FIRST TR EXCHANGE-TRADED ALP FYT
SML CAP VAL ALPH · ETP · CUSIP 33737M409
58
institutional holders
-9 vs Q1 2023
2.7m
shares reported held*
$126.7mreported value*
2 new
19 added
23 reduced
11 sold out
net sold ≈ $28.4m (-615.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($68.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.08. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 68 |
| Q4 2022 | 63 |
| Q1 2023 | 67 |
| Q2 2023 | 58 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 26 | 36 |
| Q1 2023 | 36 | 20 |
| Q2 2023 | 21 | 34 |
Biggest buyers
| ROYAL BANK OF CANADA | Added | +69.2k |
| Blueprint Investment Partners LLC | Added | +58.4k |
| Simplicity Solutions, LLC | Added | +51.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +23.6k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +17.5k |
| CITADEL ADVISORS LLC | New | +10.5k |
| Tower Research Capital LLC (TRC) | Added | +9.6k |
| Ameritas Advisory Services, LLC | Added | +7.2k |
| MML INVESTORS SERVICES, LLC | New | +4.4k |
| TRUIST FINANCIAL CORP | Added | +3.8k |
Biggest sellers
| MORGAN STANLEY | Reduced | -238.7k |
| GREAT VALLEY ADVISOR GROUP, INC. | Reduced | -225.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -98.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -78.1k |
| LPL Financial LLC | Reduced | -48.1k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -27.9k |
| FIRST TRUST ADVISORS LP | Sold out | -24.8k |
| Pinnacle Family Advisors, LLC | Sold out | -19.8k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -16.7k |
| UBS Group AG | Reduced | -16.4k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.01% of their portfolio | 292.1k $13.5m | Reduced -48.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 291.8k $13.4m | Reduced -98.7k |
| Simplicity Solutions, LLC 0.34% of their portfolio | 269.2k $12.4m | Added +51.9k |
| Blueprint Investment Partners LLC 4.21% of their portfolio | 254.4k $11.7m | Added +58.4k |
| MORGAN STANLEY 0.00% of their portfolio | 238.5k $11.0m | Reduced -238.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 201.0k $9.3m | Added +69.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 194.6k $9.0m | Added +17.5k |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 173.4k $8.0m | Added +3.8k |
| Private Advisor Group, LLC 0.03% of their portfolio | 86.1k $4.0m | Reduced -3.0k |
| UBS Group AG 0.00% of their portfolio | 70.7k $3.3m | Reduced -16.4k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 66.6k $3.1m | Reduced -854 |
| HARBOUR INVESTMENTS, INC. 0.13% of their portfolio | 56.6k $2.6m | Added +2.1k |
| Kingsview Wealth Management, LLC 0.09% of their portfolio | 48.4k $2.2m | Added +3 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 46.2k $2.1m | Added +23.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 45.5k $2.1m | Reduced -4.9k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.07% of their portfolio | 40.8k $1.9m | Reduced -13.2k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 38.3k $1.8m | Reduced -78.1k |
| Belpointe Asset Management LLC 0.18% of their portfolio | 37.6k $1.7m | Added +328 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 31.0k $1.4m | Reduced -27.9k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 26.0k $1.2m | Reduced -681 |
| Tower Research Capital LLC (TRC) 0.04% of their portfolio | 24.0k $1.1m | Added +9.6k |
| US BANCORP \DE\ 0.00% of their portfolio | 23.4k $1.1m | Added +323 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 20.5k $944.9k | Reduced -5.3k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 19.4k $894.7k | Reduced -3.4k |
| MGO ONE SEVEN LLC 0.07% of their portfolio | 16.6k $767.1k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.08% of their portfolio | 15.2k $698.2k | Added +143 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 14.9k $687.0k | Reduced -341 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 10.5k $483.3k | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 9.0k $415.6k | Unchanged |
| Chicago Partners Investment Group LLC 0.02% of their portfolio | 8.5k $423.3k | Reduced -136 |
| M&R CAPITAL MANAGEMENT INC 0.10% of their portfolio | 8.5k $390.2k | Unchanged |
| Ameritas Advisory Services, LLC 0.05% of their portfolio | 8.5k $386.1k | Added +7.2k |
| GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio | 7.9k $362.7k | Reduced -225.1k |
| SMITH, MOORE & CO. 0.04% of their portfolio | 7.0k $323.3k | Added +36 |
| Pinnacle Bancorp, Inc. 0.11% of their portfolio | 6.7k $308.7k | Unchanged |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 5.8k $265.1k | Unchanged |
| Koshinski Asset Management, Inc. 0.03% of their portfolio | 5.2k $239.7k | Reduced -2.4k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 5.1k $233.0k | Reduced -55 |
| Wagner Wealth Management, LLC 0.08% of their portfolio | 4.5k $208.3k | Reduced -617 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 4.4k $203.0k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.2k $145.7k | Added +290 |
| Founders Financial Alliance, LLC 0.05% of their portfolio | 2.8k $128.6k | Unchanged |
| Capital Analysts, LLC 0.01% of their portfolio | 2.5k $114.0k | Reduced -164 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.9k $88.8k | Added +916 |
| Cranbrook Wealth Management, LLC 0.02% of their portfolio | 1.8k $83.8k | Unchanged |
| MTM Investment Management, LLC 0.01% of their portfolio | 605 $27.9k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 524 $24.0k | Unchanged |
| FMR LLC 0.00% of their portfolio | 468 $21.6k | Reduced -1.6k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 392 $18.1k | Added +1 |
| IFP Advisors, Inc 0.00% of their portfolio | 350 $14.7k | Added +175 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 315 $14.5k | Reduced -231 |
| Transamerica Financial Advisors, LLC 0.00% of their portfolio | 302 $14.0k | Reduced -9.1k |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 250 $11.5k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 228 $10.5k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 95 $4.4k | Added +1 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 95 $4.4k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 77 $3.6k | Unchanged |
| Retirement Group, LLC 0.00% of their portfolio | 25 $1.2k | Unchanged |