Vault-13

FIRST TR EXCHANGE-TRADED ALP FNY

MID CP GR ALPH · ETP · CUSIP 33737M102

105 institutional holders +9 vs Q3 2024
3,355,6063.4m shares reported held*
$268.7mreported value*
13 new 36 added 28 reduced 7 sold out net bought ≈ $3.5m (+43.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $80.08. Options: 2 managers hold calls ($248.0k notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 82Q1 23: 79Q2 23: 83Q3 23: 83Q4 23: 90Q1 24: 89Q2 24: 96Q3 24: 96Q4 24: 105105Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202287
Q4 202282
Q1 202379
Q2 202383
Q3 202383
Q4 202390
Q1 202489
Q2 202496
Q3 202496
Q4 2024105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 31 bought or addedQ1 23: 41 cut or sold outQ2 23: 24 bought or addedQ2 23: 37 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 38 cut or sold outQ4 23: 37 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 38 bought or addedQ1 24: 37 cut or sold outQ2 24: 34 bought or addedQ2 24: 35 cut or sold outQ2 24Q3 24: 31 bought or addedQ3 24: 46 cut or sold outQ4 24: 49 bought or addedQ4 24: 35 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233141
Q2 20232437
Q3 20233238
Q4 20233735
Q1 20243837
Q2 20243435
Q3 20243146
Q4 20244935

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $257.1kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $250.2kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $238.9kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $248.0kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$257.1k$00.00
Q2 2024$250.2k$00.00
Q3 2024$238.9k$00.00
Q4 2024$248.0k$00.00

Biggest buyers

LPL Financial LLC Added +60,713+60.7k
Janney Montgomery Scott LLC Added +36,712+36.7k
MORGAN STANLEY Added +35,969+36.0k
JT Stratford LLC New +17,663+17.7k
&PARTNERS Added +16,262+16.3k
G&S Capital LLC New +11,838+11.8k
Cetera Investment Advisers Added +10,081+10.1k
NEW WAVE WEALTH ADVISORS LLC New +8,523+8.5k
World Investment Advisors New +7,830+7.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +7,441+7.4k

Biggest sellers

Cambridge Investment Research Advisors, Inc. Reduced -63,668-63.7k
WELLS FARGO & COMPANY/MN Reduced -50,320-50.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -30,859-30.9k
Kingsview Wealth Management, LLC Reduced -8,776-8.8k
Tower Research Capital LLC (TRC) Reduced -7,455-7.5k
RPS ADVISORY SOLUTIONS LLC Sold out -6,282-6.3k
STIFEL FINANCIAL CORP Reduced -5,918-5.9k
JANE STREET GROUP, LLC Sold out -4,783-4.8k
JPMORGAN CHASE & CO Reduced -3,915-3.9k
D.A. DAVIDSON & CO. Reduced -3,631-3.6k

Biggest calls

Belvedere Trading LLC Added $248.0k3.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 575,026575.0k $46.0m $46.0m 0.01% Reduced -50.3k -50,320
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 569,446569.4k $45.6m $45.6m 0.02% Added +60.7k +60,713
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 369,486369.5k $29.6m $29.6m 0.00% Added +36.0k +35,969
4 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 209,796209.8k $16.8m $16.8m 0.10% Reduced -3.4k -3,354
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 177,072177.1k $14.2m $14.2m 0.01% First filing
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 173,040173.0k $13.8m $13.8m 0.00% Added +138 +138
7 &PARTNERS 0.15% of their portfolio NASHVILLE, TN 149,090149.1k $12.2m $12.2m 0.15% Added +16.3k +16,262
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 98,31198.3k $7.9m $7.9m 0.02% Reduced -2.7k -2,651
9 Kingsview Wealth Management, LLC 0.13% of their portfolio GRANTS PASS, OR 81,65581.7k $6.5m $6.5m 0.13% Reduced -8.8k -8,776
10 BENJAMIN EDWARDS INC 0.08% of their portfolio Clayton, MO 66,74066.7k $5.3m $5.3m 0.08% Reduced -3.0k -2,981
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 51,12151.1k $4.1m $4.1m 0.01% Added +10.1k +10,081
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $4.0m $4.0m 0.00% Unchanged
13 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 46,49246.5k $3.7m $3.7m 0.01% Added +36.7k +36,712
14 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 44,66944.7k $3.6m $3.6m 0.02% Reduced -624 -624
15 KCM INVESTMENT ADVISORS LLC 0.11% of their portfolio GREENBRAE, CA 38,38138.4k $3.1m $3.1m 0.11% Added +688 +688
16 Wealth Management Partners, LLC 1.24% of their portfolio TUCSON, AZ 35,92435.9k $2.9m $2.9m 1.24% Added +207 +207
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,85133.9k $2.7m $2.7m 0.00% Reduced -5.9k -5,918
18 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 29,20529.2k $2.3m $2.3m 0.03% Reduced -1.7k -1,681
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 27,25127.3k $2.2m $2.2m 0.00% Added +1.5k +1,539
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 26,41826.4k $2.1m $2.1m 0.00% Added +7.4k +7,441
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 24,09824.1k $1.9m $1.9m 0.01% Added +3.3k +3,294
22 PCG Wealth Advisors, LLC 0.66% of their portfolio OVERLAND PARK, KS 22,31122.3k $1.8m $1.8m 0.66% Added +1.4k +1,428
23 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 22,11322.1k $1.8m $1.8m 0.05% Added +2.2k +2,179
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,70120.7k $1.7m $1.7m 0.00% Added +2.2k +2,172
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,18720.2k $1.6m $1.6m 0.00% Added +2.3k +2,294
26 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 18,36118.4k $1.5m $1.5m 0.01% Reduced -148 -148
27 MTM Investment Management, LLC 0.56% of their portfolio SPARTANBURG, SC 18,13018.1k $1.5m $1.5m 0.56% Unchanged
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,75917.8k $1.4m $1.4m 0.00% Reduced -63.7k -63,668
29 JT Stratford LLC 0.23% of their portfolio GAINESVILLE, GA 17,66317.7k $1.4m $1.4m 0.23% New
30 Sylvest Advisors, LLC 0.77% of their portfolio DALLAS, TX 15,60315.6k $1.2m $1.2m 0.77% First filing
31 Brueske Advisory Services, LLC 1.02% of their portfolio Bellevue, WA 14,31014.3k $1.1m $1.1m 1.02% First filing
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,34613.3k $1.1m $1.1m 0.00% Added +4.1k +4,121
33 AssuredPartners Investment Advisors, LLC 0.19% of their portfolio Tampa, FL 12,01212.0k $961.0k $961.0k 0.19% First filing
34 G&S Capital LLC 0.39% of their portfolio DENVER, CO 11,83811.8k $947.0k $947.0k 0.39% New
35 COMERICA BANK 0.00% of their portfolio DALLAS, TX 11,36511.4k $909.2k $909.2k 0.00% Added +1.3k +1,311
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,7179.7k $777.0k $777.0k 0.00% Added +1.1k +1,076
37 BLACK POINT WEALTH MANAGEMENT 0.85% of their portfolio NAPLES, FL 9,2319.2k $738.5k $738.5k 0.85% Reduced -196 -196
38 Clarus Wealth Advisors 0.36% of their portfolio PEORIA, AZ 9,0609.1k $726.6k $726.6k 0.36% Reduced -192 -192
39 NEW WAVE WEALTH ADVISORS LLC 0.28% of their portfolio SPRINGDALE, AR 8,5238.5k $681.8k $681.8k 0.28% New
40 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 8,4808.5k $678.0k $678.0k 0.02% Added +6 +6
41 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,3508.3k $668.0k $668.0k 0.00% Added +714 +714
42 Dominguez Wealth Management Solutions, Inc. 0.47% of their portfolio WILLIAMSBURG, VA 8,1108.1k $648.8k $648.8k 0.47% Added +83 +83
43 ARS Wealth Advisors Group, LLC 0.09% of their portfolio St. Petersburg, FL 8,0968.1k $647.7k $647.7k 0.09% Reduced -1.3k -1,313
44 World Investment Advisors 0.02% of their portfolio LINCROFT, NJ 7,8307.8k $626.4k $626.4k 0.02% New
45 Stonebridge Financial Planning Group, LLC 0.27% of their portfolio ORLANDO, FL 7,5527.6k $604.2k $604.2k 0.27% Unchanged
46 Purus Wealth Management, LLC 0.23% of their portfolio Newport Beach, CA 7,4117.4k $592.9k $592.9k 0.23% Reduced -2.0k -1,969
47 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 6,2366.2k $498.9k $498.9k 0.02% Reduced -166 -166
48 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,0466.0k $483.7k $483.7k 0.01% Reduced -928 -928
49 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 5,8105.8k $464.8k $464.8k 0.03% Unchanged
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,6005.6k $448.0k $448.0k 0.00% Reduced -159 -159
51 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,5005.5k $440.0k $440.0k 0.00% Unchanged
52 Element Wealth, LLC 0.22% of their portfolio RIDGELAND, MS 5,3205.3k $425.6k $425.6k 0.22% Reduced -147 -147
53 Clear Point Advisors Inc. 0.36% of their portfolio MELVILLE, NY 5,2205.2k $417.6k $417.6k 0.36% Added +10 +10
54 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 4,9424.9k $395.4k $395.4k 0.00% Reduced -3.6k -3,631
55 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,7364.7k $378.9k $378.9k 0.01% Unchanged
56 BostonPremier Wealth LLC 0.23% of their portfolio HANOVER, MA 4,6934.7k $375.4k $375.4k 0.23% First filing
57 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,6464.6k $372.0k $372.0k 0.00% Reduced -71 -71
58 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 4,2704.3k $341.6k $341.6k 0.02% New
59 Keystone Wealth Services, LLC 0.09% of their portfolio PALM DESERT, CA 4,1984.2k $335.8k $335.8k 0.09% Unchanged
60 WMG Financial Advisors, LLC 0.14% of their portfolio Knoxville, TN 4,0494.0k $323.9k $323.9k 0.14% Unchanged
61 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 4,0094.0k $320.7k $320.7k 0.02% Added +10 +10
62 1776 Wealth LLC 0.13% of their portfolio ATLANTA, GA 3,6273.6k $290.2k $290.2k 0.13% Unchanged
63 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 3,5633.6k $285.1k $285.1k 0.02% Added +191 +191
64 Gateway Wealth Partners, LLC 0.07% of their portfolio APPLETON, WI 3,5613.6k $284.9k $284.9k 0.07% Added +209 +209
65 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 3,3193.3k $265.5k $265.5k 0.01% New
66 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,2313.2k $258.5k $258.5k 0.01% Added +400 +400
67 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,2263.2k $258.1k $258.1k 0.00% Added +7 +7
68 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3,1433.1k $251.4k $251.4k 0.00% Added +1.4k +1,380
69 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 3,0053.0k $240.5k $240.5k 0.02% Reduced -49 -49
70 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 2,9903.0k $239.2k $239.2k 0.01% Added +1 +1
71 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 2,9262.9k $243.2k $243.2k 0.01% Reduced -37 -37
72 Monterey Private Wealth, Inc. 0.08% of their portfolio MONTEREY, CA 2,9032.9k $232.2k $232.2k 0.08% Unchanged
73 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 2,8632.9k $229.0k $229.0k 0.00% New
74 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 2,8162.8k $225.3k $225.3k 0.00% New
75 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 2,8042.8k $238.5k $238.5k 0.00% Added +79 +79
76 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 2,8002.8k $224.0k $224.0k 0.01% Unchanged
77 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 2,7702.8k $221.6k $221.6k 0.02% Reduced -50 -50
78 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 2,6502.6k $213.0k $213.0k 0.02% Unchanged
79 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,6022.6k $208.2k $208.2k 0.00% New
80 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 2,4992.5k $199.9k $199.9k 0.02% Unchanged
81 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,1532.2k $172.3k $172.3k 0.00% Reduced -3.9k -3,915
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,1442.1k $172.0k $172.0k 0.00% Unchanged
83 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 2,0962.1k $167.7k $167.7k 0.05% Added +4 +4
84 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 2,0632.1k $165.1k $165.1k 0.01% Added +51 +51
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,8561.9k $148.5k $148.5k 0.00% Added +69 +69
86 Zions Bancorporation, N.A. 0.01% of their portfolio SALT LAKE CITY, UT 1,8001.8k $144.0k $144.0k 0.01% Unchanged
87 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,1401.1k $91.2k $91.2k 0.00% Unchanged
88 MPWM ADVISORY SOLUTIONS, LLC 0.05% of their portfolio ALPHARETTA, GA 794794 $63.5k $63.5k 0.05% First filing
89 Synergy Asset Management, LLC 0.00% of their portfolio VANCOUVER, WA 754754 $60.0k $60.0k 0.00% New
90 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 689689 $55.1k $55.1k 0.00% Unchanged
91 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 625625 $53.1k $53.1k 0.00% Added +120 +120
92 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 482482 $38.6k $38.6k 0.00% Reduced -591 -591
93 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 404404 $32.3k $32.3k 0.00% Unchanged
94 Hilltop National Bank 0.00% of their portfolio CASPER, WY 181181 $14.5k $14.5k 0.00% Unchanged
95 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 166166 $13.2k $13.2k 0.00% Added +1 +1
96 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 117117 $8.7k $8.7k 0.00% Unchanged
97 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 108108 $8.6k $8.6k 0.00% Reduced -7.5k -7,455
98 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 100100 $8.0k $8.0k 0.00% New
99 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 7777 $6.0k $6.0k 0.00% New
100 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 7171 $5.7k $5.7k 0.00% Unchanged