FIRST TR EXCHANGE-TRADED ALP FYT
SML CAP VAL ALPH · ETP · CUSIP 33737M409
69
institutional holders
+9 vs Q3 2023
2.8m
shares reported held*
$153.1mreported value*
9 new
20 added
21 reduced
3 sold out
net bought ≈ $14.4m (+264.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($81.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.38. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 68 |
| Q4 2022 | 63 |
| Q1 2023 | 67 |
| Q2 2023 | 58 |
| Q3 2023 | 60 |
| Q4 2023 | 69 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 26 | 36 |
| Q1 2023 | 36 | 20 |
| Q2 2023 | 21 | 34 |
| Q3 2023 | 16 | 32 |
| Q4 2023 | 29 | 24 |
Biggest buyers
| MORGAN STANLEY | Added | +317.1k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +42.5k |
| Baird Financial Group, Inc. | New | +37.3k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Added | +35.5k |
| Jaffetilchin Investment Partners, LLC | New | +23.1k |
| Kingsview Wealth Management, LLC | Added | +18.2k |
| STIFEL FINANCIAL CORP | Added | +14.2k |
| JANE STREET GROUP, LLC | New | +6.9k |
| Tower Research Capital LLC (TRC) | Added | +6.9k |
| Private Advisor Group, LLC | Added | +6.4k |
Biggest sellers
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -93.1k |
| TRUIST FINANCIAL CORP | Reduced | -91.7k |
| WELLS FARGO & COMPANY/MN | Reduced | -25.3k |
| ROYAL BANK OF CANADA | Reduced | -21.5k |
| OSAIC HOLDINGS, INC. | Reduced | -8.5k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -8.4k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -8.2k |
| LPL Financial LLC | Reduced | -7.8k |
| GREAT VALLEY ADVISOR GROUP, INC. | Sold out | -7.0k |
| CITADEL ADVISORS LLC | Sold out | -6.0k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 519.6k $28.3m | Added +317.1k |
| Simplicity Solutions, LLC 0.41% of their portfolio | 273.6k $14.9m | Added +996 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 258.0k $14.0m | Reduced -25.3k |
| Blueprint Investment Partners LLC 3.86% of their portfolio | 257.7k $14.0m | Added +961 |
| LPL Financial LLC 0.01% of their portfolio | 248.3k $13.5m | Reduced -7.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 150.6k $8.2m | Reduced -21.5k |
| Private Advisor Group, LLC 0.04% of their portfolio | 91.8k $5.0m | Added +6.4k |
| UBS Group AG 0.00% of their portfolio | 82.8k $4.5m | Added +5.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 79.6k $4.3m | Reduced -93.1k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio | 75.1k $4.1m | Added +35.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 72.3k $3.9m | Added +42.5k |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 68.0k $3.7m | Reduced -91.7k |
| Kingsview Wealth Management, LLC 0.11% of their portfolio | 67.5k $3.7m | Added +18.2k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 58.1k $3.2m | Reduced -8.2k |
| HARBOUR INVESTMENTS, INC. 0.13% of their portfolio | 57.4k $3.1m | Reduced -1.3k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 37.3k $2.0m | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 34.9k $1.9m | Added +14.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 31.6k $1.7m | Reduced -8.5k |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 31.2k $1.7m | Added +5.5k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 28.9k $1.6m | Added +3.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 24.7k $1.3m | Reduced -8.4k |
| US BANCORP \DE\ 0.00% of their portfolio | 24.5k $1.3m | Added +1.1k |
| Belpointe Asset Management LLC 0.12% of their portfolio | 24.5k $1.3m | Reduced -1.8k |
| Jaffetilchin Investment Partners, LLC 0.12% of their portfolio | 23.1k $1.3m | New |
| Tower Research Capital LLC (TRC) 0.02% of their portfolio | 23.0k $1.3m | Added +6.9k |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.09% of their portfolio | 15.6k $850.2k | Added +839 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 15.2k $826.0k | Added +1.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 11.9k $646.6k | Added +2.9k |
| Pinnacle Bancorp, Inc. 0.20% of their portfolio | 11.4k $620.8k | Unchanged |
| Chicago Partners Investment Group LLC 0.02% of their portfolio | 8.5k $447.8k | Reduced -18 |
| M&R CAPITAL MANAGEMENT INC 0.11% of their portfolio | 8.3k $452.5k | Unchanged |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 7.7k $420.0k | Added +2.8k |
| Koshinski Asset Management, Inc. 0.06% of their portfolio | 7.6k $413.8k | Added +2.4k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 6.9k $376.7k | New |
| SMITH, MOORE & CO. 0.04% of their portfolio | 6.8k $371.2k | Reduced -215 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 6.4k $347.0k | Added +720 |
| MGO ONE SEVEN LLC 0.02% of their portfolio | 6.2k $336.4k | Reduced -5.3k |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 6.2k $335.9k | New |
| Ameritas Advisory Services, LLC 0.02% of their portfolio | 6.0k $320.6k | Reduced -2.4k |
| Cornerstone Wealth Management, LLC 0.03% of their portfolio | 5.8k $316.0k | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio | 4.8k $258.9k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 4.7k $257.9k | Reduced -1.4k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 4.7k $253.8k | Reduced -80 |
| Maia Wealth LLC 0.10% of their portfolio | 4.5k $243.4k | First filing |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio | 4.0k $218.2k | New |
| Wagner Wealth Management, LLC 0.07% of their portfolio | 3.9k $209.4k | Reduced -522 |
| Founders Financial Alliance, LLC 0.06% of their portfolio | 2.8k $151.8k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 2.4k $132.1k | Reduced -443 |
| Tidemark, LLC 0.06% of their portfolio | 1.9k $103.2k | First filing |
| Cranbrook Wealth Management, LLC 0.03% of their portfolio | 1.8k $99.0k | Unchanged |
| Capital Analysts, LLC 0.00% of their portfolio | 1.7k $92.0k | Unchanged |
| MTM Investment Management, LLC 0.02% of their portfolio | 605 $32.9k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 601 $32.0k | Reduced -99 |
| CWM, LLC 0.00% of their portfolio | 524 $29.0k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 522 $28.4k | New |
| FMR LLC 0.00% of their portfolio | 468 $25.5k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 464 $25.2k | Added +71 |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 250 $13.6k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 228 $11.7k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 200 $10.9k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 175 $9.5k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 102 $5.5k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 95 $5.2k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 77 $4.0k | Unchanged |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 74 $4.0k | Unchanged |
| Transamerica Financial Advisors, LLC 0.00% of their portfolio | 71 $4.0k | Reduced -159 |
| COMERICA BANK 0.00% of their portfolio | 50 $2.7k | Reduced -32 |
| Creekmur Asset Management LLC 0.00% of their portfolio | 47 $2.6k | First filing |
| Retirement Group, LLC 0.00% of their portfolio | 25 $1.4k | Unchanged |