Vault-13

FIRST TR EXCHANGE-TRADED ALP FNY

MID CP GR ALPH · ETP · CUSIP 33737M102

96 institutional holders +7 vs Q1 2024
3,252,2873.3m shares reported held*
$239.3mreported value*
8 new 26 added 31 reduced 4 sold out net sold ≈ $35.3m (-479.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $73.58. Options: 2 managers hold calls ($250.2k notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 87Q4 22: 82Q1 23: 79Q2 23: 83Q3 23: 83Q4 23: 90Q1 24: 89Q2 24: 9696Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202287
Q4 202282
Q1 202379
Q2 202383
Q3 202383
Q4 202390
Q1 202489
Q2 202496

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 32 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 41 cut or sold outQ2 23: 24 bought or addedQ2 23: 37 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 38 cut or sold outQ4 23: 37 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 38 bought or addedQ1 24: 37 cut or sold outQ2 24: 34 bought or addedQ2 24: 35 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223243
Q1 20233141
Q2 20232437
Q3 20233238
Q4 20233735
Q1 20243837
Q2 20243435

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $218.5kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $252.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $257.1kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $250.2kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$218.5k$00.00
Q4 2023$252.0k$00.00
Q1 2024$257.1k$00.00
Q2 2024$250.2k$00.00

Biggest buyers

WELLS FARGO & COMPANY/MN Added +70,229+70.2k
Cambridge Investment Research Advisors, Inc. Added +68,003+68.0k
OSAIC HOLDINGS, INC. Added +56,393+56.4k
Stratos Wealth Partners, LTD. Added +47,448+47.4k
Raymond James Financial Services Advisors, Inc. Added +47,318+47.3k
LPL Financial LLC Added +40,280+40.3k
RAYMOND JAMES & ASSOCIATES Added +32,782+32.8k
Global Retirement Partners, LLC Added +11,974+12.0k
Concurrent Investment Advisors, LLC New +5,670+5.7k
Gateway Wealth Partners, LLC New +3,210+3.2k

Biggest sellers

MORGAN STANLEY Reduced -749,732-749.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -40,801-40.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -24,265-24.3k
STIFEL FINANCIAL CORP Reduced -17,415-17.4k
Braun-Bostich & Associates Inc. Sold out -11,440-11.4k
PCG Wealth Advisors, LLC Reduced -6,125-6.1k
Jaffetilchin Investment Partners, LLC Sold out -4,605-4.6k
ROYAL BANK OF CANADA Reduced -2,918-2.9k
MML INVESTORS SERVICES, LLC Reduced -2,224-2.2k
Atria Wealth Solutions, Inc. Reduced -2,123-2.1k

Biggest calls

Belvedere Trading LLC Unchanged $250.2k3.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 658,808658.8k $48.5m $48.5m 0.01% Added +70.2k +70,229
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 521,590521.6k $38.4m $38.4m 0.02% Added +40.3k +40,280
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 326,233326.2k $24.0m $24.0m 0.00% Reduced -749.7k -749,732
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 317,489317.5k $23.4m $23.4m 0.01% Reduced -1.1k -1,081
5 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 163,256163.3k $12.0m $12.0m 0.09% Added +174 +174
6 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 126,661126.7k $9.3m $9.3m 0.01% Added +47.3k +47,318
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 111,287111.3k $8.2m $8.2m 0.02% Added +56.4k +56,393
8 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 81,23281.2k $6.0m $6.0m 0.02% Added +68.0k +68,003
9 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 73,19573.2k $5.4m $5.4m 0.01% Added +1.6k +1,639
10 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 54,45354.5k $4.0m $4.0m 0.06% Added +47.4k +47,448
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $3.7m $3.7m 0.00% Unchanged
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 45,98646.0k $3.4m $3.4m 0.00% Added +32.8k +32,782
13 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 45,50445.5k $3.3m $3.3m 0.02% Reduced -131 -131
14 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 43,64643.6k $3.2m $3.2m 0.08% Reduced -285 -285
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 39,50439.5k $2.9m $2.9m 0.00% Reduced -321 -321
16 KCM INVESTMENT ADVISORS LLC 0.10% of their portfolio GREENBRAE, CA 38,69838.7k $2.8m $2.8m 0.10% Added +80 +80
17 Wealth Management Partners, LLC 1.29% of their portfolio TUCSON, AZ 35,93935.9k $2.6m $2.6m 1.29% Added +82 +82
18 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 32,64132.6k $2.4m $2.4m 0.01% Added +197 +197
19 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 31,36431.4k $2.3m $2.3m 0.03% Reduced -2.1k -2,123
20 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 26,07726.1k $1.9m $1.9m 0.03% Reduced -40.8k -40,801
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 22,84422.8k $1.7m $1.7m 0.00% Reduced -434 -434
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,64122.6k $1.7m $1.7m 0.00% Reduced -24.3k -24,265
23 PCG Wealth Advisors, LLC 0.69% of their portfolio OVERLAND PARK, KS 21,57421.6k $1.6m $1.6m 0.69% Reduced -6.1k -6,125
24 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 20,23720.2k $1.5m $1.5m 0.05% Added +12.0k +11,974
25 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 18,28818.3k $1.3m $1.3m 0.01% Reduced -200 -200
26 MTM Investment Management, LLC 0.55% of their portfolio SPARTANBURG, SC 18,13018.1k $1.3m $1.3m 0.55% Unchanged
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,76517.8k $1.3m $1.3m 0.00% Reduced -2.9k -2,918
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,97917.0k $1.2m $1.2m 0.00% Added +98 +98
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,69013.7k $1.0m $1.0m 0.00% Reduced -17.4k -17,415
30 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,39311.4k $838.0k $838.0k 0.00% Reduced -2.2k -2,224
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,12111.1k $818.0k $818.0k 0.00% Added +310 +310
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,32010.3k $759.3k $759.3k 0.00% Reduced -1.2k -1,206
33 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,09710.1k $742.9k $742.9k 0.00% Reduced -53 -53
34 Purus Wealth Management, LLC 0.32% of their portfolio Newport Beach, CA 9,7149.7k $714.8k $714.8k 0.32% Reduced -25 -25
35 BLACK POINT WEALTH MANAGEMENT 0.73% of their portfolio NAPLES, FL 9,5609.6k $703.4k $703.4k 0.73% First filing
36 ARS Wealth Advisors Group, LLC 0.09% of their portfolio St. Petersburg, FL 9,4099.4k $692.3k $692.3k 0.09% Unchanged
37 Clarus Wealth Advisors 0.36% of their portfolio PEORIA, AZ 9,1679.2k $670.9k $670.9k 0.36% Added +165 +165
38 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 8,6838.7k $639.4k $639.4k 0.02% Unchanged
39 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 8,5848.6k $631.6k $631.6k 0.01% Reduced -6 -6
40 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,3478.3k $614.2k $614.2k 0.00% Added +121 +121
41 Dominguez Wealth Management Solutions, Inc. 0.44% of their portfolio WILLIAMSBURG, VA 7,9407.9k $584.3k $584.3k 0.44% Reduced -395 -395
42 Stonebridge Financial Planning Group, LLC 0.28% of their portfolio ORLANDO, FL 7,6507.7k $562.9k $562.9k 0.28% Unchanged
43 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,3386.3k $466.4k $466.4k 0.00% Reduced -181 -181
44 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 6,3386.3k $466.3k $466.3k 0.01% Reduced -219 -219
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,0706.1k $446.7k $446.7k 0.00% Reduced -2.0k -1,954
46 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 5,8105.8k $427.5k $427.5k 0.03% Unchanged
47 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 5,6705.7k $417.2k $417.2k 0.01% New
48 Element Wealth, LLC 0.23% of their portfolio RIDGELAND, MS 5,5045.5k $405.0k $405.0k 0.23% Reduced -362 -362
49 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,5005.5k $404.7k $404.7k 0.00% Unchanged
50 Clear Point Advisors Inc. 0.31% of their portfolio MELVILLE, NY 5,1905.2k $381.9k $381.9k 0.31% Unchanged
51 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,7364.7k $348.5k $348.5k 0.01% Reduced -500 -500
52 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 4,7244.7k $338.3k $338.3k 0.00% First filing
53 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,7174.7k $347.0k $347.0k 0.00% Unchanged
54 Keystone Wealth Services, LLC 0.10% of their portfolio PALM DESERT, CA 4,1984.2k $308.9k $308.9k 0.10% Unchanged
55 WMG Financial Advisors, LLC 0.16% of their portfolio Knoxville, TN 4,1834.2k $307.8k $307.8k 0.16% Reduced -274 -274
56 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 3,9584.0k $291.2k $291.2k 0.02% Added +47 +47
57 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 3,7203.7k $270.0k $270.0k 0.03% Added +320 +320
58 1776 Wealth LLC 0.12% of their portfolio ATLANTA, GA 3,6273.6k $266.9k $266.9k 0.12% Unchanged
59 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 3,4453.4k $253.5k $253.5k 0.02% Reduced -21 -21
60 Kowal Investment Group, LLC 0.05% of their portfolio BROOKFIELD, WI 3,3233.3k $244.5k $244.5k 0.05% Added +47 +47
61 Alpha Omega Group, Inc. 0.31% of their portfolio RESTON, VA 3,3073.3k $243.3k $243.3k 0.31% Unchanged
62 Gateway Wealth Partners, LLC 0.07% of their portfolio APPLETON, WI 3,2103.2k $236.2k $236.2k 0.07% New
63 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,1643.2k $232.8k $232.8k 0.00% Added +42 +42
64 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,1623.2k $232.7k $232.7k 0.01% Reduced -516 -516
65 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,1443.1k $231.0k $231.0k 0.00% Unchanged
66 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 3,1323.1k $230.5k $230.5k 0.01% Unchanged
67 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 3,0003.0k $220.7k $220.7k 0.01% Unchanged
68 Monterey Private Wealth, Inc. 0.08% of their portfolio MONTEREY, CA 2,9032.9k $213.6k $213.6k 0.08% Unchanged
69 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 2,6452.6k $200.8k $200.8k 0.01% Reduced -904 -904
70 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 2,4992.5k $183.9k $183.9k 0.02% New
71 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,3352.3k $171.8k $171.8k 0.00% Added +1.7k +1,713
72 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 2,0842.1k $153.3k $153.3k 0.05% Unchanged
73 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,0492.0k $150.8k $150.8k 0.00% Reduced -2.0k -2,027
74 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 1,8441.8k $135.7k $135.7k 0.01% Added +7 +7
75 Zions Bancorporation, N.A. 0.01% of their portfolio SALT LAKE CITY, UT 1,8001.8k $132.4k $132.4k 0.01% New
76 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 1,3401.3k $98.6k $98.6k 0.01% Unchanged
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0731.1k $79.0k $79.0k 0.00% Added +591 +591
78 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 689689 $50.7k $50.7k 0.00% Unchanged
79 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 675675 $49.0k $49.0k 0.00% Added +67 +67
80 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 596596 $43.9k $43.9k 0.00% New
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 505505 $38.0k $38.0k 0.00% Reduced -650 -650
82 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 443443 $32.6k $32.6k 0.01% Unchanged
83 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 442442 $32.5k $32.5k 0.00% Unchanged
84 HHM Wealth Advisors, LLC 0.00% of their portfolio CHATTANOOGA, TN 404404 $29.7k $29.7k 0.00% Unchanged
85 Pacifica Partners Inc. 0.01% of their portfolio SURREY, Z4 250250 $18.3k $18.3k 0.01% Unchanged
86 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 200200 $14.7k $14.7k 0.00% New
87 Hilltop National Bank 0.00% of their portfolio CASPER, WY 181181 $13.3k $13.3k 0.00% New
88 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 165165 $12.1k $12.1k 0.00% Added +1 +1
89 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 117117 $8.7k $8.7k 0.00% First filing
90 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 102102 $7.5k $7.5k 0.00% Unchanged
91 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 7171 $5.2k $5.2k 0.00% Unchanged
92 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3939 $2.9k $2.9k 0.00% Unchanged
93 FMR LLC 0.00% of their portfolio BOSTON, MA 3636 $2.6k $2.6k 0.00% Reduced -74 -74
94 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 3434 $3.0k $3.0k 0.00% Unchanged
95 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 22 $147 $147 0.00% New
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged