Vault-13

FIRST TR EXCHANGE-TRADED ALP FNK

MID CAP VAL FD · ETP · CUSIP 33737M201

58 institutional holders -1 vs Q1 2026
2,589,2082.6m shares reported held*
$161.4mreported value*
6 new 17 added 17 reduced 8 sold out net bought ≈ $364.7k (+5.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($49.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $62.34.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 53Q4 22: 62Q1 23: 72Q2 23: 59Q3 23: 55Q4 23: 58Q1 24: 60Q2 24: 60Q3 24: 59Q4 24: 62Q1 25: 59Q2 25: 56Q3 25: 55Q4 25: 54Q1 26: 59Q2 26: 5858Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202253
Q4 202262
Q1 202372
Q2 202359
Q3 202355
Q4 202358
Q1 202460
Q2 202460
Q3 202459
Q4 202462
Q1 202559
Q2 202556
Q3 202555
Q4 202554
Q1 202659
Q2 202658

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 25 bought or addedQ3 24: 27 cut or sold outQ4 24: 25 bought or addedQ4 24: 20 cut or sold outQ4 24Q1 25: 27 bought or addedQ1 25: 26 cut or sold outQ2 25: 21 bought or addedQ2 25: 23 cut or sold outQ2 25Q3 25: 18 bought or addedQ3 25: 26 cut or sold outQ4 25: 18 bought or addedQ4 25: 23 cut or sold outQ4 25Q1 26: 30 bought or addedQ1 26: 18 cut or sold outQ2 26: 23 bought or addedQ2 26: 25 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242527
Q4 20242520
Q1 20252726
Q2 20252123
Q3 20251826
Q4 20251823
Q1 20263018
Q2 20262325

Biggest buyers

Cetera Investment Advisers Added +24,801+24.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +18,997+19.0k
Cambridge Investment Research Advisors, Inc. Added +16,804+16.8k
MORGAN STANLEY Added +13,932+13.9k
&PARTNERS Added +8,036+8.0k
LPL Financial LLC Added +5,455+5.5k
JONES FINANCIAL COMPANIES LLLP Added +4,677+4.7k
StoneX Group Inc. New +4,357+4.4k
RFG Advisory, LLC New +3,297+3.3k
WELLS FARGO & COMPANY/MN Added +2,135+2.1k

Biggest sellers

TOTAL INVESTMENT MANAGEMENT INC Reduced -65,929-65.9k
CITADEL ADVISORS LLC Sold out -6,597-6.6k
ROYAL BANK OF CANADA Reduced -6,316-6.3k
HighTower Advisors, LLC Sold out -5,127-5.1k
RAYMOND JAMES FINANCIAL INC Reduced -4,823-4.8k
OSAIC HOLDINGS, INC. Reduced -4,670-4.7k
Tower Research Capital LLC (TRC) Reduced -1,995-2.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -1,108-1.1k
Sound Income Strategies, LLC Sold out -984-984
Kestra Advisory Services, LLC Reduced -966-966

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TOTAL INVESTMENT MANAGEMENT INC 8.53% of their portfolio SCOTTSDALE, AZ 1,275,7821.3m $80.9m $80.9m 8.53% Reduced -65.9k -65,929
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 260,747260.7k $16.0m $16.0m 0.00% Added +2.1k +2,135
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 249,492249.5k $15.3m $15.3m 0.00% Added +13.9k +13,932
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 143,041143.0k $8.8m $8.8m 0.00% Added +5.5k +5,455
5 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 130,373130.4k $8.0m $8.0m 0.01% Added +24.8k +24,801
6 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 64,00564.0k $3.9m $3.9m 0.05% Added +1.3k +1,338
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 53,95454.0k $3.3m $3.3m 0.00% Reduced -4.8k -4,823
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 50,79350.8k $3.1m $3.1m 0.00% Reduced -345 -345
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 46,83646.8k $2.9m $2.9m 0.00% Added +19.0k +18,997
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 45,76945.8k $2.8m $2.8m 0.00% Reduced -4.7k -4,670
11 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 41,80741.8k $2.6m $2.6m 0.00% Added +4.7k +4,677
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 34,03234.0k $2.1m $2.1m 0.00% Added +16.8k +16,804
13 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 20,45820.5k $1.3m $1.3m 0.01% Reduced -332 -332
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 16,63016.6k $1.0m $1.0m 0.00% Reduced -6.3k -6,316
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,30615.3k $938.4k $938.4k 0.00% Reduced -1.1k -1,108
16 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 13,80213.8k $846.2k $846.2k 0.00% Added +8.0k +8,036
17 Keel Point, LLC 0.04% of their portfolio HUNTSVILLE, AL 11,68611.7k $716.5k $716.5k 0.04% Reduced -161 -161
18 ARS Wealth Advisors Group, LLC 0.06% of their portfolio St. Petersburg, FL 11,49011.5k $704.5k $704.5k 0.06% Added +2 +2
19 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 9,9179.9k $608.1k $608.1k 0.01% Reduced -538 -538
20 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,3699.4k $574.4k $574.4k 0.00% Reduced -966 -966
21 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,2698.3k $507.0k $507.0k 0.00% Added +17 +17
22 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 5,6145.6k $344.2k $344.2k 0.01% Unchanged
23 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 5,3345.3k $327.3k $327.3k 0.00% Added +11 +11
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,8884.9k $300.0k $300.0k 0.00% Reduced -157 -157
25 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 4,7634.8k $292.0k $292.0k 0.01% Unchanged
26 Advisor OS, LLC 0.02% of their portfolio CHICAGO, IL 4,4754.5k $274.4k $274.4k 0.02% Unchanged
27 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 4,3574.4k $265.7k $265.7k 0.01% New
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 4,3334.3k $265.7k $265.7k 0.00% Reduced -88 -88
29 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 4,1514.2k $254.5k $254.5k 0.01% Reduced -30 -30
30 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 3,9894.0k $244.2k $244.2k 0.00% Added +1 +1
31 DAYMARK WEALTH PARTNERS, LLC 0.01% of their portfolio CINCINNATI, OH 3,7993.8k $232.9k $232.9k 0.01% Reduced -333 -333
32 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 3,6653.7k $224.7k $224.7k 0.01% Unchanged
33 Triumph Capital Management 0.04% of their portfolio DENVER, CO 3,4883.5k $213.9k $213.9k 0.04% Unchanged
34 RFG Advisory, LLC 0.00% of their portfolio BIRMINGHAM, AL 3,2973.3k $202.2k $202.2k 0.00% New
35 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 2,9272.9k $179.4k $179.4k 0.02% Added +8 +8
36 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 2,6142.6k $160.3k $160.3k 0.00% Reduced -275 -275
37 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,4002.4k $147.1k $147.1k 0.00% Unchanged
38 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,9351.9k $118.6k $118.6k 0.00% Unchanged
39 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 1,8161.8k $111.3k $111.3k 0.00% Unchanged
40 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,7261.7k $105.8k $105.8k 0.00% New
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2891.3k $79.0k $79.0k 0.00% Added +2 +2
42 AMERIFLEX GROUP, INC. 0.03% of their portfolio LAS VEGAS, NV 1,0801.1k $66.2k $66.2k 0.03% New
43 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 807807 $49.5k $49.5k 0.00% Unchanged
44 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 557557 $34.1k $34.1k 0.00% Added +186 +186
45 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 454454 $28.0k $28.0k 0.00% Unchanged
46 FMR LLC 0.00% of their portfolio BOSTON, MA 442442 $27.1k $27.1k 0.00% Added +439 +439
47 Benson Wealth Management INC 0.02% of their portfolio OOLTEWAH, TN, TN 356356 $21.8k $21.8k 0.02% Unchanged
48 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 317317 $19.4k $19.4k 0.00% New
49 LFA - Lugano Financial Advisors SA 0.01% of their portfolio LUGANO, V8 300300 $18.4k $18.4k 0.01% New
50 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 266266 $16.3k $16.3k 0.00% Reduced -6 -6
51 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 256256 $15.7k $15.7k 0.00% Reduced -2.0k -1,995
52 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 200200 $12.3k $12.3k 0.00% Unchanged
53 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 165165 $10.1k $10.1k 0.00% Unchanged
54 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 158158 $9.7k $9.7k 0.00% Unchanged
55 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 9494 $6.0k $6.0k 0.00% Unchanged
56 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 9090 $5.5k $5.5k 0.00% First filing
57 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 5050 $3.1k $3.1k 0.00% Unchanged
58 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 55 $331 $331 0.00% Unchanged