FIRST TR EXCHANGE-TRADED ALP FYC
SML CP GRW ALP · ETP · CUSIP 33737M300
68
institutional holders
-5 vs Q1 2023
2.3m
shares reported held*
$134.0mreported value*
3 new
17 added
32 reduced
8 sold out
net bought ≈ $1.1m (+27.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.52. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 73 |
| Q4 2022 | 72 |
| Q1 2023 | 73 |
| Q2 2023 | 68 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 32 | 34 |
| Q1 2023 | 30 | 34 |
| Q2 2023 | 20 | 40 |
Biggest buyers
| IFP Advisors, Inc | Added | +108.1k |
| LPL Financial LLC | Added | +47.7k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | New | +16.2k |
| WELLS FARGO & COMPANY/MN | Added | +14.7k |
| Atria Wealth Solutions, Inc. | Added | +14.3k |
| IAG Wealth Partners, LLC | Added | +9.7k |
| ROYAL BANK OF CANADA | Added | +5.5k |
| Geneos Wealth Management Inc. | Added | +922 |
| MML INVESTORS SERVICES, LLC | Added | +591 |
| Strid Group, LLC | Added | +473 |
Biggest sellers
| Raymond James Financial Services Advisors, Inc. | Reduced | -57.6k |
| MORGAN STANLEY | Reduced | -30.1k |
| CITADEL ADVISORS LLC | Sold out | -19.4k |
| Csenge Advisory Group | Sold out | -9.8k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -6.6k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Reduced | -6.5k |
| Belpointe Asset Management LLC | Sold out | -6.4k |
| Avestar Capital, LLC | Sold out | -6.2k |
| Tower Research Capital LLC (TRC) | Reduced | -5.4k |
| FLOW TRADERS U.S. LLC | Reduced | -4.4k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.02% of their portfolio | 441.6k $26.6m | Added +47.7k |
| IFP Advisors, Inc 0.24% of their portfolio | 205.2k $11.1m | Added +108.1k |
| MORGAN STANLEY 0.00% of their portfolio | 180.8k $10.9m | Reduced -30.1k |
| Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio | 156.2k $9.4m | Reduced -57.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 138.1k $8.3m | Reduced -1.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 132.3k $8.0m | Added +14.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 107.1k $6.4m | Added +5.5k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 61.1k $3.7m | Reduced -3.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 58.0k $3.5m | Reduced -4.2k |
| MONEYWISE, INC. 2.12% of their portfolio | 56.8k $3.4m | Reduced -2.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 55.9k $3.4m | Reduced -6.6k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.12% of their portfolio | 51.4k $3.1m | Reduced -6.5k |
| MONECO ADVISORS, LLC 0.77% of their portfolio | 47.1k $2.8m | Reduced -1.3k |
| Bedel Financial Consulting, Inc. 0.55% of their portfolio | 43.8k $2.6m | Added +403 |
| IAG Wealth Partners, LLC 0.66% of their portfolio | 41.6k $2.5m | Added +9.7k |
| Kingsview Wealth Management, LLC 0.09% of their portfolio | 38.9k $2.3m | Reduced -148 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 38.5k $2.3m | Reduced -4.3k |
| Equitable Holdings, Inc. 0.03% of their portfolio | 36.7k $2.2m | Reduced -150 |
| Dunhill Financial, LLC 1.00% of their portfolio | 25.8k $1.5m | First filing |
| UBS Group AG 0.00% of their portfolio | 25.3k $1.5m | Reduced -1.6k |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 19.4k $1.2m | Added +14.3k |
| MTM Investment Management, LLC 0.56% of their portfolio | 19.2k $1.2m | Unchanged |
| Steward Partners Investment Advisory, LLC 0.02% of their portfolio | 18.8k $1.1m | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 18.7k $1.1m | Added +29 |
| HFG Advisors, Inc. 1.13% of their portfolio | 17.9k $1.1m | Added +85 |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 17.7k $1.1m | Reduced -1.2k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 16.2k $978.0k | Reduced -2.7k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.10% of their portfolio | 16.2k $714.7k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 14.5k $873.6k | Reduced -3.4k |
| Tower Research Capital LLC (TRC) 0.03% of their portfolio | 12.6k $758.2k | Reduced -5.4k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 11.1k $671.0k | Reduced -265 |
| FLOW TRADERS U.S. LLC 0.03% of their portfolio | 9.6k $581.0k | Reduced -4.4k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 9.4k $565.7k | Reduced -2.3k |
| Clearwater Capital Advisors, LLC 0.07% of their portfolio | 9.2k $552.6k | Unchanged |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 9.1k $548.0k | Added +591 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 8.8k $531.5k | Added +338 |
| RFG Advisory, LLC 0.02% of their portfolio | 8.2k $495.1k | Reduced -125 |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 7.2k $436.0k | Reduced -2.4k |
| Independent Wealth Network Inc. 0.24% of their portfolio | 6.7k $402.6k | Added +148 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 6.6k $398.0k | Reduced -2.1k |
| Strid Group, LLC 0.08% of their portfolio | 6.3k $379.6k | Added +473 |
| Geneos Wealth Management Inc. 0.02% of their portfolio | 6.2k $374.0k | Added +922 |
| IHT Wealth Management, LLC 0.02% of their portfolio | 5.4k $326.4k | Unchanged |
| Financial Advocates Investment Management 0.02% of their portfolio | 4.3k $259.3k | Reduced -98 |
| Quantum Private Wealth, LLC 0.12% of their portfolio | 4.2k $253.1k | Unchanged |
| Cornerstone Wealth Management, LLC 0.02% of their portfolio | 3.7k $223.9k | Added +1 |
| Intrua Financial, LLC 0.04% of their portfolio | 3.5k $211.7k | Reduced -500 |
| Arkadios Wealth Advisors 0.02% of their portfolio | 3.5k $211.2k | Added +4 |
| Wagner Wealth Management, LLC 0.08% of their portfolio | 3.4k $205.5k | Added +21 |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 2.8k $166.0k | Reduced -254 |
| Founders Financial Alliance, LLC 0.05% of their portfolio | 2.1k $124.3k | Unchanged |
| FMR LLC 0.00% of their portfolio | 1.1k $63.9k | Reduced -1.1k |
| Key Financial Inc 0.02% of their portfolio | 1.0k $62.4k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.0k $62.0k | Reduced -30 |
| CWM, LLC 0.00% of their portfolio | 952 $57.0k | Unchanged |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.04% of their portfolio | 827 $49.8k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 782 $47.1k | Reduced -30 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 213 $12.8k | Reduced -9 |
| CITY HOLDING CO 0.00% of their portfolio | 211 $12.7k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 211 $12.7k | New |
| PSI Advisors, LLC 0.00% of their portfolio | 175 $10.5k | New |
| Spire Wealth Management 0.00% of their portfolio | 127 $7.7k | Reduced -27 |
| Transamerica Financial Advisors, LLC 0.00% of their portfolio | 96 $6.0k | Reduced -4 |
| Horan Securities, Inc. 0.00% of their portfolio | 80 $4.8k | Unchanged |
| Capital Analysts, LLC 0.00% of their portfolio | 25 $2.0k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 12 $722 | Unchanged |
| VitalStone Financial, LLC 0.00% of their portfolio | 7 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |