Vault-13

FIRST TR EXCHANGE-TRADED ALP FNY

MID CP GR ALPH · ETP · CUSIP 33737M102

128 institutional holders +5 vs Q1 2026
4,083,4654.1m shares reported held*
$452.9mreported value*
14 new 37 added 41 reduced 8 sold out net sold ≈ $1.4m (-12.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $110.92.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 82Q1 23: 79Q2 23: 83Q3 23: 83Q4 23: 90Q1 24: 89Q2 24: 96Q3 24: 96Q4 24: 105Q1 25: 102Q2 25: 101Q3 25: 107Q4 25: 120Q1 26: 123Q2 26: 128128Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202287
Q4 202282
Q1 202379
Q2 202383
Q3 202383
Q4 202390
Q1 202489
Q2 202496
Q3 202496
Q4 2024105
Q1 2025102
Q2 2025101
Q3 2025107
Q4 2025120
Q1 2026123
Q2 2026128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 31 bought or addedQ3 24: 46 cut or sold outQ4 24: 49 bought or addedQ4 24: 35 cut or sold outQ4 24Q1 25: 53 bought or addedQ1 25: 47 cut or sold outQ2 25: 34 bought or addedQ2 25: 48 cut or sold outQ2 25Q3 25: 44 bought or addedQ3 25: 43 cut or sold outQ4 25: 44 bought or addedQ4 25: 48 cut or sold outQ4 25Q1 26: 50 bought or addedQ1 26: 49 cut or sold outQ2 26: 51 bought or addedQ2 26: 49 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243146
Q4 20244935
Q1 20255347
Q2 20253448
Q3 20254443
Q4 20254448
Q1 20265049
Q2 20265149

Biggest buyers

LPL Financial LLC Added +92,959+93.0k
MORGAN STANLEY Added +74,597+74.6k
&PARTNERS Added +46,024+46.0k
FIRST TRUST ADVISORS LP New +40,709+40.7k
CITADEL ADVISORS LLC New +34,999+35.0k
WIN ADVISORS, INC New +22,440+22.4k
CARY STREET PARTNERS FINANCIAL LLC New +16,931+16.9k
Equitable Holdings, Inc. Added +15,388+15.4k
Cetera Investment Advisers Added +11,511+11.5k
HARBOUR INVESTMENTS, INC. Added +8,450+8.4k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -119,641-119.6k
RAYMOND JAMES FINANCIAL INC Reduced -106,564-106.6k
NewEdge Advisors, LLC Reduced -105,821-105.8k
Cambridge Investment Research Advisors, Inc. Reduced -66,678-66.7k
D.A. DAVIDSON & CO. Reduced -12,638-12.6k
MERCER GLOBAL ADVISORS INC /ADV Reduced -6,088-6.1k
GTS SECURITIES LLC Reduced -4,343-4.3k
Gateway Wealth Partners, LLC Reduced -3,287-3.3k
Independent Advisor Alliance Sold out -3,116-3.1k
QUADRANT CAPITAL GROUP LLC Sold out -3,000-3.0k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 907,423907.4k $100.6m $100.6m 0.02% Added +93.0k +92,959
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 485,370485.4k $53.8m $53.8m 0.00% Added +74.6k +74,597
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 482,443482.4k $53.5m $53.5m 0.01% Reduced -119.6k -119,641
4 &PARTNERS 0.09% of their portfolio NASHVILLE, TN 197,544197.5k $22.6m $22.6m 0.09% Added +46.0k +46,024
5 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 188,546188.5k $20.9m $20.9m 0.02% Added +11.5k +11,511
6 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 182,925182.9k $20.3m $20.3m 0.06% Reduced -105.8k -105,821
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 130,332130.3k $14.4m $14.4m 0.00% Reduced -2.2k -2,247
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 113,923113.9k $12.6m $12.6m 0.00% Added +5.1k +5,117
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 96,56096.6k $10.7m $10.7m 0.00% Reduced -106.6k -106,564
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 74,42274.4k $8.3m $8.3m 0.01% Added +5.2k +5,201
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 68,53468.5k $7.6m $7.6m 0.01% Reduced -66.7k -66,678
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 54,34054.3k $6.0m $6.0m 0.00% Added +3.6k +3,556
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $5.5m $5.5m 0.00% Unchanged
14 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 47,48647.5k $5.3m $5.3m 0.01% Added +282 +282
15 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 46,07746.1k $5.1m $5.1m 0.06% Added +4.3k +4,270
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 43,80543.8k $4.9m $4.9m 0.00% Added +3.6k +3,575
17 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 42,02342.0k $4.7m $4.7m 0.02% Added +5.7k +5,745
18 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 41,24241.2k $4.6m $4.6m 0.03% Added +15.4k +15,388
19 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 40,70940.7k $4.5m $4.5m 0.00% New
20 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 40,02940.0k $4.4m $4.4m 0.02% Added +1.4k +1,394
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 38,52138.5k $4.3m $4.3m 0.01% Reduced -250 -250
22 Wealth Management Partners, LLC 0.96% of their portfolio TUCSON, AZ 36,71436.7k $4.1m $4.1m 0.96% Added +313 +313
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,99935.0k $3.9m $3.9m 0.00% New
24 KCM INVESTMENT ADVISORS LLC 0.11% of their portfolio GREENBRAE, CA 33,22333.2k $3.7m $3.7m 0.11% Reduced -2.6k -2,575
25 Anderson Financial Strategies, LLC 1.68% of their portfolio DAYTON, OH 30,55030.6k $3.2m $3.2m 1.68% Reduced -1.4k -1,379
26 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 25,24825.2k $2.7m $2.7m 0.00% Added +2.0k +1,984
27 WIN ADVISORS, INC 0.89% of their portfolio PALM BEACH GARDENS, FL 22,44022.4k $2.5m $2.5m 0.89% New
28 BARNES PETTEY FINANCIAL ADVISORS, LLC 0.75% of their portfolio CLARKSDALE, MS 21,63021.6k $2.4m $2.4m 0.75% Added +7.4k +7,385
29 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 21,39921.4k $2.4m $2.4m 0.04% First filing
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,31320.3k $2.3m $2.3m 0.00% Added +370 +370
31 CRUX WEALTH ADVISORS 0.74% of their portfolio LONG BEACH, CA 19,14319.1k $2.1m $2.1m 0.74% Added +139 +139
32 Empirical Asset Management, LLC 0.47% of their portfolio WELLESLEY, MA 18,74518.7k $2.1m $2.1m 0.47% Added +797 +797
33 Sylvest Advisors, LLC 0.92% of their portfolio DALLAS, TX 18,50818.5k $2.1m $2.1m 0.92% Reduced -285 -285
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,46918.5k $1.9m $1.9m 0.00% Reduced -223 -223
35 MTM Investment Management, LLC 0.56% of their portfolio SPARTANBURG, SC 17,58617.6k $1.9m $1.9m 0.56% Unchanged
36 CARY STREET PARTNERS FINANCIAL LLC 0.04% of their portfolio RICHMOND, VA 16,93116.9k $1.9m $1.9m 0.04% New
37 Worthington Financial Partners, LLC 1.55% of their portfolio WORTHINGTON, OH 16,92616.9k $1.9m $1.9m 1.55% Added +51 +51
38 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 12,04912.0k $1.3m $1.3m 0.02% Added +8.4k +8,450
39 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 11,43411.4k $1.3m $1.3m 0.00% Unchanged
40 AssuredPartners Investment Advisors, LLC 0.12% of their portfolio Tampa, FL 11,24511.2k $1.2m $1.2m 0.12% Unchanged
41 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 10,47710.5k $1.2m $1.2m 0.01% Reduced -17 -17
42 PCG Wealth Advisors, LLC 0.23% of their portfolio OVERLAND PARK, KS 9,4089.4k $1.0m $1.0m 0.23% Added +345 +345
43 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 9,1649.2k $1.0m $1.0m 0.02% Added +374 +374
44 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 8,9579.0k $993.0k $993.0k 0.00% Added +2.2k +2,177
45 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 8,3498.3k $925.1k $925.1k 0.01% Unchanged
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,2068.2k $909.7k $909.7k 0.00% Added +5.6k +5,580
47 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,9678.0k $883.2k $883.2k 0.00% Reduced -186 -186
48 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 7,8307.8k $708.5k $708.5k 0.01% Unchanged
49 Dominguez Wealth Management Solutions, Inc. 0.46% of their portfolio WILLIAMSBURG, VA 7,5297.5k $834.6k $834.6k 0.46% Reduced -26 -26
50 Transamerica Financial Advisors, LLC 0.07% of their portfolio CEDAR RAPIDS, IA 7,4487.4k $825.7k $825.7k 0.07% Added +7.3k +7,321
51 Proactive Wealth Strategies LLC 0.13% of their portfolio MARIETTA, GA 7,2527.3k $803.9k $803.9k 0.13% Added +1.6k +1,606
52 Stonebridge Financial Planning Group, LLC 0.25% of their portfolio ORLANDO, FL 7,1667.2k $794.4k $794.4k 0.25% Unchanged
53 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 7,0527.1k $781.7k $781.7k 0.02% Added +616 +616
54 ARS Wealth Advisors Group, LLC 0.06% of their portfolio St. Petersburg, FL 7,0407.0k $780.4k $780.4k 0.06% Unchanged
55 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 6,9066.9k $765.6k $765.6k 0.04% Reduced -7 -7
56 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 6,7506.8k $748.2k $748.2k 0.05% Reduced -100 -100
57 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 6,5326.5k $724.0k $724.0k 0.01% Reduced -98 -98
58 Purus Wealth Management, LLC 0.19% of their portfolio Newport Beach, CA 6,3276.3k $701.4k $701.4k 0.19% Reduced -920 -920
59 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,1676.2k $683.6k $683.6k 0.00% Reduced -85 -85
60 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,1026.1k $676.5k $676.5k 0.00% Reduced -774 -774
61 Pine Valley Investments Ltd Liability Co 0.03% of their portfolio MARLTON, NJ 6,0026.0k $665.4k $665.4k 0.03% Added +236 +236
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,7475.7k $637.1k $637.1k 0.00% Reduced -222 -222
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,6705.7k $628.5k $628.5k 0.00% Unchanged
64 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 5,6415.6k $628.7k $628.7k 0.01% Reduced -135 -135
65 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,5625.6k $616.6k $616.6k 0.00% Unchanged
66 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,5005.5k $609.7k $609.7k 0.00% Unchanged
67 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,4985.5k $609.5k $609.5k 0.00% Reduced -6.1k -6,088
68 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 5,4625.5k $605.5k $605.5k 0.01% Reduced -4.3k -4,343
69 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 5,3945.4k $597.9k $597.9k 0.03% Reduced -271 -271
70 Element Wealth, LLC 0.20% of their portfolio RIDGELAND, MS 4,8364.8k $536.1k $536.1k 0.20% Reduced -20 -20
71 BostonPremier Wealth LLC 0.22% of their portfolio HANOVER, MA 4,5894.6k $508.7k $508.7k 0.22% Reduced -48 -48
72 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,5614.6k $506.0k $506.0k 0.00% Unchanged
73 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 4,4734.5k $495.8k $495.8k 0.01% New
74 Clear Point Advisors Inc. 0.44% of their portfolio MELVILLE, NY 4,4714.5k $495.7k $495.7k 0.44% New
75 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 4,2514.3k $471.2k $471.2k 0.00% Reduced -12.6k -12,638
76 Keystone Wealth Services, LLC 0.09% of their portfolio PALM DESERT, CA 4,1984.2k $465.4k $465.4k 0.09% Unchanged
77 Pinnacle Financial Partners, Inc. 0.00% of their portfolio ATLANTA, GA 3,9604.0k $439.0k $439.0k 0.00% Reduced -1.4k -1,424
78 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 3,9263.9k $435.2k $435.2k 0.00% Unchanged
79 Gateway Wealth Partners, LLC 0.02% of their portfolio APPLETON, WI 3,5653.6k $395.2k $395.2k 0.02% Reduced -3.3k -3,287
80 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 3,3023.3k $366.0k $366.0k 0.01% Reduced -169 -169
81 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 3,2413.2k $359.3k $359.3k 0.03% Added +194 +194
82 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 2,9653.0k $328.7k $328.7k 0.01% Unchanged
83 Sound Income Strategies, LLC 0.01% of their portfolio FT LAUDERDALE, FL 2,9503.0k $327.0k $327.0k 0.01% Unchanged
84 CARLSON FINANCIAL, INC. 0.16% of their portfolio CANBY, OR 2,9092.9k $322.8k $322.8k 0.16% Added +44 +44
85 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,8362.8k $314.4k $314.4k 0.00% Reduced -40 -40
86 Advisor OS, LLC 0.02% of their portfolio CHICAGO, IL 2,6502.6k $293.8k $293.8k 0.02% Unchanged
87 1776 Wealth LLC 0.10% of their portfolio ATLANTA, GA 2,6422.6k $292.9k $292.9k 0.10% Unchanged
88 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,6022.6k $288.4k $288.4k 0.00% Unchanged
89 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 2,6002.6k $288.2k $288.2k 0.01% Reduced -200 -200
90 Mutual Advisors, LLC 0.00% of their portfolio OMAHA, NE 2,3432.3k $259.8k $259.8k 0.00% Reduced -490 -490
91 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 2,2102.2k $245.0k $245.0k 0.01% Reduced -30 -30
92 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,1382.1k $234.2k $234.2k 0.00% Added +62 +62
93 Founders Financial Alliance, LLC 0.03% of their portfolio RALEIGH, NC 2,0962.1k $232.4k $232.4k 0.03% Unchanged
94 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 1,9732.0k $218.7k $218.7k 0.00% Reduced -212 -212
95 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 1,9431.9k $215.5k $215.5k 0.01% New
96 NICOLET BANKSHARES INC 0.01% of their portfolio GREEN BAY, WI 1,9251.9k $207.3k $207.3k 0.01% New
97 IHT Wealth Management, LLC 0.00% of their portfolio Chicago, IL 1,8881.9k $209.3k $209.3k 0.00% Reduced -608 -608
98 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,8721.9k $207.5k $207.5k 0.00% Added +1.8k +1,814
99 MPWM ADVISORY SOLUTIONS, LLC 0.09% of their portfolio ALPHARETTA, GA 1,7471.7k $193.7k $193.7k 0.09% Added +782 +782
100 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,2001.2k $133.0k $133.0k 0.00% Unchanged