Vault-13

FIRST TR EXCHANGE-TRADED ALP FNY

MID CP GR ALPH · ETP · CUSIP 33737M102

89 institutional holders -1 vs Q4 2023
3,717,2773.7m shares reported held*
$281.0mreported value*
6 new 32 added 31 reduced 6 sold out net bought ≈ $16.9m (+223.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $75.61. Options: 2 managers hold calls ($257.1k notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 87Q4 22: 82Q1 23: 79Q2 23: 83Q3 23: 83Q4 23: 90Q1 24: 8989Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202287
Q4 202282
Q1 202379
Q2 202383
Q3 202383
Q4 202390
Q1 202489

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 32 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 41 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 37 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 37 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 38 bought or addedQ1 24: 37 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223243
Q1 20233141
Q2 20232437
Q3 20233238
Q4 20233735
Q1 20243837

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $233.2kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $218.5kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $252.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $257.1kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$233.2k$00.00
Q3 2023$218.5k$00.00
Q4 2023$252.0k$00.00
Q1 2024$257.1k$00.00

Biggest buyers

MORGAN STANLEY Added +341,175+341.2k
PCG Wealth Advisors, LLC New +27,699+27.7k
Cetera Investment Advisers Added +13,854+13.9k
Atria Wealth Solutions, Inc. Added +7,783+7.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +7,036+7.0k
ENVESTNET ASSET MANAGEMENT INC Added +5,864+5.9k
NewEdge Advisors, LLC Added +4,874+4.9k
Jaffetilchin Investment Partners, LLC New +4,605+4.6k
Kestra Advisory Services, LLC Added +4,002+4.0k
ROYAL BANK OF CANADA Added +3,870+3.9k

Biggest sellers

LPL Financial LLC Reduced -78,998-79.0k
Cambridge Investment Research Advisors, Inc. Reduced -73,924-73.9k
RiverTree Advisors, LLC Sold out -15,631-15.6k
Cetera Advisor Networks LLC Sold out -10,718-10.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -8,391-8.4k
OSAIC HOLDINGS, INC. Reduced -5,744-5.7k
Integrated Wealth Concepts LLC Sold out -5,604-5.6k
Raymond James Financial Services Advisors, Inc. Reduced -5,161-5.2k
TWO SIGMA INVESTMENTS, LP Sold out -4,300-4.3k
Braun-Bostich & Associates Inc. Reduced -3,494-3.5k

Biggest calls

Belvedere Trading LLC Reduced $257.1k3.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,075,9651.1m $81.4m $81.4m 0.00% Added +341.2k +341,175
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 588,579588.6k $44.5m $44.5m 0.01% Reduced -1.3k -1,316
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 481,310481.3k $36.4m $36.4m 0.02% Reduced -79.0k -78,998
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 318,570318.6k $24.1m $24.1m 0.01% Added +3.1k +3,127
5 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 163,082163.1k $12.3m $12.3m 0.11% Added +4.9k +4,874
6 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 79,34379.3k $6.0m $6.0m 0.01% Reduced -5.2k -5,161
7 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 71,55671.6k $5.4m $5.4m 0.01% Added +13.9k +13,854
8 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 66,87866.9k $5.1m $5.1m 0.09% Reduced -8.4k -8,391
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 54,89454.9k $4.2m $4.2m 0.01% Reduced -5.7k -5,744
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $3.8m $3.8m 0.00% Unchanged
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 46,90646.9k $3.5m $3.5m 0.01% Added +7.0k +7,036
12 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 45,63545.6k $3.5m $3.5m 0.02% Added +6 +6
13 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 43,93143.9k $3.3m $3.3m 0.08% Added +2.6k +2,567
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 39,82539.8k $3.0m $3.0m 0.01% Reduced -2.7k -2,689
15 KCM INVESTMENT ADVISORS LLC 0.11% of their portfolio GREENBRAE, CA 38,61838.6k $2.9m $2.9m 0.11% Reduced -1.0k -1,000
16 Wealth Management Partners, LLC 1.38% of their portfolio TUCSON, AZ 35,85735.9k $2.7m $2.7m 1.38% Reduced -1.1k -1,129
17 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 33,48733.5k $2.5m $2.5m 0.03% Added +7.8k +7,783
18 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 32,44432.4k $2.5m $2.5m 0.02% Added +4.0k +4,002
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 31,10531.1k $2.4m $2.4m 0.00% Added +3.4k +3,412
20 PCG Wealth Advisors, LLC 1.00% of their portfolio OVERLAND PARK, KS 27,69927.7k $2.1m $2.1m 1.00% New
21 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 23,27823.3k $1.8m $1.8m 0.00% Added +3.3k +3,347
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,68320.7k $1.6m $1.6m 0.00% Added +3.9k +3,870
23 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 18,48818.5k $1.4m $1.4m 0.02% Added +569 +569
24 MTM Investment Management, LLC 0.57% of their portfolio SPARTANBURG, SC 18,13018.1k $1.4m $1.4m 0.57% Reduced -450 -450
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,88116.9k $1.3m $1.3m 0.00% Reduced -710 -710
26 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,61713.6k $1.0m $1.0m 0.00% Added +2.4k +2,381
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,22913.2k $1.0m $1.0m 0.00% Reduced -73.9k -73,924
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,20413.2k $998.4k $998.4k 0.00% Added +789 +789
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,52611.5k $871.5k $871.5k 0.00% Added +5.9k +5,864
30 Braun-Bostich & Associates Inc. 0.72% of their portfolio CANONSBURG, PA 11,44011.4k $865.0k $865.0k 0.72% Reduced -3.5k -3,494
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,81110.8k $817.0k $817.0k 0.00% Added +150 +150
32 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,15010.2k $767.4k $767.4k 0.00% Reduced -440 -440
33 Purus Wealth Management, LLC 0.36% of their portfolio Newport Beach, CA 9,7399.7k $736.4k $736.4k 0.36% Reduced -238 -238
34 ARS Wealth Advisors Group, LLC 0.10% of their portfolio St. Petersburg, FL 9,4099.4k $711.4k $711.4k 0.10% Unchanged
35 Clarus Wealth Advisors 0.37% of their portfolio PEORIA, AZ 9,0029.0k $658.2k $658.2k 0.37% Reduced -1.4k -1,408
36 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 8,6838.7k $656.6k $656.6k 0.02% Reduced -70 -70
37 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 8,5908.6k $649.5k $649.5k 0.01% Added +68 +68
38 Dominguez Wealth Management Solutions, Inc. 0.50% of their portfolio WILLIAMSBURG, VA 8,3358.3k $630.2k $630.2k 0.50% Reduced -5 -5
39 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 8,2638.3k $624.8k $624.8k 0.02% Reduced -35 -35
40 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,2268.2k $622.0k $622.0k 0.00% Added +339 +339
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,0248.0k $606.9k $606.9k 0.00% Added +1.2k +1,178
42 Stonebridge Financial Planning Group, LLC 0.31% of their portfolio ORLANDO, FL 7,6507.7k $578.4k $578.4k 0.31% Added +200 +200
43 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 7,0057.0k $529.6k $529.6k 0.01% Reduced -50 -50
44 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 6,5576.6k $495.8k $495.8k 0.02% Added +3.0k +3,020
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,5196.5k $492.9k $492.9k 0.00% Reduced -1.6k -1,570
46 Element Wealth, LLC 0.26% of their portfolio RIDGELAND, MS 5,8665.9k $443.5k $443.5k 0.26% Reduced -346 -346
47 Cornerstone Wealth Management, LLC 0.04% of their portfolio ST. PETERS, MO 5,8105.8k $439.3k $439.3k 0.04% Reduced -123 -123
48 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,5005.5k $415.9k $415.9k 0.00% Unchanged
49 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 5,2365.2k $395.9k $395.9k 0.02% Added +202 +202
50 Clear Point Advisors Inc. 0.32% of their portfolio MELVILLE, NY 5,1905.2k $392.4k $392.4k 0.32% Reduced -136 -136
51 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,7174.7k $357.0k $357.0k 0.00% Unchanged
52 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 4,6054.6k $348.2k $348.2k 0.03% New
53 WMG Financial Advisors, LLC 0.19% of their portfolio Knoxville, TN 4,4574.5k $337.0k $337.0k 0.19% Added +273 +273
54 Keystone Wealth Services, LLC 0.10% of their portfolio PALM DESERT, CA 4,1984.2k $317.4k $317.4k 0.10% Unchanged
55 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 4,0764.1k $308.2k $308.2k 0.01% Added +2.2k +2,191
56 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 3,9113.9k $295.7k $295.7k 0.02% Added +72 +72
57 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,6783.7k $278.1k $278.1k 0.01% Added +2.2k +2,246
58 1776 Wealth LLC 0.13% of their portfolio ATLANTA, GA 3,6273.6k $274.2k $274.2k 0.13% Unchanged
59 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 3,5493.5k $268.4k $268.4k 0.01% Reduced -448 -448
60 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 3,4663.5k $262.1k $262.1k 0.02% Added +152 +152
61 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 3,4003.4k $257.1k $257.1k 0.03% Reduced -3.5k -3,490
62 Alpha Omega Group, Inc. 0.35% of their portfolio RESTON, VA 3,3073.3k $250.0k $250.0k 0.35% Reduced -47 -47
63 Kowal Investment Group, LLC 0.05% of their portfolio BROOKFIELD, WI 3,2763.3k $247.7k $247.7k 0.05% Unchanged
64 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,1443.1k $238.0k $238.0k 0.00% Unchanged
65 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 3,1323.1k $236.8k $236.8k 0.01% Reduced -89 -89
66 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 3,1223.1k $236.1k $236.1k 0.00% Reduced -260 -260
67 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 3,0003.0k $226.8k $226.8k 0.01% Unchanged
68 Monterey Private Wealth, Inc. 0.09% of their portfolio MONTEREY, CA 2,9032.9k $219.5k $219.5k 0.09% New
69 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 2,0842.1k $157.6k $157.6k 0.05% Unchanged
70 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 1,8371.8k $138.9k $138.9k 0.01% Reduced -45 -45
71 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 1,3401.3k $101.3k $101.3k 0.01% New
72 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1551.2k $87.3k $87.3k 0.00% Reduced -86 -86
73 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 689689 $52.1k $52.1k 0.00% Unchanged
74 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 622622 $47.0k $47.0k 0.00% New
75 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 608608 $45.0k $45.0k 0.00% Unchanged
76 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 482482 $36.4k $36.4k 0.00% Unchanged
77 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 443443 $33.5k $33.5k 0.01% Added +1 +1
78 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 442442 $33.4k $33.4k 0.00% Unchanged
79 HHM Wealth Advisors, LLC 0.01% of their portfolio CHATTANOOGA, TN 404404 $30.5k $30.5k 0.01% New
80 Pacifica Partners Inc. 0.01% of their portfolio SURREY, Z4 250250 $18.7k $18.7k 0.01% Unchanged
81 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 164164 $12.4k $12.4k 0.00% Added +64 +64
82 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 134134 $9.3k $9.3k 0.00% Added +22 +22
83 FMR LLC 0.00% of their portfolio BOSTON, MA 110110 $8.3k $8.3k 0.00% Added +84 +84
84 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 102102 $7.7k $7.7k 0.00% Unchanged
85 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 7676 $5.7k $5.7k 0.00% Unchanged
86 Caitlin John, LLC 0.00% of their portfolio BRIGHTON, MI 7171 $5.4k $5.4k 0.00% Unchanged
87 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3939 $2.9k $2.9k 0.00% Unchanged
88 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 3434 $3.0k $3.0k 0.00% Reduced -1 -1
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged