Vault-13

FIRST TR EXCHANGE-TRADED FD EMLP

NO AMER ENERGY · ETP · CUSIP 33738D101

283 institutional holders -9 vs Q2 2023
67,843,15267.8m shares reported held*
$1.8bnreported value*
13 new 89 added 130 reduced 25 sold out net sold ≈ $2.4m (-109.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($46.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.43. Options: 2 managers hold calls ($235.1k notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 283Q4 22: 303Q1 23: 285Q2 23: 292Q3 23: 283283Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022283
Q4 2022303
Q1 2023285
Q2 2023292
Q3 2023283

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 140 bought or addedQ4 22: 121 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 142 cut or sold outQ1 23Q2 23: 103 bought or addedQ2 23: 145 cut or sold outQ2 23Q3 23: 102 bought or addedQ3 23: 155 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022140121
Q1 2023121142
Q2 2023103145
Q3 2023102155

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $1.1mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $26.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $29.7kQ2 23 puts: $320.1kQ2 23P/C 10.78Q3 23 calls: $235.1kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$1.1m$00.00
Q1 2023$26.6k$00.00
Q2 2023$29.7k$320.1k10.78
Q3 2023$235.1k$00.00

Biggest buyers

Comprehensive Wealth Management, LLC New +1,247,627+1.2m
JANE STREET GROUP, LLC Added +228,690+228.7k
ROYAL BANK OF CANADA Added +213,239+213.2k
COMERICA BANK New +187,145+187.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +90,252+90.3k
Glenview Trust Co Added +84,993+85.0k
Elevated Capital Advisors, LLC Added +65,324+65.3k
Capital Investment Advisors, LLC Added +61,157+61.2k
Corient Private Wealth LP Added +53,739+53.7k
ENVESTNET ASSET MANAGEMENT INC Added +49,853+49.9k

Biggest sellers

FDx Advisors, Inc. Sold out -254,250-254.2k
AVANTAX ADVISORY SERVICES, INC. Reduced -216,934-216.9k
Crumly & Associates Inc. Reduced -144,367-144.4k
B. Riley Wealth Advisors, Inc. Reduced -134,922-134.9k
Relative Value Partners Group, LLC Sold out -118,780-118.8k
Disciplina Capital Management LLC Reduced -110,006-110.0k
Concorde Asset Management, LLC Sold out -107,449-107.4k
MORGAN STANLEY Reduced -101,406-101.4k
Cresset Asset Management, LLC Reduced -98,202-98.2k
WELLS FARGO & COMPANY/MN Reduced -91,459-91.5k

Biggest calls

CITADEL ADVISORS LLC Added $235.1k8.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 16,343,05416.3m $431.8m $431.8m 0.04% Reduced -101.4k -101,406
2 TIEDEMANN ADVISORS, LLC 4.58% of their portfolio NEW YORK, NY 4,039,2564.0m $106.7m $106.7m 4.58% Reduced -20.9k -20,859
3 Perella Weinberg Partners Capital Management LP 10.59% of their portfolio NEW YORK, NY 3,687,6313.7m $97.4m $97.4m 10.59% Reduced -48.3k -48,300
4 Capital Investment Advisors, LLC 2.50% of their portfolio ATLANTA, GA 3,419,6183.4m $90.3m $90.3m 2.50% Added +61.2k +61,157
5 Glenview Trust Co 1.71% of their portfolio Louisville, KY 2,342,0142.3m $61.9m $61.9m 1.71% Added +85.0k +84,993
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,296,0682.3m $60.7m $60.7m 0.02% Added +213.2k +213,239
7 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,117,9612.1m $56.0m $56.0m 0.02% Reduced -91.5k -91,459
8 Cresset Asset Management, LLC 0.39% of their portfolio Chicago, IL 2,108,8542.1m $55.7m $55.7m 0.39% Reduced -98.2k -98,202
9 Wealthspire Advisors, LLC 0.80% of their portfolio NEW YORK, NY 1,833,9851.8m $48.5m $48.5m 0.80% Reduced -51.9k -51,929
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,806,2781.8m $47.7m $47.7m 0.02% Reduced -24.5k -24,520
11 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,778,2051.8m $47.0m $47.0m 0.03% Reduced -34.5k -34,504
12 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,755,8951.8m $46.4m $46.4m 0.01% Added +17.7k +17,683
13 Comprehensive Wealth Management, LLC 31.03% of their portfolio LYNNWOOD, WA 1,247,6271.2m $33.0m $33.0m 31.03% New
14 Welch & Forbes LLC 0.49% of their portfolio Boston, MA 1,124,6871.1m $29.7m $29.7m 0.49% Reduced -27.4k -27,415
15 ALTFEST L J & CO INC 4.45% of their portfolio NEW YORK, NY 1,067,0221.1m $28.2m $28.2m 4.45% Reduced -2.3k -2,302
16 GLENMEDE TRUST CO NA 0.16% of their portfolio PHILADELPHIA, PA 1,052,5841.1m $27.8m $27.8m 0.16% Reduced -63.4k -63,435
17 ARVEST TRUST CO N A 1.55% of their portfolio ROGERS, AR 898,189898.2k $23.7m $23.7m 1.55% Added +5.5k +5,491
18 Mariner, LLC 0.06% of their portfolio Overland Park, KS 897,900897.9k $23.7m $23.7m 0.06% Added +18.7k +18,720
19 Lee Financial Co 3.85% of their portfolio Dallas, TX 782,789782.8k $20.7m $20.7m 3.85% Reduced -60.8k -60,787
20 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 779,455779.5k $20.6m $20.6m 0.08% Reduced -9.2k -9,234
21 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 1.27% of their portfolio Greenbrae, CA 749,771749.8k $19.8m $19.8m 1.27% Reduced -962 -962
22 Disciplina Capital Management LLC 3.57% of their portfolio NASHVILLE, TN 650,934650.9k $17.2m $17.2m 3.57% Reduced -110.0k -110,006
23 UMB Bank, n.a. 0.22% of their portfolio Kansas City, MO 523,799523.8k $13.8m $13.8m 0.22% Reduced -39.1k -39,094
24 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 496,249496.2k $13.1m $13.1m 0.02% Added +3.6k +3,618
25 Intrua Financial, LLC 2.34% of their portfolio Houston, TX 489,483489.5k $12.9m $12.9m 2.34% Added +39.6k +39,584
26 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 390,282390.3k $10.3m $10.3m 0.02% Added +228.7k +228,690
27 Barry Investment Advisors, LLC 3.58% of their portfolio NEW BEDFORD, MA 376,497376.5k $9.9m $9.9m 3.58% Reduced -2.5k -2,534
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 372,015372.0k $9.8m $9.8m 0.00% Added +49.9k +49,853
29 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 352,279352.3k $9.3m $9.3m 0.01% Added +9.8k +9,753
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 337,903337.9k $8.9m $8.9m 0.01% Added +21.4k +21,447
31 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 323,352323.4k $8.5m $8.5m 0.10% Reduced -216.9k -216,934
32 Alpha Omega Group, Inc. 15.91% of their portfolio RESTON, VA 317,837317.8k $8.4m $8.4m 15.91% Reduced -4.2k -4,189
33 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 308,791308.8k $8.2m $8.2m 0.02% Reduced -54 -54
34 Arkos Global Advisors 1.51% of their portfolio HOUSTON, TX 279,830279.8k $7.4m $7.4m 1.51% Reduced -26.3k -26,348
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 271,748271.7k $7.2m $7.2m 0.00% Reduced -7.5k -7,483
36 New England Private Wealth Advisors LLC 1.41% of their portfolio WELLESLEY, MA 255,437255.4k $6.7m $6.7m 1.41% Added +4.5k +4,523
37 Ashton Thomas Private Wealth, LLC 0.48% of their portfolio SCOTTSDALE, AZ 246,602246.6k $6.5m $6.5m 0.48% Reduced -1.6k -1,587
38 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 242,853242.9k $6.4m $6.4m 0.02% Reduced -5.0k -5,006
39 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 233,835233.8k $6.2m $6.2m 0.03% Added +279 +279
40 WEALTHSOURCE PARTNERS, LLC 0.39% of their portfolio SAN LUIS OBISPO, CA 218,522218.5k $5.8m $5.8m 0.39% Reduced -973 -973
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 217,647217.6k $5.8m $5.8m 0.00% Reduced -8.5k -8,526
42 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 215,637215.6k $5.7m $5.7m 0.06% Added +22.5k +22,474
43 BEACON FINANCIAL GROUP 0.83% of their portfolio DALLAS, TX 213,696213.7k $5.9m $5.9m 0.83% Reduced -2.0k -1,951
44 Crumly & Associates Inc. 2.22% of their portfolio SPRINGFIELD, IL 213,681213.7k $5.6m $5.6m 2.22% Reduced -144.4k -144,367
45 PARK NATIONAL CORP /OH/ 0.25% of their portfolio NEWARK, OH 211,757211.8k $5.6m $5.6m 0.25% Reduced -33.3k -33,293
46 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 202,051202.1k $5.3m $5.3m 0.01% Added +53.7k +53,739
47 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 197,201197.2k $5.2m $5.2m 0.07% Reduced -20.2k -20,196
48 COMERICA BANK 0.03% of their portfolio DALLAS, TX 187,145187.1k $4.9m $4.9m 0.03% New
49 Forefront Analytics, LLC 2.76% of their portfolio WEST CONSHOHOCKEN, PA 184,544184.5k $4.9m $4.9m 2.76% Reduced -8.3k -8,297
50 Jaffetilchin Investment Partners, LLC 0.52% of their portfolio TAMPA, FL 179,317179.3k $4.7m $4.7m 0.52% Reduced -8.5k -8,540
51 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 178,621178.6k $4.7m $4.7m 0.04% Added +3.6k +3,593
52 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 171,439171.4k $4.5m $4.5m 0.01% Added +27.3k +27,299
53 FourThought Financial Partners, LLC 0.58% of their portfolio VENICE, FL 158,093158.1k $4.2m $4.2m 0.58% Added +6.5k +6,484
54 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 154,358154.4k $4.1m $4.1m 0.02% Reduced -6.0k -5,988
55 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 147,315147.3k $3.9m $3.9m 0.02% Reduced -24.5k -24,529
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 142,436142.4k $3.8m $3.8m 0.01% Added +90.3k +90,252
57 FLAGSTAR SECURITIES, INC 1.42% of their portfolio New York, NY 141,193141.2k $3.7m $3.7m 1.42% Reduced -5.3k -5,350
58 Pinnacle Wealth Planning Services, Inc. 0.61% of their portfolio MANSFIELD, OH 140,741140.7k $3.7m $3.7m 0.61% Added +3.1k +3,060
59 B. Riley Wealth Advisors, Inc. 0.10% of their portfolio MEMPHIS, TN 139,475139.5k $3.7m $3.7m 0.10% Reduced -134.9k -134,922
60 APPLETON PARTNERS INC/MA 0.32% of their portfolio BOSTON, MA 137,466137.5k $3.6m $3.6m 0.32% Reduced -1.5k -1,493
61 GenTrust, LLC 0.24% of their portfolio MIAMI, FL 130,938130.9k $3.5m $3.5m 0.24% Reduced -8.5k -8,541
62 Sandy Spring Bank 0.18% of their portfolio Olney, MD 123,575123.6k $3.3m $3.3m 0.18% Reduced -5.9k -5,911
63 Elevated Capital Advisors, LLC 1.06% of their portfolio SANDY, UT 118,191118.2k $3.1m $3.1m 1.06% Added +65.3k +65,324
64 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 117,803117.8k $3.1m $3.1m 0.01% Reduced -10.7k -10,665
65 Chicago Partners Investment Group LLC 0.16% of their portfolio CHICAGO, IL 112,890112.9k $3.0m $3.0m 0.16% Added +5.4k +5,439
66 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 87,50187.5k $2.3m $2.3m 0.10% Reduced -934 -934
67 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 87,19687.2k $2.3m $2.3m 0.09% Reduced -548 -548
68 DAYMARK WEALTH PARTNERS, LLC 0.16% of their portfolio CINCINNATI, OH 86,93186.9k $2.3m $2.3m 0.16% Added +22 +22
69 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 85,30985.3k $2.3m $2.3m 0.09% Added +4.0k +3,953
70 Investors Research Corp 0.59% of their portfolio ATLANTA, GA 85,26885.3k $2.3m $2.3m 0.59% Reduced -6.1k -6,129
71 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 83,93883.9k $2.2m $2.2m 0.03% Reduced -47.0k -47,041
72 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 83,93883.9k $2.2m $2.2m 0.03% Reduced -47.0k -47,041
73 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 82,27682.3k $2.2m $2.2m 0.03% Reduced -5.5k -5,454
74 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 81,21081.2k $2.1m $2.1m 0.02% Added +261 +261
75 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 80,88880.9k $2.1m $2.1m 0.02% Reduced -13.8k -13,834
76 Wela Strategies, Inc. 1.27% of their portfolio ATLANTA, GA 80,55080.5k $2.1m $2.1m 1.27% Added +13.7k +13,748
77 ArchPoint Investors 0.81% of their portfolio CORAL GABLES, FL 80,00080.0k $2.1m $2.1m 0.81% Unchanged
78 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 77,39877.4k $2.0m $2.0m 0.01% Reduced -5.1k -5,144
79 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 73,60073.6k $1.9m $1.9m 0.00% Reduced -4.7k -4,700
80 Private Advisory Group LLC 0.38% of their portfolio REDMOND, WA 72,62672.6k $1.9m $1.9m 0.38% Reduced -4.9k -4,888
81 WealthCare Investment Partners, LLC 1.13% of their portfolio PORTSMOUTH, RI 72,24372.2k $1.9m $1.9m 1.13% Reduced -9.4k -9,365
82 Greytown Advisors Inc. 1.08% of their portfolio MIAMI, FL 72,05272.1k $1.9m $1.9m 1.08% Added +3.1k +3,089
83 Glass Jacobson Investment Advisors llc 0.86% of their portfolio OWINGS MILLS, MD 70,78270.8k $1.9m $1.9m 0.86% Added +23 +23
84 Fernwood Investment Management, LLC 0.65% of their portfolio QUINCY, MA 68,67068.7k $1.8m $1.8m 0.65% Reduced -2.7k -2,700
85 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 64,61864.6k $1.7m $1.7m 0.02% Added +2.0k +1,968
86 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 64,32464.3k $1.7m $1.7m 0.06% Reduced -294 -294
87 Landmark Wealth Management, LLC 0.95% of their portfolio MELVILLE, NY 63,55963.6k $1.7m $1.7m 0.95% Reduced -1.9k -1,876
88 Beck Bode, LLC 0.42% of their portfolio DEDHAM, MA 62,61162.6k $1.7m $1.7m 0.42% Reduced -2.4k -2,419
89 PCG Wealth Advisors, LLC 1.05% of their portfolio OVERLAND PARK, KS 60,65060.6k $1.6m $1.6m 1.05% Reduced -21.7k -21,669
90 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 60,30360.3k $1.6m $1.6m 0.06% Added +2.1k +2,117
91 Auour Investments LLC 0.65% of their portfolio WOBURN, MA 58,41158.4k $1.5m $1.5m 0.65% Added +83 +83
92 ORG Partners LLC 0.45% of their portfolio ROANOKE, IN 57,39857.4k $1.5m $1.5m 0.45% Reduced -4.6k -4,606
93 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 55,88555.9k $1.5m $1.5m 0.03% Added +203 +203
94 Arax Advisory Partners 0.18% of their portfolio NEW YORK, NY 55,35955.4k $1.5m $1.5m 0.18% Added +46.5k +46,517
95 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 54,41254.4k $1.4m $1.4m 0.01% Added +2.4k +2,374
96 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 50,61650.6k $1.3m $1.3m 0.01% First filing
97 Colorado Capital Management, Inc. 1.00% of their portfolio BOULDER, CO 49,98850.0k $1.3m $1.3m 1.00% Added +1.7k +1,706
98 QP WEALTH MANAGEMENT, LLC 2.29% of their portfolio BOCA RATON, FL 49,67049.7k $1.3m $1.3m 2.29% Reduced -50.9k -50,875
99 Walker Asset Management, LLC 1.13% of their portfolio SPRINGFIELD, MO 48,13248.1k $1.3m $1.3m 1.13% Added +17 +17
100 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.71% of their portfolio Phoenix, AZ 47,52247.5k $1.3m $1.3m 0.71% Unchanged