Vault-13

FIRST TR EXCHANGE-TRADED ALP FNY

MID CP GR ALPH · ETP · CUSIP 33737M102

123 institutional holders +3 vs Q4 2025
4,076,1014.1m shares reported held*
$369.3mreported value*
16 new 34 added 39 reduced 10 sold out net bought ≈ $28.7m (+317.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.60.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 82Q1 23: 79Q2 23: 83Q3 23: 83Q4 23: 90Q1 24: 89Q2 24: 96Q3 24: 96Q4 24: 105Q1 25: 102Q2 25: 101Q3 25: 107Q4 25: 120Q1 26: 123123Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202287
Q4 202282
Q1 202379
Q2 202383
Q3 202383
Q4 202390
Q1 202489
Q2 202496
Q3 202496
Q4 2024105
Q1 2025102
Q2 2025101
Q3 2025107
Q4 2025120
Q1 2026123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 34 bought or addedQ2 24: 35 cut or sold outQ3 24: 31 bought or addedQ3 24: 46 cut or sold outQ3 24Q4 24: 49 bought or addedQ4 24: 35 cut or sold outQ1 25: 53 bought or addedQ1 25: 47 cut or sold outQ1 25Q2 25: 34 bought or addedQ2 25: 48 cut or sold outQ3 25: 44 bought or addedQ3 25: 43 cut or sold outQ3 25Q4 25: 44 bought or addedQ4 25: 48 cut or sold outQ1 26: 50 bought or addedQ1 26: 49 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20243435
Q3 20243146
Q4 20244935
Q1 20255347
Q2 20253448
Q3 20254443
Q4 20254448
Q1 20265049

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +137,367+137.4k
Cambridge Investment Research Advisors, Inc. Added +102,221+102.2k
LPL Financial LLC Added +87,711+87.7k
Cetera Investment Advisers Added +84,347+84.3k
Anderson Financial Strategies, LLC New +31,929+31.9k
MORGAN STANLEY Added +18,882+18.9k
WELLS FARGO & COMPANY/MN Added +18,064+18.1k
BARNES PETTEY FINANCIAL ADVISORS, LLC New +14,245+14.2k
D.A. DAVIDSON & CO. Added +12,338+12.3k
MERCER GLOBAL ADVISORS INC /ADV New +11,586+11.6k

Biggest sellers

FIRST TRUST ADVISORS LP Sold out -59,533-59.5k
IHT Wealth Management, LLC Reduced -53,287-53.3k
BENJAMIN EDWARDS INC Reduced -37,047-37.0k
CITADEL ADVISORS LLC Sold out -21,279-21.3k
Kestra Advisory Services, LLC Reduced -14,721-14.7k
Transamerica Financial Advisors, LLC Reduced -13,831-13.8k
G&S Capital LLC Sold out -12,303-12.3k
STIFEL FINANCIAL CORP Reduced -9,489-9.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -9,308-9.3k
UBS Group AG Reduced -6,026-6.0k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 814,464814.5k $73.7m $73.7m 0.02% Added +87.7k +87,711
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 602,084602.1k $54.5m $54.5m 0.01% Added +18.1k +18,064
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 410,773410.8k $37.2m $37.2m 0.00% Added +18.9k +18,882
4 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 288,746288.7k $26.1m $26.1m 0.09% Added +9.1k +9,102
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 203,124203.1k $18.4m $18.4m 0.01% Added +137.4k +137,367
6 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 177,035177.0k $16.0m $16.0m 0.02% Added +84.3k +84,347
7 &PARTNERS 0.07% of their portfolio NASHVILLE, TN 151,520151.5k $13.7m $13.7m 0.07% Reduced -4.3k -4,348
8 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 135,212135.2k $12.2m $12.2m 0.03% Added +102.2k +102,221
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 132,579132.6k $12.0m $12.0m 0.00% Reduced -6.0k -6,026
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 108,806108.8k $9.8m $9.8m 0.00% Added +3.7k +3,673
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 69,22169.2k $6.3m $6.3m 0.01% Added +10.8k +10,846
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,78450.8k $4.6m $4.6m 0.00% Added +413 +413
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $4.5m $4.5m 0.00% Unchanged
14 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 47,20447.2k $4.3m $4.3m 0.01% Reduced -4.1k -4,120
15 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 41,80741.8k $3.8m $3.8m 0.05% Reduced -1.1k -1,064
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 40,23040.2k $3.6m $3.6m 0.00% Reduced -2.1k -2,052
17 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 38,77138.8k $3.5m $3.5m 0.01% Reduced -14.7k -14,721
18 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 38,63538.6k $3.5m $3.5m 0.02% Reduced -1.2k -1,218
19 Wealth Management Partners, LLC 0.94% of their portfolio TUCSON, AZ 36,40136.4k $3.3m $3.3m 0.94% Added +435 +435
20 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 36,27836.3k $3.3m $3.3m 0.02% Added +5.9k +5,898
21 KCM INVESTMENT ADVISORS LLC 0.11% of their portfolio GREENBRAE, CA 35,79835.8k $3.2m $3.2m 0.11% Reduced -2.0k -1,968
22 Anderson Financial Strategies, LLC 1.80% of their portfolio DAYTON, OH 31,92931.9k $3.3m $3.3m 1.80% New
23 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 25,85425.9k $2.4m $2.4m 0.02% Added +3.8k +3,828
24 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 23,26423.3k $2.1m $2.1m 0.00% Added +3.0k +3,034
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,94319.9k $1.8m $1.8m 0.00% Reduced -3.4k -3,375
26 CRUX WEALTH ADVISORS 0.66% of their portfolio LONG BEACH, CA 19,00419.0k $1.7m $1.7m 0.66% Added +873 +873
27 Sylvest Advisors, LLC 0.90% of their portfolio DALLAS, TX 18,79318.8k $1.7m $1.7m 0.90% Added +246 +246
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,69218.7k $1.7m $1.7m 0.00% Reduced -9.3k -9,308
29 Empirical Asset Management, LLC 0.43% of their portfolio WELLESLEY, MA 17,94817.9k $1.6m $1.6m 0.43% Reduced -1.0k -1,047
30 MTM Investment Management, LLC 0.50% of their portfolio SPARTANBURG, SC 17,58617.6k $1.6m $1.6m 0.50% Reduced -95 -95
31 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 16,88916.9k $1.5m $1.5m 0.01% Added +12.3k +12,338
32 Worthington Financial Partners, LLC 1.31% of their portfolio WORTHINGTON, OH 16,87516.9k $1.5m $1.5m 1.31% Added +507 +507
33 BARNES PETTEY FINANCIAL ADVISORS, LLC 0.56% of their portfolio CLARKSDALE, MS 14,24514.2k $1.3m $1.3m 0.56% New
34 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,58611.6k $1.0m $1.0m 0.00% New
35 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 11,43411.4k $1.0m $1.0m 0.00% New
36 AssuredPartners Investment Advisors, LLC 0.11% of their portfolio Tampa, FL 11,24511.2k $1.0m $1.0m 0.11% Unchanged
37 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 10,49410.5k $949.6k $949.6k 0.01% Added +4.6k +4,576
38 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 9,8059.8k $887.2k $887.2k 0.03% Reduced -2.4k -2,447
39 PCG Wealth Advisors, LLC 0.21% of their portfolio OVERLAND PARK, KS 9,0639.1k $820.1k $820.1k 0.21% Reduced -540 -540
40 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 8,7908.8k $795.4k $795.4k 0.02% Reduced -152 -152
41 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 8,3498.3k $755.0k $755.0k 0.01% Reduced -132 -132
42 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,1538.2k $737.7k $737.7k 0.00% Added +151 +151
43 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 7,8307.8k $708.5k $708.5k 0.01% Unchanged
44 Dominguez Wealth Management Solutions, Inc. 0.41% of their portfolio WILLIAMSBURG, VA 7,5557.6k $683.7k $683.7k 0.41% Reduced -227 -227
45 Purus Wealth Management, LLC 0.21% of their portfolio Newport Beach, CA 7,2477.2k $655.8k $655.8k 0.21% Reduced -23 -23
46 Stonebridge Financial Planning Group, LLC 0.24% of their portfolio ORLANDO, FL 7,1667.2k $648.5k $648.5k 0.24% Reduced -400 -400
47 ARS Wealth Advisors Group, LLC 0.05% of their portfolio St. Petersburg, FL 7,0407.0k $637.0k $637.0k 0.05% Unchanged
48 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 6,9136.9k $663.5k $663.5k 0.04% Added +534 +534
49 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,8766.9k $622.2k $622.2k 0.00% Reduced -724 -724
50 Gateway Wealth Partners, LLC 0.02% of their portfolio APPLETON, WI 6,8526.9k $620.0k $620.0k 0.02% Added +3.5k +3,542
51 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 6,8506.8k $619.8k $619.8k 0.05% Reduced -40 -40
52 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 6,7806.8k $613.6k $613.6k 0.00% Added +1.1k +1,099
53 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 6,6306.6k $599.9k $599.9k 0.01% Added +1.4k +1,392
54 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 6,4366.4k $582.3k $582.3k 0.02% Reduced -5 -5
55 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,2526.3k $565.7k $565.7k 0.00% Added +7 +7
56 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,9696.0k $540.1k $540.1k 0.00% Reduced -9.5k -9,489
57 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 5,7765.8k $525.6k $525.6k 0.01% Reduced -37.0k -37,047
58 Pine Valley Investments Ltd Liability Co 0.03% of their portfolio MARLTON, NJ 5,7665.8k $521.8k $521.8k 0.03% Added +396 +396
59 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,6705.7k $513.1k $513.1k 0.00% Reduced -104 -104
60 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 5,6655.7k $512.6k $512.6k 0.03% Unchanged
61 Proactive Wealth Strategies LLC 0.10% of their portfolio MARIETTA, GA 5,6465.6k $510.9k $510.9k 0.10% Added +2.7k +2,699
62 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,5625.6k $503.3k $503.3k 0.00% Added +201 +201
63 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,5005.5k $497.7k $497.7k 0.00% New
64 Pinnacle Financial Partners, Inc. 0.00% of their portfolio ATLANTA, GA 5,3845.4k $487.3k $487.3k 0.00% Added +39 +39
65 Element Wealth, LLC 0.18% of their portfolio RIDGELAND, MS 4,8564.9k $439.4k $439.4k 0.18% Reduced -248 -248
66 BostonPremier Wealth LLC 0.22% of their portfolio HANOVER, MA 4,6374.6k $419.6k $419.6k 0.22% Unchanged
67 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,5614.6k $413.0k $413.0k 0.00% Reduced -85 -85
68 Keystone Wealth Services, LLC 0.08% of their portfolio PALM DESERT, CA 4,1984.2k $379.9k $379.9k 0.08% Unchanged
69 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 3,9263.9k $355.3k $355.3k 0.00% Unchanged
70 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,5993.6k $325.7k $325.7k 0.01% Added +500 +500
71 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 3,4713.5k $314.0k $314.0k 0.01% Added +501 +501
72 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 3,1163.1k $282.0k $282.0k 0.00% New
73 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 3,0473.0k $275.7k $275.7k 0.02% Added +548 +548
74 QUADRANT CAPITAL GROUP LLC 0.01% of their portfolio CINCINNATI, OH 3,0003.0k $271.5k $271.5k 0.01% Unchanged
75 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 2,9653.0k $268.3k $268.3k 0.01% Reduced -240 -240
76 Sound Income Strategies, LLC 0.01% of their portfolio FT LAUDERDALE, FL 2,9503.0k $270.0k $270.0k 0.01% Unchanged
77 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,8762.9k $260.3k $260.3k 0.00% Added +93 +93
78 CARLSON FINANCIAL, INC. 0.15% of their portfolio CANBY, OR 2,8652.9k $259.2k $259.2k 0.15% Reduced -57 -57
79 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 2,8332.8k $256.4k $256.4k 0.01% Reduced -4.1k -4,087
80 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 2,8002.8k $253.4k $253.4k 0.01% Unchanged
81 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.01% of their portfolio Westlake, OH 2,7562.8k $249.4k $249.4k 0.01% New
82 Advisor OS, LLC 0.02% of their portfolio CHICAGO, IL 2,6502.6k $239.8k $239.8k 0.02% New
83 1776 Wealth LLC 0.09% of their portfolio ATLANTA, GA 2,6422.6k $239.1k $239.1k 0.09% Unchanged
84 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,6262.6k $237.6k $237.6k 0.00% Reduced -3.0k -3,040
85 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,6022.6k $235.4k $235.4k 0.00% Unchanged
86 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 2,4962.5k $225.8k $225.8k 0.01% Reduced -53.3k -53,287
87 Richmond Investment Services, LLC 0.04% of their portfolio Mequon, WI 2,4642.5k $223.0k $223.0k 0.04% Reduced -342 -342
88 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 2,2402.2k $202.7k $202.7k 0.01% Unchanged
89 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 2,1852.2k $197.7k $197.7k 0.00% Reduced -544 -544
90 Founders Financial Alliance, LLC 0.03% of their portfolio RALEIGH, NC 2,0962.1k $189.7k $189.7k 0.03% New
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,0762.1k $180.7k $180.7k 0.00% Unchanged
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,5761.6k $142.6k $142.6k 0.00% Unchanged
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,2031.2k $108.9k $108.9k 0.00% Reduced -4.5k -4,486
94 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,2001.2k $108.6k $108.6k 0.00% Unchanged
95 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,1411.1k $103.2k $103.2k 0.00% New
96 MPWM ADVISORY SOLUTIONS, LLC 0.05% of their portfolio ALPHARETTA, GA 965965 $87.3k $87.3k 0.05% Reduced -89 -89
97 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 815815 $73.7k $73.7k 0.00% Reduced -100 -100
98 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 783783 $70.9k $70.9k 0.00% New
99 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 743743 $67.2k $67.2k 0.00% Added +183 +183
100 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 629629 $56.9k $56.9k 0.00% New