Vault-13

FIRST TR EXCHANGE-TRADED FD EMLP

NO AMER ENERGY · ETP · CUSIP 33738D101

288 institutional holders +4 vs Q4 2023
93,248,54993.2m shares reported held*
$2.8bnreported value*
30 new 105 added 112 reduced 21 sold out net bought ≈ $378.1m (+12.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($32.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.52. Options: 2 managers hold calls ($531.5k notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 283Q4 22: 303Q1 23: 285Q2 23: 292Q3 23: 283Q4 23: 284Q1 24: 288288Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022283
Q4 2022303
Q1 2023285
Q2 2023292
Q3 2023283
Q4 2023284
Q1 2024288

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 140 bought or addedQ4 22: 121 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 103 bought or addedQ2 23: 145 cut or sold outQ2 23Q3 23: 102 bought or addedQ3 23: 155 cut or sold outQ3 23Q4 23: 91 bought or addedQ4 23: 156 cut or sold outQ4 23Q1 24: 135 bought or addedQ1 24: 133 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022140121
Q1 2023121142
Q2 2023103145
Q3 2023102155
Q4 202391156
Q1 2024135133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 23 calls: $29.7kQ2 23 puts: $320.1kQ2 23P/C 10.78Q3 23 calls: $235.1kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $265.8kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $531.5kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$29.7k$320.1k10.78
Q3 2023$235.1k$00.00
Q4 2023$265.8k$00.00
Q1 2024$531.5k$00.00

Biggest buyers

MORGAN STANLEY Added +15,170,616+15.2m
Jaffetilchin Investment Partners, LLC Added +533,454+533.5k
JANE STREET GROUP, LLC Added +292,142+292.1k
Cetera Investment Advisers Added +78,246+78.2k
Capital Investment Advisors, LLC Added +67,797+67.8k
Glenview Trust Co Added +56,624+56.6k
Private Advisory Group LLC Added +48,184+48.2k
JPMORGAN CHASE & CO Added +45,170+45.2k
Rockefeller Capital Management L.P. Added +43,522+43.5k
Waverly Advisors, LLC New +37,106+37.1k

Biggest sellers

Perella Weinberg Partners Capital Management LP Reduced -1,199,725-1.2m
ROYAL BANK OF CANADA Reduced -808,159-808.2k
UBS Group AG Reduced -339,463-339.5k
AlTi Global, Inc. Reduced -216,458-216.5k
STIFEL FINANCIAL CORP Reduced -178,156-178.2k
FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC Reduced -151,824-151.8k
Intrua Financial, LLC Reduced -149,288-149.3k
Cresset Asset Management, LLC Reduced -110,534-110.5k
OSAIC HOLDINGS, INC. Reduced -93,883-93.9k
B. Riley Wealth Advisors, Inc. Reduced -76,580-76.6k

Biggest calls

CITADEL ADVISORS LLC Added $531.5k18.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 47,154,74447.2m $1.4bn $1.4bn 0.04% Added +15.2m +15,170,616
2 AlTi Global, Inc. 2.85% of their portfolio NEW YORK, NY 3,474,9853.5m $102.6m $102.6m 2.85% Reduced -216.5k -216,458
3 Capital Investment Advisors, LLC 2.39% of their portfolio ATLANTA, GA 3,472,9483.5m $102.6m $102.6m 2.39% Added +67.8k +67,797
4 Glenview Trust Co 1.56% of their portfolio Louisville, KY 2,452,0452.5m $72.4m $72.4m 1.56% Added +56.6k +56,624
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,093,7752.1m $61.8m $61.8m 0.02% Added +28.8k +28,760
6 Cresset Asset Management, LLC 0.27% of their portfolio Chicago, IL 1,901,4511.9m $56.1m $56.1m 0.27% Reduced -110.5k -110,534
7 Wealthspire Advisors, LLC 0.73% of their portfolio NEW YORK, NY 1,857,8111.9m $54.9m $54.9m 0.73% Reduced -30.5k -30,528
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,734,1581.7m $51.2m $51.2m 0.01% Added +32.4k +32,409
9 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,647,5361.6m $48.7m $48.7m 0.03% Reduced -59.4k -59,358
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,456,3631.5m $43.0m $43.0m 0.01% Reduced -808.2k -808,159
11 Comprehensive Wealth Management, LLC 33.37% of their portfolio LYNNWOOD, WA 1,451,3251.5m $42.9m $42.9m 33.37% Added +5.8k +5,804
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,352,4801.4m $39.9m $39.9m 0.01% Reduced -339.5k -339,463
13 Welch & Forbes LLC 0.45% of their portfolio Boston, MA 1,107,6641.1m $32.7m $32.7m 0.45% Reduced -4.6k -4,561
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,089,1101.1m $32.2m $32.2m 0.00% Added +45.2k +45,170
15 GLENMEDE TRUST CO NA 0.16% of their portfolio PHILADELPHIA, PA 1,047,0861.0m $30.9m $30.9m 0.16% Reduced -16.1k -16,132
16 ALTFEST L J & CO INC 4.30% of their portfolio NEW YORK, NY 1,028,0721.0m $30.4m $30.4m 4.30% Reduced -5.1k -5,077
17 ARVEST TRUST CO N A 1.53% of their portfolio ROGERS, AR 910,392910.4k $26.9m $26.9m 1.53% Added +20.4k +20,366
18 Mariner, LLC 0.05% of their portfolio Overland Park, KS 855,807855.8k $25.3m $25.3m 0.05% Reduced -10.6k -10,609
19 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 816,986817.0k $24.1m $24.1m 0.07% Added +43.5k +43,522
20 Lee Financial Co 3.71% of their portfolio Dallas, TX 752,878752.9k $22.2m $22.2m 3.71% Reduced -20.5k -20,549
21 Jaffetilchin Investment Partners, LLC 1.88% of their portfolio TAMPA, FL 709,808709.8k $21.0m $21.0m 1.88% Added +533.5k +533,454
22 Disciplina Capital Management LLC 3.12% of their portfolio NASHVILLE, TN 625,362625.4k $18.5m $18.5m 3.12% Reduced -5.5k -5,512
23 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.97% of their portfolio Greenbrae, CA 580,267580.3k $17.1m $17.1m 0.97% Reduced -151.8k -151,824
24 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 476,027476.0k $14.1m $14.1m 0.02% Added +1.7k +1,688
25 UMB Bank, n.a. 0.22% of their portfolio Kansas City, MO 469,113469.1k $13.9m $13.9m 0.22% Reduced -33.9k -33,871
26 Barry Investment Advisors, LLC 3.90% of their portfolio NEW BEDFORD, MA 396,512396.5k $11.7m $11.7m 3.90% Added +11.2k +11,179
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 346,193346.2k $10.2m $10.2m 0.00% Added +14.6k +14,644
28 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 332,859332.9k $9.8m $9.8m 0.09% Added +15.6k +15,623
29 Alpha Omega Group, Inc. 13.68% of their portfolio RESTON, VA 330,701330.7k $9.8m $9.8m 13.68% Added +9.8k +9,795
30 ARVEST INVESTMENTS, INC. 1.48% of their portfolio LOWELL, AR 315,880315.9k $9.3m $9.3m 1.48% Added +417 +417
31 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 314,463314.5k $9.3m $9.3m 0.01% Added +292.1k +292,142
32 Arkos Global Advisors 1.34% of their portfolio HOUSTON, TX 272,264272.3k $8.0m $8.0m 1.34% Reduced -7.8k -7,808
33 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 271,998272.0k $8.0m $8.0m 0.01% Reduced -29.1k -29,083
34 New England Private Wealth Advisors LLC 1.36% of their portfolio WELLESLEY, MA 262,302262.3k $7.7m $7.7m 1.36% Added +6.8k +6,783
35 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 246,773246.8k $7.3m $7.3m 0.05% Added +15.7k +15,712
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 235,252235.3k $6.9m $6.9m 0.01% Added +5.2k +5,223
37 Ashton Thomas Private Wealth, LLC 0.39% of their portfolio SCOTTSDALE, AZ 232,520232.5k $6.9m $6.9m 0.39% Reduced -11.0k -10,974
38 Forefront Analytics, LLC 3.23% of their portfolio WEST CONSHOHOCKEN, PA 225,508225.5k $6.7m $6.7m 3.23% Reduced -4.2k -4,220
39 Perella Weinberg Partners Capital Management LP 0.62% of their portfolio NEW YORK, NY 207,706207.7k $6.1m $6.1m 0.62% Reduced -1.2m -1,199,725
40 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 193,334193.3k $5.7m $5.7m 0.01% Reduced -7.5k -7,500
41 PARK NATIONAL CORP /OH/ 0.22% of their portfolio NEWARK, OH 191,712191.7k $5.7m $5.7m 0.22% Reduced -9.7k -9,713
42 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 187,792187.8k $5.5m $5.5m 0.06% Reduced -3.1k -3,056
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 187,287187.3k $5.5m $5.5m 0.00% Reduced -25.3k -25,289
44 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 184,833184.8k $5.5m $5.5m 0.04% Added +13.9k +13,940
45 COMERICA BANK 0.02% of their portfolio DALLAS, TX 184,816184.8k $5.5m $5.5m 0.02% Reduced -10.5k -10,546
46 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 180,808180.8k $5.3m $5.3m 0.01% Added +185 +185
47 FourThought Financial Partners, LLC 0.59% of their portfolio VENICE, FL 174,931174.9k $5.2m $5.2m 0.59% Added +17.2k +17,201
48 Intrua Financial, LLC 0.80% of their portfolio Houston, TX 173,805173.8k $5.1m $5.1m 0.80% Reduced -149.3k -149,288
49 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 159,455159.5k $4.7m $4.7m 0.01% Reduced -178.2k -178,156
50 BEACON FINANCIAL GROUP 0.53% of their portfolio DALLAS, TX 156,249156.2k $4.6m $4.6m 0.53% Reduced -6.3k -6,269
51 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 154,501154.5k $4.6m $4.6m 0.02% Reduced -64.8k -64,803
52 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 151,842151.8k $4.5m $4.5m 0.01% Reduced -93.9k -93,883
53 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 149,279149.3k $4.4m $4.4m 0.01% Added +78.2k +78,246
54 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 148,106148.1k $4.4m $4.4m 0.02% Reduced -5.4k -5,422
55 Pinnacle Wealth Planning Services, Inc. 0.64% of their portfolio MANSFIELD, OH 147,932147.9k $4.4m $4.4m 0.64% Added +5.1k +5,127
56 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 147,812147.8k $4.4m $4.4m 0.01% Added +26.8k +26,838
57 FLAGSTAR SECURITIES, INC 1.18% of their portfolio New York, NY 143,911143.9k $4.2m $4.2m 1.18% Reduced -1.5k -1,538
58 B. Riley Wealth Advisors, Inc. 0.10% of their portfolio MEMPHIS, TN 139,475139.5k $3.7m $3.7m 0.10% Reduced -76.6k -76,580
59 APPLETON PARTNERS INC/MA 0.32% of their portfolio BOSTON, MA 138,423138.4k $4.1m $4.1m 0.32% Added +1.2k +1,241
60 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 137,852137.9k $4.1m $4.1m 0.02% Reduced -354 -354
61 Elevated Capital Advisors, LLC 1.08% of their portfolio SANDY, UT 127,540127.5k $3.8m $3.8m 1.08% Added +8.3k +8,288
62 GenTrust, LLC 0.22% of their portfolio MIAMI, FL 122,038122.0k $3.6m $3.6m 0.22% Reduced -10.3k -10,300
63 Sandy Spring Bank 0.16% of their portfolio Olney, MD 120,212120.2k $3.5m $3.5m 0.16% Added +2.3k +2,293
64 Chicago Partners Investment Group LLC 0.15% of their portfolio CHICAGO, IL 117,833117.8k $3.5m $3.5m 0.15% Added +3.2k +3,151
65 Stegent Equity Advisors, Inc. 3.09% of their portfolio HOUSTON, TX 102,978103.0k $3.0m $3.0m 3.09% Reduced -31.5k -31,509
66 Wela Strategies, Inc. 1.35% of their portfolio ATLANTA, GA 96,60996.6k $2.9m $2.9m 1.35% Added +15.3k +15,253
67 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 95,95296.0k $2.8m $2.8m 0.09% Added +8.9k +8,916
68 Private Advisory Group LLC 0.38% of their portfolio REDMOND, WA 91,37491.4k $2.7m $2.7m 0.38% Added +48.2k +48,184
69 Greytown Advisors Inc. 1.49% of their portfolio MIAMI, FL 89,55289.6k $2.6m $2.6m 1.49% Added +17.5k +17,500
70 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 86,46686.5k $2.6m $2.6m 0.08% Added +806 +806
71 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 83,95084.0k $2.5m $2.5m 0.03% Reduced -311 -311
72 Crumly & Associates Inc. 0.64% of their portfolio SPRINGFIELD, IL 82,88682.9k $2.4m $2.4m 0.64% Reduced -6.7k -6,666
73 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 82,52982.5k $2.4m $2.4m 0.02% Reduced -1.3k -1,331
74 ArchPoint Investors 0.99% of their portfolio CORAL GABLES, FL 80,00080.0k $2.4m $2.4m 0.99% Unchanged
75 Investors Research Corp 0.53% of their portfolio ATLANTA, GA 77,16977.2k $2.3m $2.3m 0.53% Reduced -4.9k -4,901
76 New Republic Capital, LLC 1.43% of their portfolio CHARLOTTE, NC 76,03776.0k $2.2m $2.2m 1.43% Added +21.3k +21,257
77 DAYMARK WEALTH PARTNERS, LLC 0.12% of their portfolio CINCINNATI, OH 75,11875.1k $2.2m $2.2m 0.12% Reduced -696 -696
78 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 72,92072.9k $2.2m $2.2m 0.01% Reduced -1.7k -1,740
79 Landmark Wealth Management, LLC 0.98% of their portfolio MELVILLE, NY 71,76571.8k $2.1m $2.1m 0.98% Added +1.7k +1,691
80 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 70,50070.5k $2.1m $2.1m 0.00% Reduced -19.9k -19,900
81 Glass Jacobson Investment Advisors llc 0.75% of their portfolio OWINGS MILLS, MD 67,26667.3k $2.0m $2.0m 0.75% Reduced -1.1k -1,076
82 ORBA Wealth Advisors, L.L.C. 1.08% of their portfolio CHICAGO, IL 66,24166.2k $2.0m $2.0m 1.08% Reduced -760 -760
83 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 65,83265.8k $1.9m $1.9m 0.00% Reduced -6.8k -6,799
84 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 62,59262.6k $1.8m $1.8m 0.05% Added +1.9k +1,877
85 Fernwood Investment Management, LLC 0.53% of their portfolio QUINCY, MA 61,27061.3k $1.8m $1.8m 0.53% Reduced -1.7k -1,700
86 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 59,10559.1k $1.7m $1.7m 0.02% Reduced -4.6k -4,559
87 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 59,10559.1k $1.7m $1.7m 0.02% Reduced -4.6k -4,559
88 Auour Investments LLC 0.64% of their portfolio WOBURN, MA 58,64558.6k $1.7m $1.7m 0.64% Added +234 +234
89 PCG Wealth Advisors, LLC 0.79% of their portfolio OVERLAND PARK, KS 56,25256.3k $1.7m $1.7m 0.79% Reduced -3.5k -3,461
90 MAGNOLIA CAPITAL ADVISORS LLC 1.35% of their portfolio RIDGELAND, MS 55,40955.4k $1.6m $1.6m 1.35% Reduced -240 -240
91 WealthCare Investment Partners, LLC 0.78% of their portfolio PORTSMOUTH, RI 54,72354.7k $1.6m $1.6m 0.78% Reduced -12.5k -12,546
92 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 53,51053.5k $1.6m $1.6m 0.05% Added +21.7k +21,713
93 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 53,02553.0k $1.6m $1.6m 0.00% Added +16.2k +16,249
94 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 52,44952.4k $1.5m $1.5m 0.03% Added +988 +988
95 Walker Asset Management, LLC 0.97% of their portfolio SPRINGFIELD, MO 49,78149.8k $1.5m $1.5m 0.97% Added +1.6k +1,631
96 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.66% of their portfolio Phoenix, AZ 47,34547.3k $1.4m $1.4m 0.66% Added +434 +434
97 BlueChip Wealth Advisors LLC 0.89% of their portfolio Milton, GA 46,96047.0k $1.4m $1.4m 0.89% Added +4.0k +4,035
98 Beck Bode, LLC 0.28% of their portfolio DEDHAM, MA 46,63346.6k $1.4m $1.4m 0.28% Reduced -6.4k -6,437
99 Colorado Capital Management, Inc. 0.80% of their portfolio BOULDER, CO 46,60046.6k $1.4m $1.4m 0.80% Reduced -452 -452
100 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 43,64043.6k $1.3m $1.3m 0.01% Reduced -12.2k -12,235