Vault-13

FIRST TR EXCHANGE-TRADED ALP FNY

MID CP GR ALPH · ETP · CUSIP 33737M102

96 institutional holders +0 vs Q2 2024
3,246,2943.2m shares reported held*
$258.6mreported value*
7 new 24 added 40 reduced 6 sold out net bought ≈ $1.6m (+20.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $79.65. Options: 2 managers hold calls ($238.9k notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 87Q4 22: 82Q1 23: 79Q2 23: 83Q3 23: 83Q4 23: 90Q1 24: 89Q2 24: 96Q3 24: 9696Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202287
Q4 202282
Q1 202379
Q2 202383
Q3 202383
Q4 202390
Q1 202489
Q2 202496
Q3 202496

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 32 bought or addedQ4 22: 43 cut or sold outQ1 23: 31 bought or addedQ1 23: 41 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 37 cut or sold outQ3 23: 32 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 37 bought or addedQ4 23: 35 cut or sold outQ1 24: 38 bought or addedQ1 24: 37 cut or sold outQ1 24Q2 24: 34 bought or addedQ2 24: 35 cut or sold outQ3 24: 31 bought or addedQ3 24: 46 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223243
Q1 20233141
Q2 20232437
Q3 20233238
Q4 20233735
Q1 20243837
Q2 20243435
Q3 20243146

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ4 23 calls: $252.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $257.1kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $250.2kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $238.9kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$252.0k$00.00
Q1 2024$257.1k$00.00
Q2 2024$250.2k$00.00
Q3 2024$238.9k$00.00

Biggest buyers

&PARTNERS New +132,828+132.8k
BENJAMIN EDWARDS INC New +69,721+69.7k
NewEdge Advisors, LLC Added +49,894+49.9k
Kingsview Wealth Management, LLC Added +46,785+46.8k
STIFEL FINANCIAL CORP Added +26,079+26.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +8,218+8.2k
MORGAN STANLEY Added +7,284+7.3k
RPS ADVISORY SOLUTIONS LLC New +6,282+6.3k
Tower Research Capital LLC (TRC) Added +5,514+5.5k
JANE STREET GROUP, LLC New +4,783+4.8k

Biggest sellers

UBS Group AG Reduced -144,587-144.6k
Stratos Wealth Partners, LTD. Reduced -47,479-47.5k
WELLS FARGO & COMPANY/MN Reduced -33,462-33.5k
Cetera Investment Advisers Reduced -32,155-32.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -20,527-20.5k
Raymond James Financial Services Advisors, Inc. Reduced -15,846-15.8k
LPL Financial LLC Reduced -12,857-12.9k
Kestra Advisory Services, LLC Reduced -11,837-11.8k
OSAIC HOLDINGS, INC. Reduced -10,325-10.3k
Concurrent Investment Advisors, LLC Sold out -5,670-5.7k

Biggest calls

Belvedere Trading LLC Reduced $238.9k3.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 625,346625.3k $49.8m $49.8m 0.01% Reduced -33.5k -33,462
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 508,733508.7k $40.5m $40.5m 0.02% Reduced -12.9k -12,857
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 333,517333.5k $26.6m $26.6m 0.00% Added +7.3k +7,284
4 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 213,150213.2k $17.0m $17.0m 0.11% Added +49.9k +49,894
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 172,902172.9k $13.8m $13.8m 0.00% Reduced -144.6k -144,587
6 &PARTNERS 0.20% of their portfolio NASHVILLE, TN 132,828132.8k $10.6m $10.6m 0.20% New
7 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 110,815110.8k $8.8m $8.8m 0.01% Reduced -15.8k -15,846
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 100,962101.0k $8.0m $8.0m 0.02% Reduced -10.3k -10,325
9 Kingsview Wealth Management, LLC 0.15% of their portfolio GRANTS PASS, OR 90,43190.4k $7.2m $7.2m 0.15% Added +46.8k +46,785
10 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 81,42781.4k $6.5m $6.5m 0.02% Added +195 +195
11 BENJAMIN EDWARDS INC 0.08% of their portfolio Clayton, MO 69,72169.7k $5.6m $5.6m 0.08% New
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $4.0m $4.0m 0.00% Unchanged
13 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 45,29345.3k $3.6m $3.6m 0.02% Reduced -211 -211
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 44,83344.8k $3.6m $3.6m 0.00% Reduced -1.2k -1,153
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 41,04041.0k $3.3m $3.3m 0.01% Reduced -32.2k -32,155
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 39,76939.8k $3.2m $3.2m 0.00% Added +26.1k +26,079
17 KCM INVESTMENT ADVISORS LLC 0.10% of their portfolio GREENBRAE, CA 37,69337.7k $3.0m $3.0m 0.10% Reduced -1.0k -1,005
18 Wealth Management Partners, LLC 1.32% of their portfolio TUCSON, AZ 35,71735.7k $2.8m $2.8m 1.32% Reduced -222 -222
19 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 30,88630.9k $2.5m $2.5m 0.03% Reduced -478 -478
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,85930.9k $2.5m $2.5m 0.00% Added +8.2k +8,218
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 25,71225.7k $2.0m $2.0m 0.00% Added +2.9k +2,868
22 PCG Wealth Advisors, LLC 0.64% of their portfolio OVERLAND PARK, KS 20,88320.9k $1.7m $1.7m 0.64% Reduced -691 -691
23 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 20,80420.8k $1.7m $1.7m 0.01% Reduced -11.8k -11,837
24 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 19,93419.9k $1.6m $1.6m 0.05% Reduced -303 -303
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,97719.0k $1.5m $1.5m 0.00% Reduced -20.5k -20,527
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,52918.5k $1.5m $1.5m 0.00% Added +764 +764
27 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 18,50918.5k $1.5m $1.5m 0.01% Added +221 +221
28 MTM Investment Management, LLC 0.56% of their portfolio SPARTANBURG, SC 18,13018.1k $1.4m $1.4m 0.56% Unchanged
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 17,89317.9k $1.4m $1.4m 0.00% Added +914 +914
30 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,05410.1k $800.7k $800.7k 0.00% Reduced -43 -43
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,7809.8k $779.0k $779.0k 0.00% Reduced -1.3k -1,341
32 BLACK POINT WEALTH MANAGEMENT 0.87% of their portfolio NAPLES, FL 9,4279.4k $750.8k $750.8k 0.87% Reduced -133 -133
33 ARS Wealth Advisors Group, LLC 0.09% of their portfolio St. Petersburg, FL 9,4099.4k $749.3k $749.3k 0.09% Unchanged
34 Purus Wealth Management, LLC 0.32% of their portfolio Newport Beach, CA 9,3809.4k $747.0k $747.0k 0.32% Reduced -334 -334
35 Clarus Wealth Advisors 0.37% of their portfolio PEORIA, AZ 9,2529.3k $731.0k $731.0k 0.37% Added +85 +85
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,2259.2k $734.6k $734.6k 0.00% Reduced -1.1k -1,095
37 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,6418.6k $688.0k $688.0k 0.00% Reduced -2.8k -2,752
38 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 8,5738.6k $682.8k $682.8k 0.01% Reduced -11 -11
39 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 8,4748.5k $675.0k $675.0k 0.02% Reduced -209 -209
40 Dominguez Wealth Management Solutions, Inc. 0.46% of their portfolio WILLIAMSBURG, VA 8,0278.0k $639.3k $639.3k 0.46% Added +87 +87
41 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,6367.6k $608.1k $608.1k 0.00% Reduced -711 -711
42 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 7,5637.6k $602.3k $602.3k 0.02% Added +5.5k +5,514
43 Stonebridge Financial Planning Group, LLC 0.29% of their portfolio ORLANDO, FL 7,5527.6k $601.4k $601.4k 0.29% Reduced -98 -98
44 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,9747.0k $555.4k $555.4k 0.01% Reduced -47.5k -47,479
45 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 6,4026.4k $509.8k $509.8k 0.02% Added +64 +64
46 RPS ADVISORY SOLUTIONS LLC 0.36% of their portfolio LOUISVILLE, KY 6,2826.3k $500.3k $500.3k 0.36% New
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,0686.1k $483.4k $483.4k 0.00% Reduced -2 -2
48 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 5,8105.8k $462.7k $462.7k 0.03% Unchanged
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,7595.8k $458.6k $458.6k 0.00% Reduced -579 -579
50 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 5,5005.5k $438.0k $438.0k 0.01% Unchanged
51 Element Wealth, LLC 0.23% of their portfolio RIDGELAND, MS 5,4675.5k $435.4k $435.4k 0.23% Reduced -37 -37
52 Clear Point Advisors Inc. 0.32% of their portfolio MELVILLE, NY 5,2105.2k $414.9k $414.9k 0.32% Added +20 +20
53 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,7834.8k $380.9k $380.9k 0.00% New
54 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,7364.7k $377.2k $377.2k 0.01% Unchanged
55 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,7174.7k $376.0k $376.0k 0.00% Unchanged
56 Keystone Wealth Services, LLC 0.09% of their portfolio PALM DESERT, CA 4,1984.2k $334.3k $334.3k 0.09% Unchanged
57 WMG Financial Advisors, LLC 0.15% of their portfolio Knoxville, TN 4,0494.0k $322.5k $322.5k 0.15% Reduced -134 -134
58 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 3,9994.0k $318.5k $318.5k 0.02% Added +41 +41
59 1776 Wealth LLC 0.13% of their portfolio ATLANTA, GA 3,6273.6k $288.9k $288.9k 0.13% Unchanged
60 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 3,3723.4k $268.5k $268.5k 0.02% Reduced -73 -73
61 Gateway Wealth Partners, LLC 0.07% of their portfolio APPLETON, WI 3,3523.4k $267.0k $267.0k 0.07% Added +142 +142
62 Kowal Investment Group, LLC 0.05% of their portfolio BROOKFIELD, WI 3,3363.3k $265.7k $265.7k 0.05% Added +13 +13
63 Alpha Omega Group, Inc. 0.36% of their portfolio RESTON, VA 3,3073.3k $263.4k $263.4k 0.36% Unchanged
64 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,2193.2k $256.4k $256.4k 0.00% Added +55 +55
65 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 3,0543.1k $243.3k $243.3k 0.02% New
66 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 2,9893.0k $238.0k $238.0k 0.01% Reduced -143 -143
67 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 2,9633.0k $236.8k $236.8k 0.01% Added +318 +318
68 Monterey Private Wealth, Inc. 0.08% of their portfolio MONTEREY, CA 2,9032.9k $231.2k $231.2k 0.08% Unchanged
69 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 2,8312.8k $225.5k $225.5k 0.01% Reduced -331 -331
70 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 2,8202.8k $224.6k $224.6k 0.02% Reduced -900 -900
71 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 2,8002.8k $223.0k $223.0k 0.01% Reduced -200 -200
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,7772.8k $221.2k $221.2k 0.00% New
73 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 2,7252.7k $237.9k $237.9k 0.00% Reduced -2.0k -1,999
74 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 2,6502.6k $210.0k $210.0k 0.02% New
75 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 2,4992.5k $199.0k $199.0k 0.02% Unchanged
76 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,1442.1k $171.0k $171.0k 0.00% Reduced -1.0k -1,000
77 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 2,0922.1k $166.6k $166.6k 0.05% Added +8 +8
78 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 2,0122.0k $160.3k $160.3k 0.01% Added +168 +168
79 Zions Bancorporation, N.A. 0.01% of their portfolio SALT LAKE CITY, UT 1,8001.8k $143.4k $143.4k 0.01% Unchanged
80 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,7871.8k $142.3k $142.3k 0.00% Added +1.3k +1,345
81 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,7631.8k $140.0k $140.0k 0.00% Added +1.2k +1,167
82 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,1401.1k $90.8k $90.8k 0.00% Reduced -200 -200
83 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0731.1k $85.5k $85.5k 0.00% Unchanged
84 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 689689 $54.9k $54.9k 0.00% Unchanged
85 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 675675 $53.0k $53.0k 0.00% Unchanged
86 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 505505 $40.2k $40.2k 0.00% Unchanged
87 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 404404 $32.2k $32.2k 0.00% Unchanged
88 Hilltop National Bank 0.00% of their portfolio CASPER, WY 181181 $14.4k $14.4k 0.00% Unchanged
89 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 165165 $13.1k $13.1k 0.00% Unchanged
90 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 143143 $11.4k $11.4k 0.00% Reduced -2.2k -2,192
91 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 117117 $8.7k $8.7k 0.00% Unchanged
92 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 102102 $8.1k $8.1k 0.00% Unchanged
93 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 7171 $6.1k $6.1k 0.00% Unchanged
94 FMR LLC 0.00% of their portfolio BOSTON, MA 3535 $2.8k $2.8k 0.00% Reduced -1 -1
95 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 3434 $3.0k $3.0k 0.00% Unchanged
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged