FIRST TR EXCHANGE-TRADED ALP FYC
SML CP GRW ALP · ETP · CUSIP 33737M300
72
institutional holders
-1 vs Q3 2022
2.1m
shares reported held*
$114.0mreported value*
9 new
23 added
26 reduced
8 sold out
net sold ≈ $1.2m (-21.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $55.12. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 73 |
| Q4 2022 | 72 |
Biggest buyers
| WELLS FARGO & COMPANY/MN | Added | +90.0k |
| LPL Financial LLC | Added | +52.9k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Added | +21.0k |
| IAG Wealth Partners, LLC | Added | +18.8k |
| Raymond James Financial Services Advisors, Inc. | Added | +18.1k |
| US BANCORP \DE\ | New | +17.9k |
| IFP Advisors, Inc | Added | +13.5k |
| GOLDMAN SACHS GROUP INC | New | +11.7k |
| OSAIC HOLDINGS, INC. | Added | +10.1k |
| Equitable Holdings, Inc. | Added | +7.9k |
Biggest sellers
| J Arnold Wealth Management Co | Reduced | -158.5k |
| Atria Investments, Inc | Sold out | -63.4k |
| Csenge Advisory Group | Reduced | -16.6k |
| ROYAL BANK OF CANADA | Reduced | -11.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -11.5k |
| Atria Wealth Solutions, Inc. | Reduced | -10.8k |
| BANK OF AMERICA CORP /DE/ | Reduced | -10.5k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -8.8k |
| AE Wealth Management LLC | Sold out | -8.0k |
| CITADEL ADVISORS LLC | Sold out | -7.1k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.02% of their portfolio | 381.2k $21.1m | Added +52.9k |
| MORGAN STANLEY 0.00% of their portfolio | 166.0k $9.2m | Reduced -397 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 139.9k $7.7m | Reduced -10.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 139.5k $7.7m | Added +90.0k |
| Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio | 138.3k $7.6m | Added +18.1k |
| Csenge Advisory Group 0.33% of their portfolio | 77.6k $4.3m | Reduced -16.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 76.7k $4.2m | Reduced -11.7k |
| IFP Advisors, Inc 0.09% of their portfolio | 69.6k $3.5m | Added +13.5k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 68.4k $3.8m | Reduced -1.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 66.1k $3.7m | Reduced -8.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 65.7k $3.6m | Reduced -321 |
| MONEYWISE, INC. 2.38% of their portfolio | 57.6k $3.2m | Reduced -1.7k |
| MONECO ADVISORS, LLC 0.98% of their portfolio | 49.0k $2.7m | Reduced -227 |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio | 45.0k $2.5m | Added +21.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 44.4k $2.5m | Added +10.1k |
| Bedel Financial Consulting, Inc. 0.54% of their portfolio | 39.3k $2.2m | Added +7.2k |
| Kingsview Wealth Management, LLC 0.09% of their portfolio | 37.3k $2.1m | Added +1.5k |
| Equitable Holdings, Inc. 0.03% of their portfolio | 35.6k $2.0m | Added +7.9k |
| UBS Group AG 0.00% of their portfolio | 30.1k $1.7m | Added +2.9k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 22.5k $1.2m | Reduced -1.4k |
| IAG Wealth Partners, LLC 0.32% of their portfolio | 19.5k $1.1m | Added +18.8k |
| MTM Investment Management, LLC 0.55% of their portfolio | 19.3k $1.1m | Reduced -855 |
| Steward Partners Investment Advisory, LLC 0.02% of their portfolio | 18.8k $1.0m | Unchanged |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 18.5k $1.0m | Added +1.4k |
| US BANCORP \DE\ 0.00% of their portfolio | 17.9k $991.8k | New |
| HFG Advisors, Inc. 1.12% of their portfolio | 17.3k $954.2k | Added +327 |
| RFG Advisory, LLC 0.04% of their portfolio | 12.2k $754.0k | Added +7.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 12.2k $675.0k | Added +505 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 11.9k $656.5k | Reduced -4.1k |
| Belpointe Asset Management LLC 0.04% of their portfolio | 11.8k $654.5k | Added +4.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 11.7k $646.8k | New |
| Clearwater Capital Advisors, LLC 0.08% of their portfolio | 10.6k $585.0k | Unchanged |
| Tower Research Capital LLC (TRC) 0.02% of their portfolio | 9.5k $527.0k | Reduced -6.3k |
| Strid Group, LLC 0.12% of their portfolio | 9.1k $500.3k | Reduced -1.7k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 8.2k $455.0k | Reduced -581 |
| AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio | 8.2k $454.1k | Added +2.5k |
| WILLNER & HELLER, LLC 0.60% of their portfolio | 7.6k $422.2k | Added +2.6k |
| Geneos Wealth Management Inc. 0.02% of their portfolio | 6.9k $379.2k | Added +5.9k |
| Independent Wealth Network Inc. 0.24% of their portfolio | 6.4k $353.5k | Added +24 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 6.3k $351.0k | Unchanged |
| Avestar Capital, LLC 0.07% of their portfolio | 6.2k $343.8k | Added +957 |
| IHT Wealth Management, LLC 0.02% of their portfolio | 5.4k $299.7k | Reduced -150 |
| Arkadios Wealth Advisors 0.04% of their portfolio | 5.3k $293.0k | New |
| Intrua Financial, LLC 0.07% of their portfolio | 5.3k $304.7k | Reduced -1.1k |
| Financial Advocates Investment Management 0.02% of their portfolio | 5.2k $286.2k | Reduced -31 |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 5.1k $283.1k | Reduced -10.8k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 4.5k $249.6k | Reduced -592 |
| MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio | 4.4k $240.7k | New |
| Quantum Private Wealth, LLC 0.15% of their portfolio | 4.3k $237.9k | Reduced -746 |
| Ameritas Advisory Services, LLC 0.01% of their portfolio | 3.9k $216.0k | New |
| Wagner Wealth Management, LLC 0.12% of their portfolio | 3.4k $186.9k | Reduced -494 |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 3.1k $172.7k | Reduced -2.1k |
| Baker Avenue Asset Management, LP 0.01% of their portfolio | 3.1k $169.3k | New |
| J Arnold Wealth Management Co 0.07% of their portfolio | 2.6k $144.4k | Reduced -158.5k |
| Founders Financial Alliance, LLC 0.05% of their portfolio | 2.1k $114.2k | Unchanged |
| FMR LLC 0.00% of their portfolio | 1.7k $96.3k | Added +679 |
| Ten Capital Wealth Advisors, LLC 0.04% of their portfolio | 1.6k $89.4k | Reduced -1.2k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.2k $22.3k | New |
| CoreCap Advisors, LLC 0.00% of their portfolio | 1.2k $64.4k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.1k $58.6k | Unchanged |
| Key Financial Inc 0.03% of their portfolio | 1.0k $55.9k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 992 $54.8k | Added +551 |
| CWM, LLC 0.00% of their portfolio | 952 $53.0k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 320 $17.7k | New |
| CITY HOLDING CO 0.00% of their portfolio | 211 $11.7k | Unchanged |
| Transamerica Financial Advisors, LLC 0.00% of their portfolio | 105 $6.0k | Unchanged |
| Horan Securities, Inc. 0.00% of their portfolio | 80 $4.4k | Unchanged |
| Capital Analysts, LLC 0.00% of their portfolio | 60 $3.0k | Reduced -367 |
| Spire Wealth Management 0.00% of their portfolio | 19 $1.0k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 12 $663 | Unchanged |
| VitalStone Financial, LLC 0.00% of their portfolio | 7 $0 | First filing |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |