their portfolio Clayton, MO 56,36256.4k $1.9m $1.9m 0.03% Added +55.3k +55,257
83 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 54,77454.8k $1.8m $1.8m 0.02% Reduced -1.7k -1,735
84 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 54,77454.8k $1.8m $1.8m 0.02% Reduced -1.7k -1,735
85 ORG Partners LLC 0.29% of their portfolio ROANOKE, IN 54,70754.7k $1.8m $1.8m 0.29% Reduced -2.1k -2,143
86 Auour Investments LLC 0.65% of their portfolio WOBURN, MA 53,49253.5k $1.8m $1.8m 0.65% Reduced -5.0k -4,979
87 PCG Wealth Advisors, LLC 0.69% of their portfolio OVERLAND PARK, KS 53,35153.4k $1.8m $1.8m 0.69% Reduced -1.2k -1,223
88 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 51,78851.8k $1.7m $1.7m 0.00% Reduced -9.5k -9,481
89 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 50,42150.4k $1.7m $1.7m 0.05% Reduced -519 -519
90 BlueChip Wealth Advisors LLC 0.85% of their portfolio Milton, GA 48,56248.6k $1.6m $1.6m 0.85% Added +11 +11
91 WealthCare Investment Partners, LLC 0.71% of their portfolio PORTSMOUTH, RI 48,03548.0k $1.6m $1.6m 0.71% Reduced -4.5k -4,497
92 Continuum Advisory, LLC 0.21% of their portfolio EAGLE, ID 46,34846.3k $1.7m $1.7m 0.21% Added +15.9k +15,862
93 Walker Asset Management, LLC 0.97% of their portfolio SPRINGFIELD, MO 46,32246.3k $1.6m $1.6m 0.97% Reduced -497 -497
94 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 45,41845.4k $1.5m $1.5m 0.03% Added +734 +734
95 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.60% of their portfolio Phoenix, AZ 44,84944.8k $1.5m $1.5m 0.60% Unchanged
96 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 44,56844.6k $1.5m $1.5m 0.02% Added +3.1k +3,105
97 MGB Wealth Management, LLC 0.53% of their portfolio ADDISON, TX 43,38043.4k $1.5m $1.5m 0.53% Reduced -1 -1
98 Hobart Private Capital, LLC 0.37% of their portfolio CHARLOTTE, NC 42,98043.0k $1.4m $1.4m 0.37% Added +4.3k +4,346
99 MOTCO 0.14% of their portfolio SAN ANTONIO, TX 42,88742.9k $1.4m $1.4m 0.14% Reduced -492 -492
100 Betterment LLC 0.00% of their portfolio NEW YORK, NY 41,85541.9k $1.4m $1.4m 0.00% Reduced -255 -255