FIRST TR EXCHANGE-TRADED ALP FNY
MID CP GR ALPH · ETP · CUSIP 33737M102
83
institutional holders
+0 vs Q2 2023
2.7m
shares reported held*
$164.8mreported value*
7 new
25 added
31 reduced
7 sold out
net bought ≈ $8.8m (+147.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.60. Options: 2 managers hold calls ($218.5k notional), 1 hold puts ($0).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 87 |
| Q4 2022 | 82 |
| Q1 2023 | 79 |
| Q2 2023 | 83 |
| Q3 2023 | 83 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 32 | 43 |
| Q1 2023 | 31 | 41 |
| Q2 2023 | 24 | 37 |
| Q3 2023 | 32 | 38 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $0 | $0 | — |
| Q1 2023 | $0 | $0 | — |
| Q2 2023 | $233.2k | $0 | 0.00 |
| Q3 2023 | $218.5k | $0 | 0.00 |
Biggest buyers
| OSAIC HOLDINGS, INC. | Added | +58.0k |
| Wealth Management Partners, LLC | New | +37.6k |
| LPL Financial LLC | Added | +28.2k |
| Baird Financial Group, Inc. | Added | +25.5k |
| MORGAN STANLEY | Added | +23.8k |
| WELLS FARGO & COMPANY/MN | Added | +22.8k |
| CITADEL ADVISORS LLC | Added | +18.1k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | New | +15.4k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | New | +13.8k |
| ASSETMARK, INC | New | +11.2k |
Biggest sellers
| Kingsview Wealth Management, LLC | Reduced | -36.2k |
| Braun-Bostich & Associates Inc. | Sold out | -13.3k |
| WORLD EQUITY GROUP, INC. | Sold out | -11.3k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -10.9k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -10.8k |
| Savior LLC | Reduced | -10.6k |
| MML INVESTORS SERVICES, LLC | Reduced | -9.2k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Reduced | -5.1k |
| IFP Advisors, Inc | Reduced | -5.0k |
| IHT Wealth Management, LLC | Sold out | -3.8k |
Biggest calls
| Belvedere Trading LLC | Unchanged | $218.5k3.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.02% of their portfolio | 538.0k $32.7m | Added +28.2k |
| UBS Group AG 0.01% of their portfolio | 306.1k $18.6m | Reduced -1.3k |
| MORGAN STANLEY 0.00% of their portfolio | 281.7k $17.1m | Added +23.8k |
| WELLS FARGO & COMPANY/MN 0.01% of their portfolio | 272.2k $16.5m | Added +22.8k |
| NewEdge Advisors, LLC 0.10% of their portfolio | 153.5k $9.3m | Added +33 |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 123.5k $7.5m | Added +58.0k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.19% of their portfolio | 82.2k $5.0m | Reduced -5.1k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 71.3k $4.3m | Reduced -227 |
| Cetera Investment Advisers 0.03% of their portfolio | 54.7k $3.3m | Added +1.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 50.0k $3.0m | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 46.6k $2.8m | Added +3.6k |
| Private Advisor Group, LLC 0.02% of their portfolio | 45.3k $2.7m | Added +2.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 41.1k $2.5m | Reduced -311 |
| KCM INVESTMENT ADVISORS LLC 0.10% of their portfolio | 39.6k $2.4m | Unchanged |
| Wealth Management Partners, LLC 1.43% of their portfolio | 37.6k $2.3m | New |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 34.4k $2.1m | Reduced -10.8k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 33.9k $2.1m | Added +25.5k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 31.4k $1.9m | Reduced -2.6k |
| Kingsview Wealth Management, LLC 0.07% of their portfolio | 30.8k $1.9m | Reduced -36.2k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 29.4k $1.8m | Added +18.1k |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 27.3k $1.7m | Added +1.1k |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 24.9k $1.5m | Added +991 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 22.2k $1.3m | Added +7.3k |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 21.0k $1.3m | Reduced -9.2k |
| MTM Investment Management, LLC 0.57% of their portfolio | 18.6k $1.1m | Unchanged |
| Equitable Holdings, Inc. 0.02% of their portfolio | 17.8k $1.1m | Added +826 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 17.0k $1.0m | Added +280 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.09% of their portfolio | 15.4k $668.8k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 14.2k $861.2k | Reduced -2.4k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 13.8k $836.5k | New |
| ASSETMARK, INC 0.00% of their portfolio | 11.2k $679.5k | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 11.1k $676.5k | Reduced -10.9k |
| COMERICA BANK 0.00% of their portfolio | 10.6k $642.8k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 10.6k $641.3k | Reduced -647 |
| ARS Wealth Advisors Group, LLC 0.10% of their portfolio | 10.4k $632.7k | Reduced -120 |
| Purus Wealth Management, LLC 0.42% of their portfolio | 10.2k $619.8k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 9.6k $580.9k | Reduced -102 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 9.3k $564.0k | Reduced -125 |
| GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio | 8.7k $531.1k | Reduced -36 |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 8.6k $524.4k | Reduced -2 |
| Dominguez Wealth Management Solutions, Inc. 0.47% of their portfolio | 8.4k $510.0k | Added +124 |
| Stonebridge Financial Planning Group, LLC 0.29% of their portfolio | 7.5k $452.2k | Reduced -300 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 7.1k $430.2k | Added +123 |
| Element Wealth, LLC 0.29% of their portfolio | 6.5k $395.7k | Reduced -177 |
| Sigma Planning Corp 0.01% of their portfolio | 6.4k $391.0k | Added +46 |
| Cornerstone Wealth Management, LLC 0.03% of their portfolio | 5.9k $360.1k | Reduced -1.7k |
| Beacon Pointe Advisors, LLC 0.00% of their portfolio | 5.5k $333.9k | Unchanged |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 5.3k $320.4k | Reduced -238 |
| IFP Advisors, Inc 0.01% of their portfolio | 5.0k $305.6k | Reduced -5.0k |
| Mutual Advisors, LLC 0.01% of their portfolio | 5.0k $300.5k | Added +5 |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 4.7k $286.0k | Reduced -584 |
| Tower Research Capital LLC (TRC) 0.01% of their portfolio | 4.7k $283.4k | Added +333 |
| Keystone Wealth Services, LLC 0.10% of their portfolio | 4.4k $267.0k | Unchanged |
| Ignite Planners, LLC 0.08% of their portfolio | 4.3k $256.8k | Reduced -780 |
| WMG Financial Advisors, LLC 0.22% of their portfolio | 4.2k $257.4k | Reduced -11 |
| 1776 Wealth LLC 0.12% of their portfolio | 3.6k $220.2k | Unchanged |
| Pine Valley Investments Ltd Liability Co 0.02% of their portfolio | 3.5k $213.1k | Added +369 |
| Financial Advocates Investment Management 0.02% of their portfolio | 3.5k $211.4k | Reduced -167 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 3.4k $207.8k | Added +76 |
| Kowal Investment Group, LLC 0.06% of their portfolio | 3.4k $207.3k | Unchanged |
| Alpha Omega Group, Inc. 0.39% of their portfolio | 3.4k $203.6k | Reduced -603 |
| CWM, LLC 0.00% of their portfolio | 3.1k $191.0k | Unchanged |
| Founders Financial Alliance, LLC 0.06% of their portfolio | 2.1k $126.5k | Unchanged |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 2.0k $118.8k | Added +57 |
| Savior LLC 0.77% of their portfolio | 1.8k $111.0k | Reduced -10.6k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.4k $82.0k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.2k $75.3k | Reduced -46 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.2k $74.1k | Reduced -21 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.1k $62.4k | Added +100 |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.06% of their portfolio | 966 $58.6k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 689 $41.8k | Reduced -1.3k |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 608 $36.0k | First filing |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 546 $33.1k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 482 $29.3k | Reduced -362 |
| Tyler-Stone Wealth Management 0.02% of their portfolio | 442 $27.0k | Unchanged |
| Pacifica Partners Inc. 0.01% of their portfolio | 250 $14.8k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 169 $10.3k | Unchanged |
| Cape Investment Advisory, Inc. 0.00% of their portfolio | 112 $6.8k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 39 $2.4k | New |
| Transamerica Financial Advisors, LLC 0.00% of their portfolio | 36 $3.0k | Added +1 |
| FMR LLC 0.00% of their portfolio | 27 $1.6k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 20 $1.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |