Vault-13

FIRST TR EXCHANGE-TRADED FD EMLP

NO AMER ENERGY · ETP · CUSIP 33738D101

284 institutional holders +1 vs Q3 2023
80,707,71280.7m shares reported held*
$2.2bnreported value*
15 new 76 added 132 reduced 24 sold out net bought ≈ $359.6m (+13.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($31.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.69. Options: 2 managers hold calls ($265.8k notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 283Q4 22: 303Q1 23: 285Q2 23: 292Q3 23: 283Q4 23: 284284Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022283
Q4 2022303
Q1 2023285
Q2 2023292
Q3 2023283
Q4 2023284

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 140 bought or addedQ4 22: 121 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 103 bought or addedQ2 23: 145 cut or sold outQ2 23Q3 23: 102 bought or addedQ3 23: 155 cut or sold outQ3 23Q4 23: 91 bought or addedQ4 23: 156 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022140121
Q1 2023121142
Q2 2023103145
Q3 2023102155
Q4 202391156

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ1 23 calls: $26.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $29.7kQ2 23 puts: $320.1kQ2 23P/C 10.78Q3 23 calls: $235.1kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $265.8kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$26.6k$00.00
Q2 2023$29.7k$320.1k10.78
Q3 2023$235.1k$00.00
Q4 2023$265.8k$00.00

Biggest buyers

MORGAN STANLEY Added +15,641,074+15.6m
JPMORGAN CHASE & CO Added +772,192+772.2k
Comprehensive Wealth Management, LLC Added +197,894+197.9k
Stegent Equity Advisors, Inc. Added +93,404+93.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +87,593+87.6k
B. Riley Wealth Advisors, Inc. Added +76,580+76.6k
Qube Research & Technologies Ltd Added +60,049+60.0k
MAGNOLIA CAPITAL ADVISORS LLC New +55,649+55.6k
Wealthspire Advisors, LLC Added +54,354+54.4k
Glenview Trust Co Added +53,407+53.4k

Biggest sellers

Perella Weinberg Partners Capital Management LP Reduced -2,280,200-2.3m
JANE STREET GROUP, LLC Reduced -367,961-368.0k
Intrua Financial, LLC Reduced -166,390-166.4k
Crumly & Associates Inc. Reduced -124,129-124.1k
UBS Group AG Reduced -114,335-114.3k
Cresset Asset Management, LLC Reduced -96,869-96.9k
OSAIC HOLDINGS, INC. Reduced -92,178-92.2k
LPL Financial LLC Reduced -71,311-71.3k
Atria Investments, Inc Sold out -55,885-55.9k
BANK OF AMERICA CORP /DE/ Reduced -54,146-54.1k

Biggest calls

CITADEL ADVISORS LLC Added $265.8k9.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 31,984,12832.0m $885.6m $885.6m 0.04% Added +15.6m +15,641,074
2 AlTi Global, Inc. 3.13% of their portfolio NEW YORK, NY 3,691,4433.7m $102.2m $102.2m 3.13% First filing
3 Capital Investment Advisors, LLC 2.36% of their portfolio ATLANTA, GA 3,405,1513.4m $94.3m $94.3m 2.36% Reduced -14.5k -14,467
4 Glenview Trust Co 1.63% of their portfolio Louisville, KY 2,395,4212.4m $66.3m $66.3m 1.63% Added +53.4k +53,407
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,264,5222.3m $62.7m $62.7m 0.02% Reduced -31.5k -31,546
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,065,0152.1m $57.2m $57.2m 0.02% Reduced -52.9k -52,946
7 Cresset Asset Management, LLC 0.34% of their portfolio Chicago, IL 2,011,9852.0m $55.7m $55.7m 0.34% Reduced -96.9k -96,869
8 Wealthspire Advisors, LLC 0.74% of their portfolio NEW YORK, NY 1,888,3391.9m $52.3m $52.3m 0.74% Added +54.4k +54,354
9 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,706,8941.7m $47.3m $47.3m 0.03% Reduced -71.3k -71,311
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,701,7491.7m $47.1m $47.1m 0.01% Reduced -54.1k -54,146
11 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,691,9431.7m $46.8m $46.8m 0.02% Reduced -114.3k -114,335
12 Comprehensive Wealth Management, LLC 36.14% of their portfolio LYNNWOOD, WA 1,445,5211.4m $40.0m $40.0m 36.14% Added +197.9k +197,894
13 Perella Weinberg Partners Capital Management LP 3.19% of their portfolio NEW YORK, NY 1,407,4311.4m $39.0m $39.0m 3.19% Reduced -2.3m -2,280,200
14 Welch & Forbes LLC 0.47% of their portfolio Boston, MA 1,112,2251.1m $30.8m $30.8m 0.47% Reduced -12.5k -12,462
15 GLENMEDE TRUST CO NA 0.15% of their portfolio PHILADELPHIA, PA 1,063,2181.1m $29.4m $29.4m 0.15% Added +10.6k +10,634
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,043,9401.0m $28.9m $28.9m 0.00% Added +772.2k +772,192
17 ALTFEST L J & CO INC 4.15% of their portfolio NEW YORK, NY 1,033,1491.0m $28.6m $28.6m 4.15% Reduced -33.9k -33,873
18 ARVEST TRUST CO N A 1.48% of their portfolio ROGERS, AR 890,026890.0k $24.6m $24.6m 1.48% Reduced -8.2k -8,163
19 Mariner, LLC 0.06% of their portfolio Overland Park, KS 866,416866.4k $24.0m $24.0m 0.06% Reduced -31.5k -31,484
20 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 773,464773.5k $21.4m $21.4m 0.07% Reduced -6.0k -5,991
21 Lee Financial Co 3.76% of their portfolio Dallas, TX 773,427773.4k $21.4m $21.4m 3.76% Reduced -9.4k -9,362
22 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 1.21% of their portfolio Greenbrae, CA 732,091732.1k $20.3m $20.3m 1.21% Reduced -17.7k -17,680
23 Disciplina Capital Management LLC 3.29% of their portfolio NASHVILLE, TN 630,874630.9k $17.5m $17.5m 3.29% Reduced -20.1k -20,060
24 UMB Bank, n.a. 0.20% of their portfolio Kansas City, MO 502,984503.0k $13.9m $13.9m 0.20% Reduced -20.8k -20,815
25 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 474,339474.3k $13.1m $13.1m 0.02% Reduced -21.9k -21,910
26 Barry Investment Advisors, LLC 3.61% of their portfolio NEW BEDFORD, MA 385,333385.3k $10.7m $10.7m 3.61% Added +8.8k +8,836
27 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 337,611337.6k $9.3m $9.3m 0.01% Reduced -14.7k -14,668
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 331,549331.5k $9.2m $9.2m 0.00% Reduced -40.5k -40,466
29 Intrua Financial, LLC 1.40% of their portfolio Houston, TX 323,093323.1k $8.9m $8.9m 1.40% Reduced -166.4k -166,390
30 Alpha Omega Group, Inc. 15.57% of their portfolio RESTON, VA 320,906320.9k $8.9m $8.9m 15.57% Added +3.1k +3,069
31 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 317,236317.2k $8.8m $8.8m 0.09% Reduced -6.1k -6,116
32 ARVEST INVESTMENTS, INC. 1.42% of their portfolio LOWELL, AR 315,463315.5k $8.7m $8.7m 1.42% First filing
33 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 301,081301.1k $8.3m $8.3m 0.01% Reduced -7.7k -7,710
34 Arkos Global Advisors 1.41% of their portfolio HOUSTON, TX 280,072280.1k $7.8m $7.8m 1.41% Added +242 +242
35 New England Private Wealth Advisors LLC 1.31% of their portfolio WELLESLEY, MA 255,519255.5k $7.1m $7.1m 1.31% Added +82 +82
36 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 245,725245.7k $6.8m $6.8m 0.01% Reduced -92.2k -92,178
37 Ashton Thomas Private Wealth, LLC 0.42% of their portfolio SCOTTSDALE, AZ 243,494243.5k $6.7m $6.7m 0.42% Reduced -3.1k -3,108
38 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 231,061231.1k $6.4m $6.4m 0.05% Added +15.4k +15,424
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 230,029230.0k $6.4m $6.4m 0.01% Added +87.6k +87,593
40 Forefront Analytics, LLC 3.14% of their portfolio WEST CONSHOHOCKEN, PA 229,728229.7k $6.4m $6.4m 3.14% Added +45.2k +45,184
41 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 219,304219.3k $6.1m $6.1m 0.03% Reduced -14.5k -14,531
42 WEALTHSOURCE PARTNERS, LLC 0.39% of their portfolio SAN LUIS OBISPO, CA 218,115218.1k $6.0m $6.0m 0.39% Reduced -407 -407
43 B. Riley Wealth Advisors, Inc. 0.16% of their portfolio MEMPHIS, TN 216,055216.1k $6.0m $6.0m 0.16% Added +76.6k +76,580
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 212,576212.6k $5.9m $5.9m 0.00% Reduced -5.1k -5,071
45 PARK NATIONAL CORP /OH/ 0.23% of their portfolio NEWARK, OH 201,425201.4k $5.6m $5.6m 0.23% Reduced -10.3k -10,332
46 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 200,834200.8k $5.6m $5.6m 0.01% Reduced -1.2k -1,217
47 COMERICA BANK 0.02% of their portfolio DALLAS, TX 195,362195.4k $5.4m $5.4m 0.02% Added +8.2k +8,217
48 Beacon Pointe Advisors, LLC 0.06% of their portfolio NEWPORT BEACH, CA 190,848190.8k $5.3m $5.3m 0.06% Reduced -6.4k -6,353
49 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 180,623180.6k $5.0m $5.0m 0.01% Added +9.2k +9,184
50 Jaffetilchin Investment Partners, LLC 0.48% of their portfolio TAMPA, FL 176,354176.4k $4.9m $4.9m 0.48% Reduced -3.0k -2,963
51 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 170,893170.9k $4.7m $4.7m 0.04% Reduced -7.7k -7,728
52 BEACON FINANCIAL GROUP 0.55% of their portfolio DALLAS, TX 162,518162.5k $4.5m $4.5m 0.55% Reduced -51.2k -51,178
53 FourThought Financial Partners, LLC 0.55% of their portfolio VENICE, FL 157,730157.7k $4.4m $4.4m 0.55% Reduced -363 -363
54 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 153,528153.5k $4.3m $4.3m 0.01% Reduced -830 -830
55 FLAGSTAR SECURITIES, INC 1.27% of their portfolio New York, NY 145,449145.4k $4.0m $4.0m 1.27% Added +4.3k +4,256
56 Pinnacle Wealth Planning Services, Inc. 0.62% of their portfolio MANSFIELD, OH 142,805142.8k $4.0m $4.0m 0.62% Added +2.1k +2,064
57 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 138,206138.2k $3.8m $3.8m 0.02% Reduced -9.1k -9,109
58 APPLETON PARTNERS INC/MA 0.31% of their portfolio BOSTON, MA 137,182137.2k $3.8m $3.8m 0.31% Reduced -284 -284
59 Stegent Equity Advisors, Inc. 4.40% of their portfolio HOUSTON, TX 134,487134.5k $3.7m $3.7m 4.40% Added +93.4k +93,404
60 GenTrust, LLC 0.24% of their portfolio MIAMI, FL 132,338132.3k $3.7m $3.7m 0.24% Added +1.4k +1,400
61 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 120,974121.0k $3.4m $3.4m 0.01% Added +3.2k +3,171
62 Elevated Capital Advisors, LLC 1.03% of their portfolio SANDY, UT 119,252119.3k $3.3m $3.3m 1.03% Added +1.1k +1,061
63 Sandy Spring Bank 0.16% of their portfolio Olney, MD 117,919117.9k $3.3m $3.3m 0.16% Reduced -5.7k -5,656
64 Chicago Partners Investment Group LLC 0.14% of their portfolio CHICAGO, IL 114,682114.7k $3.1m $3.1m 0.14% Added +1.8k +1,792
65 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 90,40090.4k $2.5m $2.5m 0.00% Added +16.8k +16,800
66 Crumly & Associates Inc. 0.72% of their portfolio SPRINGFIELD, IL 89,55289.6k $2.5m $2.5m 0.72% Reduced -124.1k -124,129
67 Snowden Capital Advisors LLC 0.09% of their portfolio New York, NY 87,03687.0k $2.4m $2.4m 0.09% Reduced -465 -465
68 Prospera Financial Services Inc 0.08% of their portfolio Dallas, TX 85,66085.7k $2.4m $2.4m 0.08% Added +351 +351
69 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 84,26184.3k $2.3m $2.3m 0.03% Added +2.0k +1,985
70 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 83,86083.9k $2.3m $2.3m 0.02% Added +2.6k +2,650
71 Investors Research Corp 0.55% of their portfolio ATLANTA, GA 82,07082.1k $2.3m $2.3m 0.55% Reduced -3.2k -3,198
72 Wela Strategies, Inc. 1.21% of their portfolio ATLANTA, GA 81,35681.4k $2.3m $2.3m 1.21% Added +806 +806
73 ArchPoint Investors 0.92% of their portfolio CORAL GABLES, FL 80,00080.0k $2.2m $2.2m 0.92% Unchanged
74 DAYMARK WEALTH PARTNERS, LLC 0.13% of their portfolio CINCINNATI, OH 75,81475.8k $2.1m $2.1m 0.13% Reduced -11.1k -11,117
75 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 74,66074.7k $2.1m $2.1m 0.01% Reduced -2.7k -2,738
76 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 72,63172.6k $2.0m $2.0m 0.00% Added +60.0k +60,049
77 Greytown Advisors Inc. 1.09% of their portfolio MIAMI, FL 72,05272.1k $2.0m $2.0m 1.09% Unchanged
78 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 71,03371.0k $2.0m $2.0m 0.02% Reduced -9.9k -9,855
79 Landmark Wealth Management, LLC 0.95% of their portfolio MELVILLE, NY 70,07470.1k $1.9m $1.9m 0.95% Added +6.5k +6,515
80 Glass Jacobson Investment Advisors llc 0.77% of their portfolio OWINGS MILLS, MD 68,34268.3k $1.9m $1.9m 0.77% Reduced -2.4k -2,440
81 WealthCare Investment Partners, LLC 1.03% of their portfolio PORTSMOUTH, RI 67,26967.3k $1.9m $1.9m 1.03% Reduced -5.0k -4,974
82 ORBA Wealth Advisors, L.L.C. 1.11% of their portfolio CHICAGO, IL 67,00167.0k $1.9m $1.9m 1.11% First filing
83 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 63,66463.7k $1.8m $1.8m 0.02% Reduced -20.3k -20,274
84 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 63,66463.7k $1.8m $1.8m 0.02% Reduced -20.3k -20,274
85 Fernwood Investment Management, LLC 0.57% of their portfolio QUINCY, MA 62,97063.0k $1.7m $1.7m 0.57% Reduced -5.7k -5,700
86 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 60,71560.7k $1.7m $1.7m 0.05% Reduced -3.6k -3,609
87 PCG Wealth Advisors, LLC 0.92% of their portfolio OVERLAND PARK, KS 59,71359.7k $1.7m $1.7m 0.92% Reduced -937 -937
88 ORG Partners LLC 0.28% of their portfolio ROANOKE, IN 59,53659.5k $1.6m $1.6m 0.28% Added +2.1k +2,138
89 Auour Investments LLC 0.62% of their portfolio WOBURN, MA 58,41158.4k $1.6m $1.6m 0.62% Unchanged
90 HANCOCK WHITNEY CORP 0.06% of their portfolio GULFPORT, MS 57,23557.2k $1.6m $1.6m 0.06% Added +22.1k +22,114
91 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 55,88455.9k $1.5m $1.5m 0.01% Added +1.5k +1,472
92 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 55,87555.9k $1.5m $1.5m 0.02% Reduced -8.7k -8,743
93 MAGNOLIA CAPITAL ADVISORS LLC 1.12% of their portfolio RIDGELAND, MS 55,64955.6k $1.5m $1.5m 1.12% New
94 New Republic Capital, LLC 1.08% of their portfolio CHARLOTTE, NC 54,78054.8k $1.5m $1.5m 1.08% Added +26.6k +26,594
95 Beck Bode, LLC 0.33% of their portfolio DEDHAM, MA 53,07053.1k $1.5m $1.5m 0.33% Reduced -9.5k -9,541
96 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 51,46151.5k $1.4m $1.4m 0.03% Reduced -35.7k -35,735
97 Walker Asset Management, LLC 0.96% of their portfolio SPRINGFIELD, MO 48,15048.1k $1.3m $1.3m 0.96% Added +18 +18
98 Colorado Capital Management, Inc. 0.85% of their portfolio BOULDER, CO 47,05247.1k $1.3m $1.3m 0.85% Reduced -2.9k -2,936
99 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.70% of their portfolio Phoenix, AZ 46,91146.9k $1.3m $1.3m 0.70% Reduced -611 -611
100 MGB Wealth Management, LLC 0.60% of their portfolio ADDISON, TX 43,36743.4k $1.2m $1.2m 0.60% First filing