FIRST TR EXCHANGE-TRADED ALP FNY
MID CP GR ALPH · ETP · CUSIP 33737M102
79
institutional holders
-3 vs Q4 2022
2.6m
shares reported held*
$154.6mreported value*
5 new
26 added
32 reduced
9 sold out
net sold ≈ $3.2m (-60.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.45. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 87 |
| Q4 2022 | 82 |
| Q1 2023 | 79 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 32 | 43 |
| Q1 2023 | 31 | 41 |
Biggest buyers
| RAYMOND JAMES & ASSOCIATES | Added | +30.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +23.0k |
| MML INVESTORS SERVICES, LLC | Added | +16.1k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +11.2k |
| MORGAN STANLEY | Added | +9.1k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +4.5k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Added | +4.0k |
| Atria Wealth Solutions, Inc. | Added | +3.9k |
| Kowal Investment Group, LLC | New | +3.6k |
| Kingsview Wealth Management, LLC | Added | +3.1k |
Biggest sellers
| CITADEL ADVISORS LLC | Sold out | -42.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -25.6k |
| OSAIC HOLDINGS, INC. | Reduced | -20.4k |
| ROYAL BANK OF CANADA | Reduced | -18.6k |
| MONEY CONCEPTS CAPITAL CORP | Sold out | -11.9k |
| STIFEL FINANCIAL CORP | Reduced | -9.2k |
| LPL Financial LLC | Reduced | -8.8k |
| Private Advisor Group, LLC | Reduced | -6.3k |
| First Heartland Consultants, Inc. | Sold out | -5.3k |
| UBS Group AG | Reduced | -4.7k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.02% of their portfolio | 516.6k $30.7m | Reduced -8.8k |
| UBS Group AG 0.01% of their portfolio | 312.9k $18.6m | Reduced -4.7k |
| MORGAN STANLEY 0.00% of their portfolio | 292.6k $17.4m | Added +9.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 245.6k $14.6m | Reduced -25.6k |
| Savior LLC 8.23% of their portfolio | 167.6k $10.0m | Added +21 |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 70.9k $4.2m | Reduced -2.0k |
| Kingsview Wealth Management, LLC 0.17% of their portfolio | 67.7k $4.0m | Added +3.1k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.16% of their portfolio | 65.5k $3.9m | Added +4.0k |
| Cetera Investment Advisers 0.03% of their portfolio | 53.4k $3.2m | Reduced -1.2k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 53.2k $3.2m | Reduced -20.4k |
| Private Advisor Group, LLC 0.03% of their portfolio | 50.0k $3.0m | Reduced -6.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 50.0k $3.0m | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 46.4k $2.8m | Added +30.7k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 45.1k $2.7m | Added +1.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 42.5k $2.5m | Reduced -1.7k |
| KCM INVESTMENT ADVISORS LLC 0.10% of their portfolio | 40.8k $2.4m | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 29.2k $1.7m | Reduced -9.2k |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 28.4k $1.7m | Added +16.1k |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 28.0k $1.7m | Reduced -2.0k |
| Purus Wealth Management, LLC 1.15% of their portfolio | 24.4k $1.5m | Added +135 |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 23.2k $1.4m | Added +3.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 23.0k $1.4m | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 21.9k $1.3m | Added +11.2k |
| MTM Investment Management, LLC 0.57% of their portfolio | 18.6k $1.1m | Reduced -50 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 16.3k $971.0k | Reduced -18.6k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 16.0k $951.5k | Added +4.5k |
| Equitable Holdings, Inc. 0.01% of their portfolio | 15.4k $917.2k | Reduced -157 |
| ARS Wealth Advisors Group, LLC 0.15% of their portfolio | 14.0k $834.2k | Reduced -1.5k |
| Braun-Bostich & Associates Inc. 1.83% of their portfolio | 13.0k $775.4k | Added +843 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 11.3k $675.1k | Reduced -167 |
| Clarus Wealth Advisors 0.38% of their portfolio | 10.5k $611.9k | Added +814 |
| Mariner, LLC 0.00% of their portfolio | 10.4k $621.0k | Added +322 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 9.7k $578.0k | Added +600 |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 9.0k $532.9k | Added +134 |
| GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio | 8.9k $531.9k | Reduced -43 |
| Mutual Advisors, LLC 0.02% of their portfolio | 8.7k $514.8k | Added +3.1k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 8.1k $479.0k | Reduced -913 |
| Stonebridge Financial Planning Group, LLC 0.31% of their portfolio | 8.0k $475.9k | Reduced -550 |
| Dominguez Wealth Management Solutions, Inc. 0.44% of their portfolio | 8.0k $475.1k | Added +17 |
| Cornerstone Wealth Management, LLC 0.04% of their portfolio | 7.6k $453.6k | First filing |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 7.5k $447.0k | Added +757 |
| Sigma Planning Corp 0.01% of their portfolio | 7.1k $420.4k | Added +1 |
| Tower Research Capital LLC (TRC) 0.01% of their portfolio | 6.8k $405.0k | Reduced -1.2k |
| Element Wealth, LLC 0.30% of their portfolio | 6.8k $402.9k | Reduced -130 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 6.7k $398.8k | Reduced -514 |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 5.9k $348.0k | Added +108 |
| Beacon Pointe Advisors, LLC 0.01% of their portfolio | 5.5k $327.2k | Unchanged |
| Ignite Planners, LLC 0.12% of their portfolio | 5.1k $301.3k | Unchanged |
| IFP Advisors, Inc 0.01% of their portfolio | 5.0k $218.9k | Reduced -2.3k |
| Keystone Wealth Services, LLC 0.11% of their portfolio | 4.4k $261.6k | Unchanged |
| WMG Financial Advisors, LLC 0.21% of their portfolio | 4.3k $253.0k | Unchanged |
| IHT Wealth Management, LLC 0.01% of their portfolio | 4.1k $241.8k | Added +1 |
| Alpha Omega Group, Inc. 0.46% of their portfolio | 4.0k $235.4k | Reduced -2.2k |
| Financial Advocates Investment Management 0.02% of their portfolio | 3.8k $227.1k | Reduced -304 |
| 1776 Wealth LLC 0.13% of their portfolio | 3.6k $215.8k | Unchanged |
| Kowal Investment Group, LLC 0.06% of their portfolio | 3.6k $211.7k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 3.4k $201.8k | Added +1.4k |
| CWM, LLC 0.00% of their portfolio | 3.1k $187.0k | Reduced -100 |
| Worth Asset Management, LLC 0.10% of their portfolio | 2.2k $131.1k | Added +1.3k |
| Founders Financial Alliance, LLC 0.06% of their portfolio | 2.1k $121.9k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1.9k $115.9k | Unchanged |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 1.9k $113.1k | Reduced -1.1k |
| CENTAURUS FINANCIAL, INC. 0.01% of their portfolio | 1.9k $113.0k | Reduced -479 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.4k $80.4k | Reduced -105 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.3k $79.0k | Reduced -224 |
| Allworth Financial LP 0.00% of their portfolio | 1.2k $70.0k | Reduced -1 |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.05% of their portfolio | 966 $57.5k | First filing |
| Global Retirement Partners, LLC 0.00% of their portfolio | 954 $56.2k | Added +75 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 843 $50.2k | Reduced -226 |
| Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio | 615 $37.0k | New |
| Pacifica Partners Inc. 0.01% of their portfolio | 250 $14.5k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 169 $10.1k | Unchanged |
| Cape Investment Advisory, Inc. 0.00% of their portfolio | 112 $6.7k | First filing |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 85 $5.1k | New |
| FMR LLC 0.00% of their portfolio | 72 $4.3k | Added +36 |
| Ahrens Investment Partners LLC 0.00% of their portfolio | 60 $3.6k | New |
| Transamerica Financial Advisors, LLC 0.00% of their portfolio | 39 $3.0k | Reduced -5 |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 20 $1.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |