FIRST TR EXCHANGE-TRADED ALP FNY
MID CP GR ALPH · ETP · CUSIP 33737M102
83
institutional holders
+4 vs Q1 2023
2.6m
shares reported held*
$167.2mreported value*
5 new
19 added
37 reduced
0 sold out
net sold ≈ $1.2m (-18.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $64.73. Options: 2 managers hold calls ($233.2k notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 87 |
| Q4 2022 | 82 |
| Q1 2023 | 79 |
| Q2 2023 | 83 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 32 | 43 |
| Q1 2023 | 31 | 41 |
| Q2 2023 | 24 | 37 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $0 | $0 | — |
| Q1 2023 | $0 | $0 | — |
| Q2 2023 | $233.2k | $0 | 0.00 |
Biggest buyers
| NewEdge Advisors, LLC | New | +153.5k |
| Cambridge Investment Research Advisors, Inc. | Added | +37.1k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Added | +21.8k |
| OSAIC HOLDINGS, INC. | Added | +12.3k |
| CITADEL ADVISORS LLC | New | +11.3k |
| WORLD EQUITY GROUP, INC. | New | +11.3k |
| IFP Advisors, Inc | Added | +5.0k |
| STIFEL FINANCIAL CORP | Added | +4.8k |
| WELLS FARGO & COMPANY/MN | Added | +3.8k |
| Ashton Thomas Private Wealth, LLC | New | +3.2k |
Biggest sellers
| Savior LLC | Reduced | -155.2k |
| Baird Financial Group, Inc. | Reduced | -36.6k |
| MORGAN STANLEY | Reduced | -34.6k |
| Purus Wealth Management, LLC | Reduced | -14.2k |
| LPL Financial LLC | Reduced | -6.8k |
| Private Advisor Group, LLC | Reduced | -6.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -6.4k |
| UBS Group AG | Reduced | -5.5k |
| Mutual Advisors, LLC | Reduced | -3.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -3.5k |
Biggest calls
| Belvedere Trading LLC | New | $233.2k3.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.02% of their portfolio | 509.8k $33.0m | Reduced -6.8k |
| UBS Group AG 0.01% of their portfolio | 307.4k $19.9m | Reduced -5.5k |
| MORGAN STANLEY 0.00% of their portfolio | 258.0k $16.7m | Reduced -34.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 249.4k $16.2m | Added +3.8k |
| NewEdge Advisors, LLC 0.11% of their portfolio | 153.5k $9.9m | New |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.22% of their portfolio | 87.3k $5.7m | Added +21.8k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 71.6k $4.6m | Added +702 |
| Kingsview Wealth Management, LLC 0.17% of their portfolio | 67.0k $4.3m | Reduced -673 |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 65.5k $4.2m | Added +12.3k |
| Cetera Investment Advisers 0.03% of their portfolio | 53.3k $3.5m | Reduced -61 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 50.0k $3.2m | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 45.2k $2.9m | Added +37.1k |
| Private Advisor Group, LLC 0.02% of their portfolio | 43.2k $2.8m | Reduced -6.8k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 42.9k $2.8m | Reduced -3.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 41.4k $2.7m | Reduced -1.1k |
| KCM INVESTMENT ADVISORS LLC 0.10% of their portfolio | 39.6k $2.6m | Reduced -1.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 34.0k $2.2m | Added +4.8k |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 30.2k $2.0m | Added +1.9k |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 26.2k $1.7m | Reduced -1.8k |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 23.9k $1.5m | Added +705 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 22.1k $1.4m | Added +229 |
| MTM Investment Management, LLC 0.59% of their portfolio | 18.6k $1.2m | Unchanged |
| Equitable Holdings, Inc. 0.02% of their portfolio | 16.9k $1.1m | Added +1.5k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 16.7k $1.1m | Added +708 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 16.6k $1.1m | Reduced -6.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 14.9k $966.0k | Reduced -1.4k |
| Braun-Bostich & Associates Inc. 1.85% of their portfolio | 13.3k $862.4k | Added +278 |
| Savior LLC 3.25% of their portfolio | 12.4k $802.0k | Reduced -155.2k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 11.3k $732.1k | New |
| WORLD EQUITY GROUP, INC. 0.22% of their portfolio | 11.3k $731.9k | New |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 11.2k $726.3k | Reduced -136 |
| Clarus Wealth Advisors 0.41% of their portfolio | 10.6k $675.1k | Added +23 |
| ARS Wealth Advisors Group, LLC 0.11% of their portfolio | 10.5k $683.0k | Reduced -3.5k |
| Purus Wealth Management, LLC 0.43% of their portfolio | 10.2k $661.5k | Reduced -14.2k |
| IFP Advisors, Inc 0.01% of their portfolio | 10.1k $545.0k | Added +5.0k |
| Mariner, LLC 0.00% of their portfolio | 9.7k $626.6k | Reduced -766 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 9.4k $610.0k | Reduced -303 |
| GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio | 8.8k $569.5k | Reduced -160 |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 8.6k $559.8k | Reduced -315 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 8.4k $545.8k | Reduced -36.6k |
| Dominguez Wealth Management Solutions, Inc. 0.47% of their portfolio | 8.3k $536.2k | Added +292 |
| Stonebridge Financial Planning Group, LLC 0.31% of their portfolio | 7.8k $502.0k | Reduced -250 |
| Cornerstone Wealth Management, LLC 0.04% of their portfolio | 7.7k $497.6k | Added +56 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 7.0k $451.2k | Added +262 |
| Element Wealth, LLC 0.30% of their portfolio | 6.7k $433.8k | Reduced -76 |
| Sigma Planning Corp 0.01% of their portfolio | 6.4k $414.4k | Reduced -670 |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 5.5k $357.4k | Reduced -339 |
| Beacon Pointe Advisors, LLC 0.01% of their portfolio | 5.5k $356.3k | Unchanged |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 5.3k $343.0k | Reduced -2.2k |
| Ignite Planners, LLC 0.13% of their portfolio | 5.1k $327.8k | Unchanged |
| Mutual Advisors, LLC 0.01% of their portfolio | 4.9k $320.4k | Reduced -3.7k |
| Keystone Wealth Services, LLC 0.11% of their portfolio | 4.4k $284.9k | Unchanged |
| Tower Research Capital LLC (TRC) 0.01% of their portfolio | 4.3k $280.9k | Reduced -2.5k |
| WMG Financial Advisors, LLC 0.20% of their portfolio | 4.3k $275.4k | Unchanged |
| Alpha Omega Group, Inc. 0.47% of their portfolio | 4.0k $256.3k | Unchanged |
| IHT Wealth Management, LLC 0.01% of their portfolio | 3.8k $247.2k | Reduced -250 |
| Financial Advocates Investment Management 0.02% of their portfolio | 3.6k $236.4k | Reduced -168 |
| 1776 Wealth LLC 0.12% of their portfolio | 3.6k $235.0k | Unchanged |
| Kowal Investment Group, LLC 0.06% of their portfolio | 3.4k $221.3k | Reduced -143 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 3.3k $216.7k | Reduced -45 |
| Ashton Thomas Private Wealth, LLC 0.02% of their portfolio | 3.2k $208.1k | New |
| CWM, LLC 0.00% of their portfolio | 3.1k $204.0k | Unchanged |
| Pine Valley Investments Ltd Liability Co 0.02% of their portfolio | 3.1k $203.6k | New |
| Founders Financial Alliance, LLC 0.05% of their portfolio | 2.1k $135.0k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1.9k $126.2k | Unchanged |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 1.9k $123.1k | Unchanged |
| CENTAURUS FINANCIAL, INC. 0.01% of their portfolio | 1.6k $105.0k | Reduced -281 |
| Worth Asset Management, LLC 0.08% of their portfolio | 1.6k $103.0k | Reduced -613 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.4k $87.5k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.3k $83.4k | Added +111 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.2k $80.5k | Reduced -86 |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.06% of their portfolio | 966 $62.6k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 954 $61.8k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 844 $54.6k | Added +1 |
| Tyler-Stone Wealth Management 0.02% of their portfolio | 442 $29.0k | First filing |
| Pacifica Partners Inc. 0.01% of their portfolio | 250 $16.1k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 169 $10.9k | Unchanged |
| Cape Investment Advisory, Inc. 0.00% of their portfolio | 112 $7.3k | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 85 $5.5k | Unchanged |
| Transamerica Financial Advisors, LLC 0.00% of their portfolio | 35 $3.0k | Reduced -4 |
| FMR LLC 0.00% of their portfolio | 27 $1.7k | Reduced -45 |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 20 $1.3k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |