Vault-13

FIRST TR EXCHANGE-TRADED ALP FNY

MID CP GR ALPH · ETP · CUSIP 33737M102

120 institutional holders +13 vs Q3 2025
3,807,7233.8m shares reported held*
$347.4mreported value*
13 new 31 added 40 reduced 8 sold out net bought ≈ $12.1m (+132.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $91.23.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 82Q1 23: 79Q2 23: 83Q3 23: 83Q4 23: 90Q1 24: 89Q2 24: 96Q3 24: 96Q4 24: 105Q1 25: 102Q2 25: 101Q3 25: 107Q4 25: 120120Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202287
Q4 202282
Q1 202379
Q2 202383
Q3 202383
Q4 202390
Q1 202489
Q2 202496
Q3 202496
Q4 2024105
Q1 2025102
Q2 2025101
Q3 2025107
Q4 2025120

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 38 bought or addedQ1 24: 37 cut or sold outQ2 24: 34 bought or addedQ2 24: 35 cut or sold outQ2 24Q3 24: 31 bought or addedQ3 24: 46 cut or sold outQ4 24: 49 bought or addedQ4 24: 35 cut or sold outQ4 24Q1 25: 53 bought or addedQ1 25: 47 cut or sold outQ2 25: 34 bought or addedQ2 25: 48 cut or sold outQ2 25Q3 25: 44 bought or addedQ3 25: 43 cut or sold outQ4 25: 44 bought or addedQ4 25: 48 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20243837
Q2 20243435
Q3 20243146
Q4 20244935
Q1 20255347
Q2 20253448
Q3 20254443
Q4 20254448

Biggest buyers

LPL Financial LLC Added +76,380+76.4k
IHT Wealth Management, LLC Added +52,960+53.0k
Steward Partners Investment Advisory, LLC Added +28,475+28.5k
WELLS FARGO & COMPANY/MN Added +22,042+22.0k
CITADEL ADVISORS LLC New +21,279+21.3k
Kestra Advisory Services, LLC Added +21,273+21.3k
NewEdge Advisors, LLC Added +19,928+19.9k
CRUX WEALTH ADVISORS New +18,131+18.1k
ROYAL BANK OF CANADA Added +16,410+16.4k
Cetera Investment Advisers Added +16,102+16.1k

Biggest sellers

Synergy Asset Management, LLC Sold out -36,016-36.0k
RAYMOND JAMES FINANCIAL INC Reduced -31,525-31.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -30,758-30.8k
Kingsview Wealth Management, LLC Reduced -25,883-25.9k
BENJAMIN EDWARDS INC Reduced -19,223-19.2k
Brueske Advisory Services, LLC Sold out -12,297-12.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -9,395-9.4k
MORGAN STANLEY Reduced -7,959-8.0k
STIFEL FINANCIAL CORP Reduced -6,838-6.8k
NEW WAVE WEALTH ADVISORS LLC Reduced -5,640-5.6k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 726,753726.8k $66.3m $66.3m 0.02% Added +76.4k +76,380
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 584,020584.0k $53.3m $53.3m 0.01% Added +22.0k +22,042
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 391,891391.9k $35.7m $35.7m 0.00% Reduced -8.0k -7,959
4 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 279,644279.6k $25.5m $25.5m 0.09% Added +19.9k +19,928
5 &PARTNERS 0.07% of their portfolio NASHVILLE, TN 155,868155.9k $14.2m $14.2m 0.07% Added +2.8k +2,805
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 138,605138.6k $12.6m $12.6m 0.00% Reduced -4.4k -4,442
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 105,133105.1k $9.6m $9.6m 0.00% Reduced -9.4k -9,395
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 92,68892.7k $8.5m $8.5m 0.01% Added +16.1k +16,102
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 65,75765.8k $6.0m $6.0m 0.00% Reduced -31.5k -31,525
10 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 59,53359.5k $5.4m $5.4m 0.00% Reduced -798 -798
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 58,37558.4k $5.3m $5.3m 0.01% Added +11.4k +11,403
12 IHT Wealth Management, LLC 0.12% of their portfolio Chicago, IL 55,78355.8k $5.1m $5.1m 0.12% Added +53.0k +52,960
13 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 53,49253.5k $4.9m $4.9m 0.02% Added +21.3k +21,273
14 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 51,32451.3k $4.7m $4.7m 0.01% Reduced -254 -254
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,37150.4k $4.6m $4.6m 0.00% Added +16.4k +16,410
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $4.6m $4.6m 0.00% Unchanged
17 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 42,87142.9k $3.9m $3.9m 0.06% Reduced -25.9k -25,883
18 BENJAMIN EDWARDS INC 0.04% of their portfolio Clayton, MO 42,82342.8k $3.9m $3.9m 0.04% Reduced -19.2k -19,223
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 42,28242.3k $3.9m $3.9m 0.00% Added +3.8k +3,786
20 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 39,85339.9k $3.6m $3.6m 0.02% Reduced -587 -587
21 KCM INVESTMENT ADVISORS LLC 0.11% of their portfolio GREENBRAE, CA 37,76637.8k $3.4m $3.4m 0.11% Reduced -900 -900
22 Wealth Management Partners, LLC 0.94% of their portfolio TUCSON, AZ 35,96636.0k $3.3m $3.3m 0.94% Reduced -372 -372
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,99133.0k $3.0m $3.0m 0.01% Added +379 +379
24 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 30,38030.4k $2.8m $2.8m 0.02% Added +28.5k +28,475
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 28,00028.0k $2.7m $2.7m 0.00% Added +689 +689
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,31823.3k $2.1m $2.1m 0.00% Reduced -343 -343
27 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 22,32222.3k $2.0m $2.0m 0.04% Reduced -215 -215
28 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 22,02622.0k $2.0m $2.0m 0.01% Added +1.3k +1,253
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,27921.3k $1.9m $1.9m 0.00% New
30 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 20,23020.2k $1.8m $1.8m 0.00% Added +553 +553
31 Empirical Asset Management, LLC 0.49% of their portfolio WELLESLEY, MA 18,99519.0k $1.7m $1.7m 0.49% Added +7.5k +7,454
32 Sylvest Advisors, LLC 0.90% of their portfolio DALLAS, TX 18,54718.5k $1.7m $1.7m 0.90% Added +1.1k +1,138
33 CRUX WEALTH ADVISORS 0.62% of their portfolio LONG BEACH, CA 18,13118.1k $1.7m $1.7m 0.62% New
34 MTM Investment Management, LLC 0.51% of their portfolio SPARTANBURG, SC 17,68117.7k $1.6m $1.6m 0.51% Reduced -87 -87
35 Worthington Financial Partners, LLC 1.32% of their portfolio WORTHINGTON, OH 16,36816.4k $1.5m $1.5m 1.32% First filing
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,45815.5k $1.4m $1.4m 0.00% Reduced -6.8k -6,838
37 Pursuit Wealth Management LLC 1.16% of their portfolio Palm Beach Gardens, FL 14,85614.9k $1.4m $1.4m 1.16% First filing
38 Transamerica Financial Advisors, LLC 0.11% of their portfolio CEDAR RAPIDS, IA 13,95814.0k $1.3m $1.3m 0.11% Reduced -554 -554
39 G&S Capital LLC 0.40% of their portfolio DENVER, CO 12,30312.3k $1.1m $1.1m 0.40% Reduced -559 -559
40 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 12,25212.3k $1.1m $1.1m 0.04% Unchanged
41 COMERICA BANK 0.00% of their portfolio DALLAS, TX 11,35211.4k $1.0m $1.0m 0.00% Added +573 +573
42 AssuredPartners Investment Advisors, LLC 0.15% of their portfolio Tampa, FL 11,24511.2k $1.0m $1.0m 0.15% Unchanged
43 PCG Wealth Advisors, LLC 0.25% of their portfolio OVERLAND PARK, KS 9,6039.6k $875.7k $875.7k 0.25% Added +88 +88
44 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 8,9428.9k $815.5k $815.5k 0.02% Added +26 +26
45 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 8,4818.5k $773.1k $773.1k 0.01% Unchanged
46 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,0028.0k $729.7k $729.7k 0.00% Added +225 +225
47 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 7,8307.8k $714.0k $714.0k 0.01% Unchanged
48 Dominguez Wealth Management Solutions, Inc. 0.43% of their portfolio WILLIAMSBURG, VA 7,7827.8k $709.7k $709.7k 0.43% Reduced -148 -148
49 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,6007.6k $693.1k $693.1k 0.00% Reduced -846 -846
50 Stonebridge Financial Planning Group, LLC 0.25% of their portfolio ORLANDO, FL 7,5667.6k $690.0k $690.0k 0.25% Added +214 +214
51 Purus Wealth Management, LLC 0.21% of their portfolio Newport Beach, CA 7,2707.3k $663.0k $663.0k 0.21% Reduced -20 -20
52 ARS Wealth Advisors Group, LLC 0.06% of their portfolio St. Petersburg, FL 7,0407.0k $642.0k $642.0k 0.06% Reduced -1.1k -1,056
53 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 6,9206.9k $631.1k $631.1k 0.01% Added +4.1k +4,089
54 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 6,8906.9k $628.3k $628.3k 0.05% Reduced -833 -833
55 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 6,4416.4k $587.3k $587.3k 0.02% Added +228 +228
56 FOUNDERS FINANCIAL SECURITIES LLC 0.03% of their portfolio TOWSON, MD 6,3796.4k $581.8k $581.8k 0.03% New
57 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,2456.2k $569.5k $569.5k 0.00% Unchanged
58 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 5,9185.9k $539.7k $539.7k 0.01% Reduced -3.2k -3,163
59 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,7745.8k $526.6k $526.6k 0.00% Reduced -141 -141
60 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,6895.7k $518.8k $518.8k 0.00% Added +5.0k +5,000
61 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 5,6815.7k $518.2k $518.2k 0.00% Added +1.4k +1,408
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,6665.7k $516.7k $516.7k 0.00% Reduced -30.8k -30,758
63 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 5,6655.7k $516.6k $516.6k 0.03% Reduced -143 -143
64 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 5,3705.4k $489.7k $489.7k 0.02% Added +220 +220
65 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 5,3615.4k $488.9k $488.9k 0.00% Reduced -3.4k -3,407
66 Pinnacle Financial Partners, Inc. 0.00% of their portfolio ATLANTA, GA 5,3455.3k $487.5k $487.5k 0.00% First filing
67 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 5,2385.2k $477.6k $477.6k 0.01% Added +553 +553
68 Element Wealth, LLC 0.19% of their portfolio RIDGELAND, MS 5,1045.1k $465.5k $465.5k 0.19% Reduced -14 -14
69 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,6464.6k $424.0k $424.0k 0.00% Unchanged
70 BostonPremier Wealth LLC 0.22% of their portfolio HANOVER, MA 4,6374.6k $422.9k $422.9k 0.22% Reduced -10 -10
71 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 4,5514.6k $415.0k $415.0k 0.00% Added +47 +47
72 NEW WAVE WEALTH ADVISORS LLC 0.15% of their portfolio SPRINGDALE, AR 4,4884.5k $409.3k $409.3k 0.15% Reduced -5.6k -5,640
73 Clear Point Advisors Inc. 0.31% of their portfolio MELVILLE, NY 4,4384.4k $404.7k $404.7k 0.31% Reduced -498 -498
74 Keystone Wealth Services, LLC 0.08% of their portfolio PALM DESERT, CA 4,1984.2k $382.8k $382.8k 0.08% Unchanged
75 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 3,9263.9k $358.0k $358.0k 0.00% Unchanged
76 Gateway Wealth Partners, LLC 0.03% of their portfolio APPLETON, WI 3,3103.3k $301.9k $301.9k 0.03% Reduced -21 -21
77 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 3,2053.2k $292.3k $292.3k 0.01% New
78 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,0993.1k $282.6k $282.6k 0.01% Reduced -2 -2
79 TKG Advisors, LLC 0.11% of their portfolio VALPARAISO, IN 3,0443.0k $277.6k $277.6k 0.11% Reduced -217 -217
80 QUADRANT CAPITAL GROUP LLC 0.01% of their portfolio CINCINNATI, OH 3,0003.0k $273.6k $273.6k 0.01% New
81 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 2,9703.0k $241.6k $241.6k 0.01% Unchanged
82 Sound Income Strategies, LLC 0.01% of their portfolio FT LAUDERDALE, FL 2,9503.0k $290.0k $290.0k 0.01% New
83 Proactive Wealth Strategies LLC 0.11% of their portfolio MARIETTA, GA 2,9472.9k $268.7k $268.7k 0.11% New
84 CARLSON FINANCIAL, INC. 0.15% of their portfolio CANBY, OR 2,9222.9k $266.4k $266.4k 0.15% First filing
85 Richmond Investment Services, LLC 0.04% of their portfolio Mequon, WI 2,8062.8k $255.9k $255.9k 0.04% Unchanged
86 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 2,8002.8k $255.3k $255.3k 0.01% Unchanged
87 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,7832.8k $253.8k $253.8k 0.00% Reduced -239 -239
88 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 2,7292.7k $248.9k $248.9k 0.01% Added +109 +109
89 1776 Wealth LLC 0.09% of their portfolio ATLANTA, GA 2,6422.6k $240.9k $240.9k 0.09% Unchanged
90 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,6022.6k $237.3k $237.3k 0.00% Unchanged
91 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 2,4992.5k $227.9k $227.9k 0.02% Unchanged
92 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 2,2402.2k $204.3k $204.3k 0.01% Reduced -100 -100
93 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,0762.1k $189.3k $189.3k 0.00% Reduced -2.5k -2,476
94 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,5761.6k $144.0k $144.0k 0.00% Reduced -568 -568
95 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,2001.2k $109.4k $109.4k 0.00% New
96 MPWM ADVISORY SOLUTIONS, LLC 0.05% of their portfolio ALPHARETTA, GA 1,0541.1k $96.1k $96.1k 0.05% Added +10 +10
97 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 915915 $83.4k $83.4k 0.00% Reduced -170 -170
98 GPS Wealth Strategies Group, LLC 0.05% of their portfolio CENTENNIAL, CO 648648 $59.1k $59.1k 0.05% Unchanged
99 MidFirst Bank 0.00% of their portfolio DENVER, CO 573573 $52.3k $52.3k 0.00% First filing
100 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 560560 $51.1k $51.1k 0.00% Unchanged